13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-25, with 3,936 holding rows worth $98,844,197,000.
- Accession
- 0001084208-22-000008
- Filer
- CIK 1084208
- Filed
- 2022-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 4,075 entries on the cover page, a total value of $98,844,197,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,844,197,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 13,959 | $164,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 14,341 | $164,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,723 | $163,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,487 | $163,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 22,609 | $161,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 21,233 | $161,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 12,766 | $161,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,804 | $160,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 12,225 | $160,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,484 | $159,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 136,790 | $159,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,187 | $158,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 33,516 | $158,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 137,743 | $157,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 16,094 | $156,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 24,099 | $156,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 29,682 | $156,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,948 | $155,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 15,186 | $154,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 19,323 | $153,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,292 | $153,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 60,810 | $150,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,502 | $150,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 42,120 | $148,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 150,000 | $148,000 | thousands by filing date | principal |
| MIMEDX GROUP INC | 602496101 | COM | 51,314 | $147,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 31,526 | $147,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,997 | $146,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 23,930 | $146,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,562 | $146,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 53,151 | $145,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,464 | $144,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 27,049 | $144,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,672 | $144,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 42,686 | $144,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 11,165 | $143,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 21,456 | $143,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 11,805 | $143,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 24,507 | $142,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 11,991 | $142,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 18,597 | $141,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,731 | $141,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 20,872 | $139,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 21,310 | $138,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,900 | $138,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 39,910 | $136,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 30,565 | $136,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 14,814 | $136,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 10,253 | $135,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 115,018 | $135,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 20,327 | $134,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 11,295 | $134,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 40,677 | $132,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 83,774 | $132,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 10,531 | $131,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 20,330 | $131,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 41,655 | $130,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 113,141 | $130,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 15,692 | $129,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,552 | $128,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 16,072 | $127,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,092 | $126,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,447 | $126,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 66,095 | $125,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,404 | $125,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 12,500 | $125,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 19,259 | $124,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,722 | $124,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 214,500 | $124,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 14,725 | $123,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 46,898 | $123,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,680 | $122,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 13,995 | $122,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 27,491 | $121,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,944 | $119,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,894 | $119,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 11,661 | $118,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 48,029 | $118,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 40,363 | $118,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 10,150 | $118,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 41,163 | $116,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,300 | $116,000 | thousands by filing date | put |
| Inflarx Nv | N44821101 | COM | 43,423 | $115,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 66,212 | $114,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 118,000 | $114,000 | thousands by filing date | principal |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 26,376 | $113,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 18,760 | $113,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 84,578 | $113,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 26,840 | $111,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,359 | $111,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,292 | $110,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,206 | $110,000 | thousands by filing date | |
| ZIMVIE INC | 98888T107 | COM | 11,109 | $110,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,725 | $110,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,397 | $109,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 34,061 | $109,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 17,339 | $108,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 19,565 | $108,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 10,682 | $108,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,291 | $108,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 110,000 | $108,000 | thousands by filing date | principal |
| WESTROCK COFFEE CO | 96145W103 | COM | 10,311 | $107,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 29,474 | $106,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,239 | $106,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 125,000 | $105,000 | thousands by filing date | principal |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 13,369 | $105,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,280 | $104,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 119,976 | $102,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 31,149 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 49,800 | $99,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 10,353 | $99,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,773 | $99,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,234 | $98,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 120,000 | $96,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 33,627 | $95,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 16,307 | $95,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 26,231 | $95,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 110,000 | $95,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 93,900 | $94,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 10,617 | $94,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 26,457 | $93,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 18,489 | $93,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 11,283 | $93,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 39,536 | $92,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,515 | $92,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,144 | $92,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 20,667 | $92,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 90,000 | $91,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 44,600 | $89,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 158,000 | $89,000 | thousands by filing date | call |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,735 | $89,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 13,050 | $89,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 90,000 | $89,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 37,700 | $88,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,700 | $88,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,260 | $87,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,505 | $87,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 13,604 | $86,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,000 | $85,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 129,875 | $85,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,795 | $84,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 19,268 | $84,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 52,518 | $84,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 18,482 | $83,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,125 | $82,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,653 | $82,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,807 | $81,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 268,950 | $81,000 | thousands by filing date | |
| GAIN THERAPEUTICS INC | 36269B105 | COM | 24,000 | $78,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 16,736 | $77,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 18,263 | $77,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,600 | $76,000 | thousands by filing date | put |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 25,094 | $76,000 | thousands by filing date | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 13,582 | $76,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 18,426 | $75,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,384 | $75,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 11,724 | $75,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 14,631 | $74,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 40,619 | $74,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $74,000 | thousands by filing date | principal |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 12,100 | $73,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 60,140 | $72,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 20,953 | $72,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,788 | $72,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 11,328 | $71,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 60,300 | $70,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 102,600 | $70,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 77,000 | $69,000 | thousands by filing date | call |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 14,594 | $69,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,558 | $69,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 26,200 | $69,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 22,638 | $68,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 61,500 | $67,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 26,800 | $67,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 68,400 | $66,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,766 | $66,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 10,305 | $65,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,223 | $64,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 65,000 | $63,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 157,900 | $62,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 15,000 | $62,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,600 | $62,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,000 | $61,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 123,500 | $61,000 | thousands by filing date | call |
| SKEENA RES LTD NEW | 83056P715 | COM | 13,031 | $61,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,634 | $61,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 20,485 | $59,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 125,033 | $59,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 17,431 | $58,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,140 | $58,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 18,605 | $58,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 45,200 | $57,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,006 | $56,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 12,089 | $56,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,800 | $56,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 95,800 | $55,000 | thousands by filing date | call |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 60,000 | $55,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 54,700 | $54,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 18,012 | $54,000 | thousands by filing date | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 18,497 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,267 | $53,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 51,800 | $52,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 17,729 | $52,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 33,000 | $52,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 26,344 | $52,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 30,000 | $51,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 13,957 | $50,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 61,500 | $49,000 | thousands by filing date | call |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 155,940 | $49,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 21,360 | $48,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,233 | $48,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,710 | $48,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 49,100 | $47,000 | thousands by filing date | call |
| Yalla Group Ltd | 98459U103 | COM | 14,485 | $47,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 29,930 | $47,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 49,000 | $46,000 | thousands by filing date | principal |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 51,737 | $46,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 49,000 | $46,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $45,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,899 | $44,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,400 | $43,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 61,300 | $43,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,930 | $43,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 20,650 | $43,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 38,309 | $42,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 41,355 | $42,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,577 | $41,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 11,880 | $41,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 23,100 | $40,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,351 | $40,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 16,977 | $39,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $39,000 | thousands by filing date | principal |
| Verizon Communications Inc | 92343V104 | COM | 110,200 | $38,000 | thousands by filing date | call |
| OPPFI INC | 68386H103 | COMMON STOCK | 16,707 | $38,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 51,161 | $38,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 44,480 | $38,000 | thousands by filing date | |
| I-80 GOLD CORP | 44955L106 | COM | 21,256 | $37,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 13,437 | $37,000 | thousands by filing date | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 17,181 | $37,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 120,100 | $36,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 29,700 | $35,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 14,763 | $35,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 26,953 | $35,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 94,000 | $35,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,698 | $34,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 12,560 | $34,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 32,500 | $33,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,157 | $33,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 38,481 | $33,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 14,506 | $32,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,001 | $32,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 50,440 | $32,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 11,009 | $32,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $32,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 103,600 | $31,000 | thousands by filing date | call |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,300 | $31,000 | thousands by filing date | call |
| STEM INC | 85859N102 | COM | 18,400 | $31,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 25,360 | $31,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 19,000 | $31,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 31,000 | $30,000 | thousands by filing date | principal |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 13,500 | $30,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 19,000 | $29,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,700 | $28,000 | thousands by filing date | call |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 28,717 | $28,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 12,893 | $28,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 12,790 | $28,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $28,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 16,869 | $27,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,499 | $27,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 74,025 | $27,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 11,400 | $26,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 12,200 | $26,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 33,200 | $25,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 100,900 | $25,000 | thousands by filing date | call |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,953 | $25,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 38,000 | $25,000 | thousands by filing date | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,718 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,700 | $24,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 79,700 | $24,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,100 | $24,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 21,115 | $24,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 27,000 | $24,000 | thousands by filing date | principal |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 12,276 | $24,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 41,400 | $23,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 10,834 | $23,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 16,900 | $23,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,593 | $23,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 20,000 | $23,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 46,120 | $23,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000 | $22,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 54,000 | $22,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,000 | $22,000 | thousands by filing date | principal |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $21,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 10,650 | $21,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 98,100 | $21,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 54,369 | $21,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 184,100 | $20,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 26,000 | $20,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 18,975 | $20,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 21,000 | $20,000 | thousands by filing date | principal |
| EMAGIN CORP | 29076N206 | COM | 33,333 | $20,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 44,900 | $19,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 12,106 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 37,600 | $19,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 27,000 | $19,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,435 | $19,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 17,484 | $19,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 53,323 | $18,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 11,100 | $17,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 13,900 | $17,000 | thousands by filing date | call |
| NEXIMMUNE INC | 65344D109 | COM | 30,622 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,000 | $16,000 | thousands by filing date | principal |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 20,000 | $16,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 12,500 | $16,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 17,000 | $16,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 17,000 | $16,000 | thousands by filing date | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 16,000 | $16,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 20,000 | $15,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19,700 | $15,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 10,150 | $15,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 21,000 | $15,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 21,200 | $15,000 | thousands by filing date | call |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 19,000 | $15,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,000 | $15,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 15,896 | $15,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 17,000 | $15,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $15,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 19,100 | $14,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 84,500 | $14,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $14,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $14,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 30,200 | $13,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 30,000 | $13,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 79,800 | $13,000 | thousands by filing date | call |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 17,000 | $13,000 | thousands by filing date | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 13,000 | $13,000 | thousands by filing date | principal |
| WESTWATER RES INC | 961684206 | COM NEW | 11,300 | $13,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $13,000 | thousands by filing date | principal |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 35,000 | $13,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 38,000 | $12,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 113,300 | $12,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 29,400 | $12,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 43,200 | $12,000 | thousands by filing date | call |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 79,500 | $12,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $12,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 27,746 | $12,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 13,050 | $12,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 76,400 | $11,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 28,200 | $11,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,200 | $11,000 | thousands by filing date | call |
| ARRIVAL GROUP | L0423Q108 | SHS | 13,873 | $11,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 44,100 | $11,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 17,990 | $11,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 18,000 | $11,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,573 | $11,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 12,000 | $11,000 | thousands by filing date | |
| NCINO INC | 63947X101 | COM | 12,900 | $10,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 24,000 | $9,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 12,500 | $9,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 30,800 | $9,000 | thousands by filing date | call |
| APA CORPORATION COM | 03743Q108 | Stock | 34,200 | $9,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 23,684 | $9,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 17,487 | $9,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,544 | $9,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,800 | $9,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,355 | $9,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 60,500 | $8,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 53,800 | $8,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 10,900 | $8,000 | thousands by filing date | call |
| POLISHED COM INC | 28252C109 | CMN | 15,810 | $8,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,800 | $7,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 16,700 | $7,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,100 | $7,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 30,200 | $7,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 71,700 | $7,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 18,800 | $7,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 46,000 | $7,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,672 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,450 | $7,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,500 | $7,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 24,800 | $6,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 88,400 | $6,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 28,300 | $6,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 38,400 | $6,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,000 | $5,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 11,300 | $5,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 18,400 | $5,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 30,100 | $5,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 112,600 | $5,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 15,000 | $5,000 | thousands by filing date | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 25,000 | $5,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 42,500 | $5,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 62,600 | $4,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 17,900 | $4,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 18,149 | $4,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 38,300 | $4,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 60,500 | $4,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 15,000 | $4,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 71,417 | $4,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 45,500 | $3,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 20,400 | $3,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 11,200 | $3,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 32,600 | $3,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 64,200 | $3,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 30,300 | $3,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 19,300 | $3,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,700 | $3,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,750 | $3,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 24,000 | $3,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,500 | $3,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,700 | $3,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 41,300 | $2,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 39,500 | $2,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 46,700 | $2,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 79,600 | $2,000 | thousands by filing date | call |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 14,711 | $2,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 11,199 | $2,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,000 | $1,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 10,300 | $1,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 28,700 | $1,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 12,300 | $1,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 10,500 | $1,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 13,700 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 19,300 | $1,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,600 | $1,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 17,300 | $1,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,900 | $1,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 42,000 | $1,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 14,300 | $1,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,000 | $1,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 24,500 | $1,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 11,400 | $1,000 | thousands by filing date | call |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 46,949 | $1,000 | thousands by filing date | |
| Nogin Inc | 65528N113 | Warrant | 14,287 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-22-000008 | this filing | 2022-10-25 | acceptance time not in the bulk data set |