13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-28, with 3,513 holding rows worth $74,620,580,000.
- Accession
- 0001084208-20-000038
- Filer
- CIK 1084208
- Filed
- 2020-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 3,602 entries on the cover page, a total value of $74,620,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,620,580,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,125 | $259,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 9,971 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,859 | $259,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,003 | $258,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 107,585 | $258,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,830 | $256,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 5,976 | $256,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 8,010 | $256,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,007 | $256,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,965 | $255,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,147 | $255,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 28,375 | $254,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 99,501 | $253,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,462 | $253,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,209 | $252,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,786 | $251,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 20,813 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,429 | $249,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,261 | $249,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 60,967 | $249,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,600 | $247,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,460 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 17,703 | $247,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,456 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 19,850 | $246,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20,296 | $245,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 22,957 | $244,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,908 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 7,330 | $243,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 34,743 | $243,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,103 | $241,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 28,600 | $240,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,843 | $239,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 22,827 | $239,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 26,738 | $239,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 662 | $238,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 5,055 | $237,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 80,705 | $237,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 8,232 | $236,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 5,079 | $235,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,520 | $235,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 80 | $235,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,197 | $235,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,661 | $234,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 27,063 | $233,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 34,460 | $233,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 16,379 | $233,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 19,455 | $233,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,572 | $232,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 20,675 | $232,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 5,935 | $231,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,287 | $230,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,093 | $229,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,153 | $229,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 47,128 | $228,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,423 | $228,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 7,416 | $228,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,750 | $228,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,239 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,511 | $227,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 36,438 | $226,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 23,988 | $226,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,507 | $225,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 20,068 | $224,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 9,114 | $224,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,498 | $223,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 8,087 | $223,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,932 | $223,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 46,869 | $223,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 10,536 | $223,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,618 | $222,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 26,837 | $222,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 23,796 | $221,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,106 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,517 | $220,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 10,498 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,069 | $218,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,861 | $217,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,727 | $216,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,620 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,649 | $216,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 10,533 | $215,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,054 | $215,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,764 | $215,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,986 | $215,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,745 | $214,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,005 | $213,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 18,383 | $213,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 8,214 | $212,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 34,950 | $212,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,417 | $212,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 7,827 | $212,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 29,012 | $212,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 8,516 | $212,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,719 | $211,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,752 | $211,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,980 | $211,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 25,636 | $210,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,005 | $210,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 6,422 | $210,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 32,643 | $210,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,212 | $209,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,372 | $209,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,755 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 5,306 | $209,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 907 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,343 | $208,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 32,631 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,028 | $208,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 40,807 | $208,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,459 | $208,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 5,928 | $207,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 7,726 | $207,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 7,764 | $207,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 15,266 | $207,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 5,955 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,598 | $206,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 17,713 | $206,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 926 | $205,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,986 | $205,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 4,223 | $205,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 383,223 | $205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,180 | $205,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 14,573 | $204,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 19,214 | $203,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,295 | $203,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 41,755 | $203,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,853 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,358 | $202,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 4,040 | $202,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 24,790 | $202,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,024 | $202,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,251 | $201,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $200,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 15,629 | $200,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,129 | $200,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 17,502 | $199,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 16,277 | $198,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $197,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 17,717 | $195,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 55,592 | $193,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 27,750 | $193,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 13,785 | $192,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 560,900 | $191,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,200 | $191,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 40,570 | $190,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,251 | $190,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 17,172 | $189,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,320 | $188,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 140,500 | $188,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 24,056 | $188,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 18,549 | $187,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,322 | $187,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 35,898 | $187,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 16,657 | $185,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,525 | $185,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 47,700 | $184,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,291 | $184,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 33,100 | $182,000 | thousands by filing date | call |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,388 | $182,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 16,348 | $182,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 19,851 | $181,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,776 | $181,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 27,123 | $181,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 16,813 | $180,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,700 | $180,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,905 | $179,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 10,884 | $179,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 13,920 | $178,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,708 | $175,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 11,607 | $174,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 11,044 | $174,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 14,901 | $174,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 14,661 | $173,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,664 | $173,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,684 | $172,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 205,000 | $169,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 67,603 | $167,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 48,411 | $167,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 11,637 | $167,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,460 | $167,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 21,248 | $166,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,370 | $164,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 17,000 | $164,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 26,050 | $164,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 36,633 | $163,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 10,985 | $163,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,563 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,502 | $162,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 19,433 | $162,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,674 | $161,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 34,444 | $161,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,735 | $160,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,537 | $158,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,104 | $158,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,414 | $155,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,824 | $155,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 37,205 | $154,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 20,015 | $152,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 11,068 | $152,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 17,218 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,835 | $151,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,509 | $150,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 20,000 | $150,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,182 | $149,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 10,359 | $149,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 55,800 | $148,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 23,100 | $148,000 | thousands by filing date | put |
| DAUCH CORP | 024061103 | COM | 19,504 | $148,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 20,200 | $148,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,507 | $148,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 13,075 | $147,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,920 | $147,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,104 | $146,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,250 | $144,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 27,046 | $144,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70,300 | $142,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,509 | $142,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 10,064 | $142,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 21,258 | $142,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 31,976 | $141,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 20,750 | $141,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 14,878 | $139,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 111,880 | $139,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,355 | $138,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,252 | $137,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 33,583 | $136,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 17,903 | $136,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,943 | $136,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 98,978 | $134,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 50,909 | $133,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 12,655 | $133,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,153 | $132,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,290 | $132,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 42,000 | $131,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 22,367 | $131,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 32,482 | $129,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 17,398 | $129,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,991 | $128,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 21,579 | $128,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 92,083 | $127,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 13,373 | $124,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 16,391 | $124,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,913 | $124,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 194,400 | $124,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 22,153 | $123,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 11,938 | $123,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $123,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 11,006 | $123,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 37,100 | $122,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,348 | $122,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,459 | $121,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 14,872 | $121,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 22,046 | $121,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 23,707 | $121,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 126,200 | $118,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 47,217 | $118,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 13,530 | $116,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 38,400 | $115,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 11,617 | $114,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 28,200 | $113,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 32,187 | $113,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $113,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $113,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 34,380 | $112,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 21,513 | $111,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,429 | $111,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 24,065 | $111,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 17,535 | $111,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 135,600 | $110,000 | thousands by filing date | call |
| BRAINSWAY LTD | 10501L106 | CMN | 18,500 | $110,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 24,267 | $108,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,874 | $108,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 17,974 | $106,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,000 | $105,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,900 | $105,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,401 | $104,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 42,700 | $104,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 20,651 | $103,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 26,728 | $103,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,627 | $102,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,477 | $101,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $101,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,712 | $100,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 75,953 | $99,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,982 | $99,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 14,051 | $97,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 12,485 | $97,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 23,620 | $97,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 31,360 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 21,822 | $96,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 23,500 | $96,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 87,300 | $96,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 33,200 | $95,000 | thousands by filing date | call |
| MENLO THERAPEUTICS INC | 586858102 | COM | 54,724 | $95,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,303 | $95,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 16,562 | $94,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,925 | $93,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 54,220 | $93,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,100 | $92,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 24,800 | $92,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,320 | $92,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,569 | $92,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,073 | $92,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,100 | $92,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 16,676 | $91,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,774 | $90,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 22,600 | $89,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,584 | $89,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,624 | $88,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,200 | $87,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 21,000 | $86,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 47,226 | $86,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,305 | $86,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,550 | $86,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 29,950 | $86,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 113,448 | $86,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 20,700 | $86,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 25,900 | $85,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,740 | $85,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 43,755 | $85,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 340,900 | $82,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,726 | $82,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 17,506 | $82,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 136,900 | $79,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 17,600 | $79,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 28,500 | $78,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 10,901 | $78,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 25,000 | $78,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 30,302 | $77,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 80,600 | $75,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,400 | $75,000 | thousands by filing date | call |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,377 | $74,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,501 | $73,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,622 | $73,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 97,879 | $73,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,183 | $72,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 71,800 | $71,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 16,643 | $71,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 12,330 | $71,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 60,105 | $70,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,115 | $70,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 21,000 | $69,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,476 | $69,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 16,740 | $68,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 33,600 | $67,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 28,905 | $67,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 20,760 | $67,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 31,950 | $67,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,258 | $66,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,878 | $66,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,523 | $65,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 23,500 | $65,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 13,959 | $64,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,113 | $64,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 33,800 | $63,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $62,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 17,873 | $58,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,200 | $58,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,913 | $58,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $58,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 18,812 | $58,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 75,600 | $57,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 14,125 | $57,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 48,489 | $57,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 74,200 | $56,000 | thousands by filing date | call |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $56,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 47,394 | $55,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 11,107 | $54,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $54,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,800 | $52,000 | thousands by filing date | call |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 307,558 | $52,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 72,100 | $51,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 13,838 | $51,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,280 | $51,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,800 | $50,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,585 | $50,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,720 | $50,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,400 | $49,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 57,000 | $49,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 26,710 | $49,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,983 | $48,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 51,900 | $47,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 15,000 | $47,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,167 | $46,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $45,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 38,000 | $44,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,400 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 49,300 | $43,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,012 | $43,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 16,280 | $43,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 41,775 | $43,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 11,200 | $43,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,400 | $43,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 19,710 | $42,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 20,300 | $41,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,550 | $40,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 52,980 | $40,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 21,800 | $39,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 38,900 | $39,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 17,879 | $39,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,995 | $38,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 11,100 | $38,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 11,500 | $38,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $38,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 24,825 | $36,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,003 | $35,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,673 | $35,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 38,700 | $35,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 34,943 | $35,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 23,300 | $34,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 30,000 | $34,000 | thousands by filing date | call |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,500 | $34,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 11,484 | $34,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 31,200 | $33,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 23,900 | $33,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,096 | $33,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 34,449 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,278 | $31,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 99,800 | $30,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,000 | $30,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 14,500 | $30,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,060 | $29,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 52,800 | $27,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 11,136 | $27,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 40,650 | $27,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 14,500 | $26,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 32,925 | $26,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 10,900 | $25,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 13,925 | $25,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,400 | $25,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 11,289 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 27,600 | $23,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,100 | $23,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 42,548 | $23,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 49,400 | $22,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 52,675 | $22,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 77,399 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,700 | $20,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,293 | $20,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 80,200 | $20,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 68,055 | $20,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,800 | $19,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,900 | $19,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,175 | $19,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 30,000 | $19,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 44,900 | $18,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,500 | $18,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 13,164 | $18,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 44,600 | $17,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 97,400 | $17,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 23,800 | $17,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 62,126 | $17,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 53,000 | $17,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,021 | $17,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 21,948 | $16,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,605 | $16,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,400 | $15,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 60,800 | $15,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 28,100 | $15,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 18,028 | $15,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 30,500 | $15,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 17,901 | $15,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19,200 | $14,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 18,000 | $14,000 | thousands by filing date | call |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $14,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,400 | $14,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,100 | $13,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 19,400 | $13,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 23,250 | $13,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 15,576 | $13,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $13,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 96,700 | $12,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,281 | $12,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 23,976 | $12,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 19,100 | $11,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,300 | $11,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 43,500 | $10,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 24,500 | $10,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 12,800 | $10,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,278 | $10,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 21,732 | $10,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,600 | $9,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 13,100 | $9,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 32,600 | $9,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,638 | $9,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,625 | $9,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 59,640 | $9,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $9,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 55,000 | $8,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 25,000 | $7,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 32,500 | $7,000 | thousands by filing date | call |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,500 | $7,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,000 | $6,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 47,100 | $6,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 12,800 | $6,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,475 | $6,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 57,500 | $6,000 | thousands by filing date | call |
| DOW HLDGS INC COM | 260557103 | Stock | 11,200 | $5,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 62,000 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000038 | this filing | 2020-07-28 | acceptance time not in the bulk data set |