13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 3,754 holding rows worth $91,174,340,000.
- Accession
- 0001084208-21-000001
- Filer
- CIK 1084208
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 3,859 entries on the cover page, a total value of $91,174,340,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,174,340,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGIC ED INC COM | 86272C103 | Stock | 3,855 | $367,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,941 | $367,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 33,897 | $367,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 662 | $366,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 16,775 | $365,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 7,498 | $364,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 12,410 | $364,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 36,283 | $362,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 7,776 | $361,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,033 | $361,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 14,997 | $361,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 25,181 | $360,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 7,266 | $359,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 10,571 | $359,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 140,241 | $359,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 8,813 | $359,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 45,644 | $358,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 22,402 | $358,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 32,830 | $358,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 21,974 | $358,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 44,142 | $357,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 8,760 | $356,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 13,765 | $356,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 74,275 | $355,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,519 | $355,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 11,134 | $354,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,908 | $353,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 24,802 | $353,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 6,178 | $353,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 43,890 | $353,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,236 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,347 | $351,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,322 | $350,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,762 | $349,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 25,157 | $349,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 47,000 | $348,000 | thousands by filing date | call |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 17,345 | $348,000 | thousands by filing date | |
| Leslie's Inc | 527064109 | Common Stock | 12,536 | $348,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 29,149 | $348,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 32,000 | $346,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,457 | $345,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 21,702 | $345,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,473 | $344,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 32,369 | $344,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 32,365 | $343,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 32,726 | $343,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 17,253 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,826 | $342,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 22,859 | $342,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 8,504 | $342,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 33,823 | $341,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,784 | $340,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 139,600 | $339,000 | thousands by filing date | call |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 3,243 | $339,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 393,712 | $339,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 4,227 | $339,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,236 | $338,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,531 | $338,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 23,484 | $337,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 19,235 | $336,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 34,361 | $336,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 110,500 | $335,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 10,979 | $334,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,361 | $334,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 51,332 | $333,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 8,252 | $333,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 12,982 | $333,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 4,300 | $332,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 39,229 | $331,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,052 | $331,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 42,747 | $331,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 62,754 | $330,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,158 | $330,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,161 | $328,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,955 | $327,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 61,167 | $326,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,776 | $325,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,583 | $325,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,983 | $325,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 37,415 | $325,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 51,047 | $325,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 7,717 | $325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,049 | $324,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,314 | $323,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 56,885 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,064 | $321,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 6,364 | $320,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,612 | $320,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 6,100 | $319,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 6,513 | $319,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,038 | $318,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 24,342 | $318,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,899 | $318,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 30,900 | $318,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 11,303 | $316,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 32,393 | $316,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 33,458 | $316,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,487 | $315,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 39,737 | $314,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,836 | $313,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 10,024 | $312,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,060 | $311,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 9,184 | $311,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 17,936 | $311,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 14,662 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,657 | $310,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 12,421 | $309,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 34,903 | $309,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,950 | $309,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 44,600 | $308,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 192,769 | $307,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 108,000 | $305,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 24,342 | $305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,033 | $302,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 71,986 | $302,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 11,560 | $301,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,480 | $301,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 12,008 | $301,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 13,777 | $300,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 10,000 | $299,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,935 | $299,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 4,789 | $298,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 21,350 | $298,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,020 | $297,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,664 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,760 | $296,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 7,025 | $295,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 17,049 | $295,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 7,707 | $295,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 74,754 | $295,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 34,900 | $294,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,800 | $294,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 21,893 | $294,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 19,651 | $294,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 144,000 | $293,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 6,128 | $293,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 19,934 | $293,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,353 | $293,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 14,337 | $292,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,641 | $292,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,648 | $292,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,838 | $290,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 64,800 | $290,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 18,204 | $290,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,510 | $289,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 9,089 | $288,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 10,481 | $288,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 9,744 | $287,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,455 | $287,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,732 | $286,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 57,700 | $285,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,293 | $285,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 21,472 | $284,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 26,579 | $284,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,379 | $284,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 49,434 | $284,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 13,225 | $282,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24,750 | $282,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 23,976 | $280,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,154 | $279,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 22,186 | $279,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 8,886 | $279,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 106,400 | $278,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,373 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 6,140 | $278,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 8,106 | $277,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 181,900 | $277,000 | thousands by filing date | call |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 17,000 | $277,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,758 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 8,866 | $277,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 24,270 | $277,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,385 | $276,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 7,662 | $276,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,731 | $275,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,189 | $275,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 13,666 | $275,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 30,000 | $275,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,719 | $274,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 59,710 | $274,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 21,700 | $273,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 7,549 | $273,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 24,600 | $273,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,297 | $272,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 11,226 | $269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,833 | $269,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 23,190 | $269,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 30,358 | $269,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 8,904 | $268,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,568 | $268,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 10,951 | $268,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 10,021 | $268,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 18,526 | $268,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 10,011 | $267,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 4,235 | $267,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 14,826 | $267,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 121,900 | $266,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 136,289 | $266,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 79,049 | $266,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 24,806 | $266,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,212 | $264,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,847 | $264,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,324 | $264,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 12,737 | $264,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 25,499 | $263,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,703 | $263,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,550 | $263,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $263,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 9,363 | $262,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 52,125 | $262,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 22,950 | $261,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,197 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 3,435 | $261,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 53,000 | $261,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 8,380 | $260,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 15,321 | $260,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,429 | $259,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 24,823 | $259,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 14,559 | $259,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 17,657 | $258,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,445 | $258,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 27,983 | $258,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,580 | $258,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 8,289 | $258,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 19,050 | $258,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 15,012 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 17,353 | $257,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 10,404 | $257,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 53,600 | $257,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,342 | $257,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 8,424 | $257,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 22,513 | $257,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 30,314 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,383 | $255,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,935 | $255,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 36,963 | $255,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 25,846 | $254,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,748 | $254,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,506 | $254,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 4,067 | $252,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 6,460 | $252,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 22,063 | $251,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,900 | $250,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 28,008 | $250,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 99,341 | $250,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 11,747 | $249,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 81,100 | $249,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 9,813 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,263 | $248,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,713 | $247,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,658 | $246,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 6,783 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,977 | $246,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,687 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,124 | $244,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,661 | $244,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 20,938 | $244,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 4,371 | $243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,318 | $242,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 8,493 | $242,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,110 | $242,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 5,605 | $242,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,075 | $242,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 104,251 | $242,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,956 | $241,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 21,019 | $241,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 19,672 | $240,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,670 | $240,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,989 | $240,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 26,251 | $240,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 9,675 | $239,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 7,467 | $239,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 32,585 | $237,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 16,200 | $237,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,927 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,957 | $235,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,614 | $235,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 53,105 | $234,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 8,575 | $234,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $233,000 | thousands by filing date | call |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,637 | $233,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 43,210 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,159 | $232,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,323 | $232,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 11,740 | $232,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 7,995 | $231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,723 | $231,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 51,848 | $231,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,817 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,960 | $231,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6,143 | $231,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 23,207 | $231,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,305 | $230,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 7,680 | $230,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 4,985 | $230,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 20,740 | $230,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 20,101 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 19,376 | $229,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,600 | $229,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,817 | $229,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 22,000 | $229,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,150 | $228,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 14,254 | $228,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,913 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 3,802 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 4,116 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,818 | $228,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,941 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,664 | $227,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 295,000 | $227,000 | thousands by filing date | principal |
| TFS FINL CORP | 87240R107 | COM | 12,846 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,059 | $226,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 32,528 | $225,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,664 | $225,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 50,100 | $224,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,473 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,334 | $224,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 9,879 | $224,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,019 | $223,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,618 | $223,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 121,000 | $222,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,183 | $222,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 18,360 | $221,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 7,845 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 3,089 | $221,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 27,745 | $221,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 11,012 | $221,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 18,458 | $220,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 22,636 | $220,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,210 | $220,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 343 | $220,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245117 | UNIT 99/99/9999 | 21,195 | $220,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,796 | $219,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 5,500 | $219,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 13,100 | $219,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,185 | $219,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,753 | $218,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,078 | $218,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 7,701 | $217,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 4,954 | $217,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 37,917 | $217,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,671 | $217,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,753 | $216,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 5,707 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,062 | $215,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 5,152 | $215,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 18,402 | $215,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 18,600 | $214,000 | thousands by filing date | call |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,793 | $213,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 66,100 | $213,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,615 | $213,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,699 | $213,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 7,635 | $213,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 8,498 | $212,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 96,364 | $212,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,746 | $212,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 9,568 | $212,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 44,019 | $212,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,277 | $212,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,505 | $211,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 63,000 | $211,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 5,304 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,585 | $211,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 20,139 | $211,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 31,539 | $210,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 391 | $209,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 9,037 | $209,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 75,953 | $209,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 20,335 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,619 | $209,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 19,320 | $209,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,430 | $209,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,788 | $209,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,576 | $208,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,049 | $208,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,196 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,149 | $208,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,916 | $207,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 14,117 | $207,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 4,403 | $207,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 30,078 | $207,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 13,627 | $207,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 4,461 | $205,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,060 | $205,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,291 | $205,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,211 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,601 | $204,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 44,254 | $204,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 16,416 | $204,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 15,548 | $204,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,953 | $203,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,425 | $203,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 26,056 | $203,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 40,265 | $203,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 7,426 | $203,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 33,244 | $202,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 9,564 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,240 | $202,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,200 | $201,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,697 | $201,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 48,480 | $201,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 13,597 | $200,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 16,800 | $200,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 53,752 | $199,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,426 | $198,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,918 | $197,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 16,402 | $197,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 15,904 | $196,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 50,450 | $196,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,115 | $195,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,369 | $195,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,772 | $194,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,700 | $194,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 189,000 | $194,000 | thousands by filing date | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,397 | $192,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 36,562 | $192,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,176 | $192,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,149 | $192,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 11,789 | $192,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 12,896 | $191,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,407 | $191,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 13,921 | $191,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 72,100 | $190,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,785 | $190,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 17,337 | $190,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,044 | $189,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 28,985 | $189,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,311 | $187,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 29,368 | $185,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 11,323 | $185,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 267,200 | $184,000 | thousands by filing date | call |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 11,959 | $184,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 19,129 | $182,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 27,186 | $182,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 55,400 | $181,000 | thousands by filing date | call |
| JAWS ACQUISITION CORP | G50744104 | SHS | 13,500 | $181,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 24,101 | $180,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 35,000 | $180,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,332 | $180,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 31,532 | $178,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 21,437 | $177,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,280 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,707 | $177,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 41,924 | $177,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 42,000 | $176,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,748 | $175,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 11,996 | $175,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 21,683 | $174,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 28,749 | $172,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 69,065 | $171,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 30,016 | $171,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,350 | $171,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 44,592 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 11,029 | $169,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,800 | $169,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,121 | $169,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,638 | $167,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 17,000 | $167,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,115 | $166,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 22,200 | $165,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,834 | $165,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 19,289 | $165,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 10,072 | $164,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 14,213 | $163,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,303 | $162,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 41,203 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 12,168 | $161,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 15,581 | $159,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 22,848 | $158,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,627 | $157,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,053 | $157,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 24,877 | $156,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,798 | $156,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 48,700 | $156,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 17,462 | $155,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 14,582 | $155,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,460 | $154,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,068 | $153,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 30,075 | $153,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 22,934 | $152,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,715 | $151,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 18,218 | $150,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,359 | $150,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,750 | $149,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 23,805 | $149,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 58,071 | $148,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 29,275 | $148,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,556 | $147,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,121 | $147,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 13,402 | $146,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,800 | $145,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,775 | $144,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 61,717 | $143,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 15,000 | $143,000 | thousands by filing date | put |
| DESIGNER BRANDS INC | 250565108 | CL A | 18,730 | $143,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 16,235 | $143,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 18,989 | $142,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 33,200 | $142,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 15,366 | $141,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,642 | $141,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000001 | this filing | 2021-02-12 | acceptance time not in the bulk data set |