13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-21, with 3,492 holding rows worth $62,984,582,000.
- Accession
- 0001084208-20-000035
- Filer
- CIK 1084208
- Filed
- 2020-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,553 entries on the cover page, a total value of $62,984,582,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $62,984,582,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,280 | $212,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,459 | $212,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 50,368 | $211,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,756 | $211,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,349 | $211,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 700 | $210,000 | thousands by filing date | call |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,103 | $210,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 18,072 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,871 | $210,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 36,953 | $210,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 20,675 | $210,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,000 | $210,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 34,200 | $209,000 | thousands by filing date | call |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 10,993 | $209,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,783 | $209,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 15,668 | $209,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,497 | $209,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 18,406 | $208,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,943 | $208,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,272 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 7,200 | $208,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 154,527 | $207,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 29,543 | $207,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 22,674 | $207,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 39,598 | $207,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 5,090 | $206,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 34,343 | $206,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 3,321 | $205,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 63,770 | $205,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 14,992 | $204,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,093 | $204,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 7,172 | $204,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,943 | $204,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,758 | $203,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,557 | $203,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 11,915 | $203,000 | thousands by filing date | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 18,986 | $203,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,282 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 3,582 | $202,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,466 | $202,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 23,772 | $202,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 14,376 | $200,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,385 | $200,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 33,557 | $199,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 22,600 | $198,000 | thousands by filing date | call |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 12,772 | $198,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 18,851 | $198,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 38,869 | $197,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 10,264 | $196,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 23,992 | $195,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 46,673 | $194,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 18,627 | $194,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 32,170 | $194,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 11,625 | $194,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 20,257 | $193,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,352 | $191,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 12,707 | $191,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $191,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 15,134 | $190,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,793 | $188,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 18,031 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 13,072 | $187,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 23,555 | $187,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 39,975 | $186,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 53,433 | $186,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,773 | $184,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,959 | $182,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 94,916 | $179,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 252,731 | $179,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 17,800 | $179,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,955 | $178,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,028 | $177,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 19,177 | $176,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 19,966 | $176,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 14,079 | $175,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 13,830 | $175,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 20,000 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,811 | $175,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 10,405 | $175,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 22,929 | $174,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,538 | $174,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,979 | $173,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,282 | $172,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,214 | $172,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,942 | $171,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 17,000 | $170,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,094 | $170,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 29,700 | $169,000 | thousands by filing date | call |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 23,782 | $169,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 28,400 | $169,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 20,726 | $168,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 11,622 | $168,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 13,556 | $167,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 15,988 | $167,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 11,101 | $167,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 63,700 | $166,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 29,126 | $166,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 38,173 | $166,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 71,263 | $165,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 32,746 | $165,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,158 | $165,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 78,324 | $164,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 69,976 | $164,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 17,903 | $164,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,550 | $164,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 31,302 | $164,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 17,772 | $162,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 70,900 | $162,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 87,162 | $160,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,115 | $159,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 19,368 | $159,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,533 | $159,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 34,598 | $158,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,303 | $157,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 205,000 | $157,000 | thousands by filing date | principal |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 22,645 | $154,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 122,017 | $154,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,285 | $154,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 35,200 | $154,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,664 | $152,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,082 | $151,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 22,020 | $150,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18,530 | $150,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,403 | $150,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 22,333 | $148,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,094 | $147,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 18,500 | $147,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,598 | $147,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 28,363 | $147,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,714 | $147,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 10,123 | $146,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 85,533 | $146,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 22,801 | $145,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 123,971 | $145,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 17,023 | $145,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,810 | $144,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 20,067 | $143,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 54,120 | $143,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 166,469 | $142,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 24,700 | $141,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 39,900 | $140,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 18,975 | $139,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 22,680 | $139,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 12,835 | $138,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 15,857 | $138,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 16,307 | $138,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 16,510 | $137,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 74,505 | $136,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 73,368 | $136,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 116,368 | $135,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,332 | $135,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 24,821 | $134,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,322 | $133,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,460 | $132,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 13,348 | $132,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 136,900 | $131,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 12,796 | $131,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 13,027 | $130,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 38,136 | $130,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,000 | $129,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,791 | $127,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,920 | $127,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 34,726 | $126,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 18,884 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,476 | $125,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 10,371 | $125,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 27,004 | $124,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 15,366 | $124,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 11,285 | $124,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 27,835 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,592 | $123,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 56,100 | $122,000 | thousands by filing date | call |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 20,013 | $122,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 20,726 | $121,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 20,140 | $121,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 17,306 | $120,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,104 | $120,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 10,689 | $120,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 24,200 | $119,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 21,200 | $119,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 16,290 | $119,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 23,408 | $119,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $118,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 14,410 | $117,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 28,447 | $116,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,203 | $116,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 36,948 | $116,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 16,000 | $115,000 | thousands by filing date | call |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,576 | $115,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 10,433 | $115,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 56,306 | $115,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,083 | $114,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,446 | $114,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 18,437 | $112,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,945 | $111,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 35,510 | $111,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,980 | $110,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 19,044 | $110,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 17,382 | $109,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,140 | $109,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,097 | $108,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 113,380 | $107,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,935 | $106,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 67,000 | $105,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,379 | $105,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 48,200 | $104,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $104,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 24,775 | $104,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,978 | $103,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,586 | $102,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 16,397 | $101,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 59,330 | $101,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 14,570 | $101,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,170 | $101,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,903 | $101,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 36,128 | $100,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 22,052 | $100,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 313,666 | $100,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 10,400 | $100,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $100,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,600 | $100,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 10,024 | $99,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,984 | $99,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,227 | $99,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 275,953 | $99,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,782 | $98,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,834 | $97,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 108,318 | $97,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 11,910 | $97,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 11,495 | $95,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 30,936 | $94,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 67,359 | $93,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 16,755 | $92,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 38,900 | $91,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,865 | $91,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 17,272 | $88,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,681 | $87,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 131,950 | $86,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 243,539 | $85,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 28,065 | $84,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 37,100 | $83,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 41,120 | $83,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 11,100 | $83,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 199,400 | $83,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 53,772 | $83,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,250 | $82,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,655 | $82,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,001 | $81,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 14,992 | $81,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,623 | $80,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,925 | $80,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,609 | $78,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,196 | $78,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 22,219 | $78,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,306 | $78,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 12,485 | $78,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 49,367 | $77,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 24,988 | $77,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 14,900 | $76,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 95,500 | $76,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,603 | $76,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,923 | $76,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 204,400 | $74,000 | thousands by filing date | call |
| OVINTIV INC | 69047Q102 | COM | 27,311 | $74,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 56,776 | $74,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 26,958 | $74,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 15,219 | $74,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 11,987 | $73,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,414 | $73,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 253,100 | $72,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 33,973 | $72,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 28,742 | $72,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,726 | $72,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 49,808 | $72,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 42,400 | $70,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 78,400 | $69,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 26,676 | $69,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 13,000 | $68,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 15,874 | $68,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 71,525 | $68,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 15,400 | $66,000 | thousands by filing date | call |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,622 | $65,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,517 | $65,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 60,400 | $64,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $64,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 14,473 | $63,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 33,477 | $63,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 42,500 | $63,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 10,160 | $63,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 79,153 | $61,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 16,817 | $61,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 17,745 | $61,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 24,600 | $61,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 12,932 | $61,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 34,600 | $59,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,101 | $59,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,829 | $59,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $59,000 | thousands by filing date | principal |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,500 | $58,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,253 | $58,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 20,801 | $57,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 216,500 | $56,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 106,933 | $55,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 21,200 | $54,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,740 | $54,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 13,698 | $54,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,423 | $53,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,506 | $53,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,467 | $53,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 44,933 | $52,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 100,400 | $52,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 14,514 | $52,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,983 | $52,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 19,422 | $52,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,625 | $51,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,195 | $51,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 24,360 | $51,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 77,400 | $50,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 13,894 | $49,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,913 | $49,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,700 | $47,000 | thousands by filing date | call |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,500 | $47,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 59,100 | $46,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $46,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,645 | $45,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 16,421 | $45,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,400 | $45,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 23,500 | $44,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,585 | $43,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 13,790 | $43,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 32,700 | $42,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 17,406 | $42,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 15,000 | $42,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 11,107 | $42,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 27,350 | $42,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 24,043 | $42,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,400 | $41,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,717 | $41,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 43,906 | $41,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 50,301 | $41,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,918 | $40,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 50,500 | $39,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 77,200 | $39,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 48,708 | $39,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,070 | $39,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,870 | $39,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 31,300 | $39,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,280 | $39,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,402 | $39,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,453 | $38,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 23,711 | $38,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 15,700 | $36,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 38,900 | $35,000 | thousands by filing date | call |
| STONEMOR INC | 86184W106 | COM | 33,532 | $35,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 198,913 | $34,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,840 | $33,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 19,710 | $33,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 41,500 | $32,000 | thousands by filing date | call |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $32,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,167 | $31,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 23,000 | $30,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,512 | $30,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 12,180 | $30,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,200 | $30,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,913 | $30,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 10,130 | $29,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,963 | $29,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 31,300 | $28,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 40,000 | $28,000 | thousands by filing date | call |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $28,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 150,949 | $28,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 10,517 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,500 | $27,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 33,028 | $27,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,400 | $27,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 24,600 | $26,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,600 | $26,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $26,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 32,980 | $26,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 11,088 | $25,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,593 | $25,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 138,800 | $24,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 93,300 | $24,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 17,879 | $24,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 20,300 | $23,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 11,300 | $23,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,300 | $23,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,550 | $23,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 34,943 | $23,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 34,605 | $23,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 40,650 | $23,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 21,401 | $22,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 10,195 | $21,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 32,600 | $21,000 | thousands by filing date | call |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,250 | $21,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,000 | $21,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,000 | $20,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,087 | $20,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 31,855 | $20,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 61,100 | $19,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 159,600 | $19,000 | thousands by filing date | call |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 37,100 | $19,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 19,195 | $19,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 81,321 | $19,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 25,000 | $19,000 | thousands by filing date | principal |
| CARMAX INC COM | 143130102 | Stock | 35,200 | $18,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 10,091 | $18,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30,500 | $18,000 | thousands by filing date | call |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 10,500 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 22,000 | $18,000 | thousands by filing date | principal |
| MEDIWOUND LTD | M68830104 | ORD SHS | 11,484 | $18,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,900 | $17,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 10,500 | $17,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,214 | $17,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 15,318 | $17,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 10,040 | $16,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 18,000 | $16,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 12,272 | $15,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,000 | $15,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 62,000 | $14,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,800 | $14,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 16,000 | $13,000 | thousands by filing date | call |
| HIGHPOINT RES CORP | 43114K108 | COM | 67,889 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 52,675 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,698 | $13,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,500 | $12,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 13,000 | $12,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 14,000 | $12,000 | thousands by filing date | principal |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,926 | $12,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,100 | $12,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 24,544 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,700 | $11,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,266 | $11,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 38,000 | $11,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,000 | $10,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 204,600 | $10,000 | thousands by filing date | call |
| STONECO LTD | G85158106 | COM CL A | 28,900 | $10,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $10,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $10,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 60,900 | $9,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 58,200 | $9,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 28,400 | $9,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 57,600 | $9,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,445 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 14,400 | $9,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,278 | $9,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 30,500 | $9,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,625 | $9,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 32,700 | $8,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 31,100 | $8,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 28,300 | $8,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 23,250 | $8,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,090 | $8,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 18,732 | $8,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,500 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 19,600 | $7,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,000 | $7,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 12,800 | $7,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $7,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 16,155 | $6,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 11,612 | $6,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 55,000 | $6,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 26,800 | $5,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 14,521 | $5,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 19,100 | $5,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 66,200 | $4,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 10,200 | $4,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 14,540 | $4,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,900 | $4,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 11,475 | $4,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 10,100 | $4,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,638 | $4,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 25,400 | $4,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,400 | $3,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 28,300 | $3,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,325 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,900 | $2,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 25,500 | $2,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 19,200 | $2,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 13,800 | $2,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 54,000 | $2,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 24,900 | $1,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 30,200 | $1,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 37,600 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 41,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,400 | $1,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 17,200 | $1,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,600 | $1,000 | thousands by filing date | call |
| Luckin Coffee Inc | 54951L109 | Equity | 23,900 | $1,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 14,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000035 | this filing | 2020-04-21 | acceptance time not in the bulk data set |