13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-12, with 4,017 holding rows worth $102,245,351,000.
- Accession
- 0001084208-22-000007
- Filer
- CIK 1084208
- Filed
- 2022-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 4,158 entries on the cover page, a total value of $102,245,351,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,245,351,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,647 | $202,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 5,000 | $202,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,703 | $202,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,658 | $201,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,209 | $201,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 65,518 | $200,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 37,039 | $199,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 18,065 | $199,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 13,550 | $197,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 157,883 | $197,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 24,109 | $196,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 19,206 | $195,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,630 | $195,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 47,580 | $195,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 18,178 | $194,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 18,741 | $193,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 23,309 | $192,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 45,709 | $191,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 10,875 | $191,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 31,243 | $190,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,168 | $190,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 36,828 | $190,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 44,117 | $189,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 14,562 | $188,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 47,907 | $188,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,729 | $188,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 10,969 | $188,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 27,741 | $187,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 26,338 | $186,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 11,343 | $184,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,937 | $184,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,115 | $183,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 22,417 | $182,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,473 | $182,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 24,299 | $181,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 51,914 | $180,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 25,036 | $180,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,784 | $178,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 23,463 | $178,000 | thousands by filing date | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 30,000 | $178,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 70,000 | $177,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 21,172 | $177,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 17,675 | $176,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 11,583 | $176,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 21,266 | $175,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 19,690 | $175,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 21,213 | $175,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 55,491 | $174,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 24,296 | $174,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 36,890 | $174,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 21,328 | $174,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,621 | $174,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 12,042 | $174,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 15,759 | $173,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,844 | $173,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 15,459 | $172,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 12,480 | $172,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,349 | $171,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 31,281 | $171,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 46,980 | $170,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,946 | $170,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 28,297 | $170,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 16,716 | $170,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,422 | $169,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 10,332 | $168,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 44,770 | $168,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 66,095 | $167,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 12,043 | $166,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 14,429 | $166,000 | thousands by filing date | |
| ZIMVIE INC | 98888T107 | COM | 10,282 | $165,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 22,126 | $164,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 12,315 | $163,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,552 | $162,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 13,876 | $162,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,441 | $161,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 14,814 | $161,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 13,647 | $159,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 18,134 | $159,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 110,100 | $158,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 55,933 | $158,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 13,564 | $157,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 26,532 | $157,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 22,324 | $156,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,672 | $155,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,409 | $154,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 11,017 | $153,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,464 | $152,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 68,723 | $151,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 31,526 | $151,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 83,774 | $150,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 16,086 | $149,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 113,418 | $149,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,828 | $148,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,359 | $148,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 43,160 | $147,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,896 | $147,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 30,565 | $146,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,350 | $146,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 17,536 | $145,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,307 | $145,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,000 | $144,000 | thousands by filing date | put |
| BLOOM ENERGY CORP | 093712107 | COM | 53,200 | $143,000 | thousands by filing date | put |
| PINTEREST INC CL A | 72352L106 | Stock | 69,300 | $143,000 | thousands by filing date | call |
| ORLA MNG LTD NEW | 68634K106 | COM | 52,007 | $143,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,233 | $142,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 121,560 | $141,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 145,000 | $141,000 | thousands by filing date | principal |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,589 | $140,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 23,040 | $139,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,521 | $138,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 25,300 | $137,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 42,800 | $137,000 | thousands by filing date | call |
| VIEW INC | 92671V106 | COM | 84,267 | $137,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,087 | $136,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 33,627 | $135,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,680 | $135,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 28,338 | $135,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 49,262 | $134,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,727 | $133,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 26,200 | $132,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 67,480 | $132,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 19,021 | $131,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 10,021 | $130,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 316,500 | $130,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,647 | $130,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,198 | $130,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,028 | $130,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 40,619 | $128,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,095 | $127,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,717 | $127,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,580 | $127,000 | thousands by filing date | |
| EXSCIENTIA PLC | 30223G102 | ADS | 11,611 | $126,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 263,500 | $126,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 31,226 | $125,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,093 | $125,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,500 | $124,000 | thousands by filing date | call |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 12,500 | $124,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 28,250 | $123,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,410 | $123,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,800 | $122,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 11,589 | $122,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,206 | $122,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 39,880 | $121,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 80,300 | $120,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 16,627 | $120,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,629 | $120,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,910 | $119,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 302,950 | $119,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 15,300 | $119,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 12,478 | $118,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 20,167 | $118,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 15,880 | $117,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,216 | $116,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 16,430 | $116,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,338 | $116,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 13,133 | $115,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,485 | $114,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 16,716 | $113,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,640 | $112,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 10,717 | $112,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 19,824 | $112,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 23,606 | $112,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 60,155 | $111,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 41,000 | $110,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 17,175 | $110,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 16,359 | $110,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 22,876 | $109,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 21,000 | $109,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,930 | $108,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 44,357 | $108,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 21,200 | $107,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 25,054 | $106,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,735 | $106,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 18,923 | $106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,571 | $104,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 157,440 | $102,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 19,679 | $101,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 12,938 | $100,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,264 | $100,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 13,354 | $99,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 16,305 | $98,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 77,300 | $97,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 187,600 | $97,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 243,437 | $97,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 15,018 | $96,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 15,129 | $95,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 20,388 | $94,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,005 | $94,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 27,431 | $94,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 10,242 | $93,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 11,215 | $92,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 18,064 | $92,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 90,000 | $92,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 25,094 | $91,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 73,712 | $91,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,200 | $91,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 14,071 | $90,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 26,750 | $90,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 90,000 | $90,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 27,209 | $89,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,395 | $89,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 10,805 | $88,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,434 | $87,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,385 | $87,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 13,735 | $86,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 61,500 | $86,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 10,599 | $85,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 14,341 | $85,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 11,155 | $85,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 15,557 | $85,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 14,513 | $85,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,931 | $84,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 10,150 | $84,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,745 | $83,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 34,141 | $83,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 20,650 | $83,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 12,393 | $83,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,581 | $83,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W117 | *W EXP 02/11/202 | 54,177 | $82,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 11,323 | $81,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 24,059 | $80,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,140 | $80,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 19,300 | $79,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 22,326 | $79,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 12,115 | $79,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 50,440 | $79,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,807 | $79,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 22,766 | $79,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 110,300 | $79,000 | thousands by filing date | call |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 26,930 | $79,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,439 | $78,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 26,382 | $77,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 11,027 | $77,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 22,144 | $77,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 99,100 | $76,000 | thousands by filing date | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 15,400 | $75,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 32,273 | $75,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 94,500 | $74,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $74,000 | thousands by filing date | principal |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 76,033 | $74,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 13,550 | $72,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,435 | $72,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,203 | $71,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 100,300 | $71,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 120,500 | $69,000 | thousands by filing date | call |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 21,360 | $69,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,840 | $69,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 17,546 | $69,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 106,700 | $68,000 | thousands by filing date | call |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 60,000 | $68,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 55,700 | $67,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 54,900 | $67,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 47,000 | $65,000 | thousands by filing date | call |
| COFFEE HLDG CO INC | 192176105 | COM | 26,800 | $65,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 18,890 | $65,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 59,100 | $64,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 16,805 | $64,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,200 | $63,000 | thousands by filing date | call |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 12,949 | $63,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 19,507 | $63,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 88,600 | $62,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 18,366 | $62,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 10,066 | $62,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 12,600 | $61,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 25,000 | $60,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 49,027 | $60,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 78,000 | $59,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 38,350 | $59,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,300 | $59,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 15,579 | $59,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 51,237 | $59,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 13,400 | $58,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,500 | $58,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 53,000 | $58,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 58,140 | $57,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 39,084 | $57,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 14,500 | $57,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 38,309 | $57,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 10,781 | $57,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 16,707 | $55,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 46,600 | $54,000 | thousands by filing date | call |
| AVEPOINT INC COM CL A | 053604104 | Stock | 12,300 | $53,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 10,300 | $53,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 12,830 | $51,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 27,267 | $50,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 13,000 | $50,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 40,526 | $50,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 34,500 | $50,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 39,200 | $49,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 28,571 | $49,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 30,622 | $49,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 10,492 | $49,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 95,100 | $48,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,500 | $47,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 27,700 | $47,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 37,600 | $47,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,980 | $46,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 13,181 | $46,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 49,000 | $46,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 17,509 | $46,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 49,000 | $46,000 | thousands by filing date | principal |
| AUDACY INC | 05070N103 | COM | 48,169 | $45,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 110,400 | $44,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 13,000 | $43,000 | thousands by filing date | call |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 23,100 | $43,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 19,000 | $43,000 | thousands by filing date | |
| AMERICAN REBEL HOLDINGS INC | 02919L208 | COM | 53,323 | $43,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 16,000 | $42,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 18,800 | $42,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 31,500 | $41,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 17,563 | $41,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 74,025 | $41,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 85,293 | $41,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 14,560 | $40,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 26,953 | $40,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 79,600 | $38,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 32,900 | $38,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,600 | $38,000 | thousands by filing date | call |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 18,497 | $38,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 15,562 | $38,000 | thousands by filing date | |
| I-80 GOLD CORP | 44955L106 | COM | 21,256 | $38,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,179 | $38,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $38,000 | thousands by filing date | principal |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,107 | $37,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 12,500 | $37,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $37,000 | thousands by filing date | principal |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 20,000 | $37,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 13,500 | $36,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 12,152 | $35,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 21,873 | $35,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 14,200 | $35,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $35,000 | thousands by filing date | principal |
| A2Z CUST2MATE SOLUTIONS CORP | 00249W100 | COM | 12,193 | $35,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 14,485 | $34,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,100 | $33,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,243 | $33,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 16,869 | $33,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $32,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 19,613 | $31,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 31,000 | $31,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 29,000 | $30,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 12,063 | $30,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $30,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 31,000 | $30,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 20,000 | $29,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 34,100 | $29,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 11,100 | $29,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 113,700 | $29,000 | thousands by filing date | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 21,797 | $29,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 64,600 | $28,000 | thousands by filing date | call |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $28,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 202,800 | $27,000 | thousands by filing date | call |
| VIATRIS INC COM | 92556V106 | Stock | 99,500 | $27,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 14,763 | $27,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,000 | $27,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 45,500 | $26,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 66,200 | $26,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,800 | $26,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,000 | $24,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,000 | $24,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 25,700 | $23,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,000 | $23,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 10,650 | $23,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 83,400 | $22,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 86,200 | $22,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $22,000 | thousands by filing date | principal |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 20,000 | $22,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000 | $22,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 30,200 | $21,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 15,500 | $21,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 77,700 | $21,000 | thousands by filing date | call |
| INTERDIGITAL INC | 45867GAB7 | BOND | 21,000 | $21,000 | thousands by filing date | principal |
| POLISHED COM INC | 28252C109 | CMN | 16,925 | $21,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15,000 | $20,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 26,000 | $20,000 | thousands by filing date | principal |
| ENDO INTL PLC | G30401106 | SHS | 43,235 | $20,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 28,800 | $19,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 42,300 | $19,000 | thousands by filing date | call |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 21,165 | $19,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 48,100 | $19,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 18,975 | $19,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 85,000 | $18,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 10,100 | $18,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 39,184 | $18,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 16,900 | $18,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 20,000 | $18,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,573 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,000 | $17,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $17,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 32,746 | $17,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 16,000 | $17,000 | thousands by filing date | principal |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,000 | $16,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 27,300 | $16,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 62,700 | $16,000 | thousands by filing date | call |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 10,100 | $16,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $16,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 63,800 | $16,000 | thousands by filing date | call |
| VELODYNE LIDAR INC | 92259F101 | COM | 16,646 | $16,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 150,900 | $15,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 14,800 | $15,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 10,834 | $15,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 28,000 | $15,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,335 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $15,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $15,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,000 | $15,000 | thousands by filing date | principal |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 17,990 | $14,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $14,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $14,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,000 | $14,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $14,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 12,000 | $14,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,600 | $13,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 39,200 | $13,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,300 | $13,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 28,500 | $13,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 33,600 | $13,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 44,100 | $13,000 | thousands by filing date | call |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 13,000 | $13,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $13,000 | thousands by filing date | principal |
| OMNICOM GROUP INC COM | 681919106 | Stock | 20,300 | $12,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 29,300 | $12,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684206 | COM NEW | 11,300 | $12,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 18,095 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,360 | $12,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 13,850 | $12,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $12,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 13,100 | $11,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 82,600 | $11,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 17,487 | $11,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,544 | $11,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 17,413 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 66,417 | $11,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 16,800 | $10,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 20,000 | $10,000 | thousands by filing date | call |
| VIPER | 92763M105 | COMMON STOCK | 38,000 | $10,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 10,600 | $10,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 30,841 | $10,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 21,700 | $9,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 18,800 | $9,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 42,500 | $9,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 21,000 | $9,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,500 | $9,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 10,450 | $9,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 12,500 | $9,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,902 | $9,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 76,300 | $8,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 42,000 | $8,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 24,800 | $8,000 | thousands by filing date | call |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 18,000 | $8,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,500 | $8,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 10,350 | $8,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 18,000 | $7,000 | thousands by filing date | call |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 42,000 | $7,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 67,800 | $7,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 29,179 | $7,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 18,600 | $6,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 68,200 | $6,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 25,000 | $6,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22,149 | $6,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 15,300 | $6,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 29,900 | $6,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 14,300 | $6,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 24,800 | $6,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 97,900 | $6,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 40,000 | $6,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 14,711 | $6,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 28,800 | $5,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 116,800 | $5,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,600 | $5,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 49,100 | $5,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 30,300 | $5,000 | thousands by filing date | call |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 26,000 | $5,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 15,000 | $5,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 10,750 | $5,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 12,900 | $5,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 18,100 | $5,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 10,900 | $5,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 11,700 | $5,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,000 | $4,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 14,000 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,400 | $4,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 42,100 | $4,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 15,000 | $4,000 | thousands by filing date | call |
| STEM INC | 85859N102 | COM | 69,800 | $4,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 114,000 | $4,000 | thousands by filing date | call |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 12,237 | $4,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 16,500 | $4,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 18,451 | $4,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,400 | $3,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 33,000 | $3,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 63,700 | $3,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,600 | $3,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 13,700 | $3,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,000 | $3,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 10,100 | $3,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 14,287 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,000 | $2,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,000 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-22-000007 | this filing | 2022-08-12 | acceptance time not in the bulk data set |