13F-HR filed by Raymond James Financial Services Advisors, Inc.
Raymond James Financial Services Advisors, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 2,847 holding rows worth $31,237,447,000.
- Accession
- 0001084208-20-000031
- Filer
- CIK 1462284
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,872 entries on the cover page, a total value of $31,237,447,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,237,447,000 with VALUE read as thousands by filing date, 13F file number 028-13494. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,560 | $224,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,458 | $224,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,892 | $224,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,551 | $224,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,272 | $224,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,636 | $224,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,273 | $224,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,403 | $223,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,310 | $223,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,721 | $223,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 8,235 | $223,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,923 | $222,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,079 | $222,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 2,203 | $222,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,496 | $221,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 8,440 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 3,451 | $220,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 4,457 | $220,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 8,517 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,215 | $219,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 5,377 | $218,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,296 | $218,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,000 | $218,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 5,843 | $217,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,220 | $217,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,519 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,222 | $216,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 39,615 | $216,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 36,201 | $216,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,062 | $215,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 21,432 | $215,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 1,032 | $215,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 25,198 | $214,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,354 | $213,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,030 | $213,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 17,291 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 23,361 | $213,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 30,000 | $213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,362 | $212,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,875 | $211,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 7,114 | $211,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,293 | $210,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,800 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 13,765 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 5,148 | $210,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 5,407 | $209,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,603 | $209,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 3,509 | $209,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 634 | $209,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 7,057 | $209,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,253 | $209,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,150 | $207,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,251 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,096 | $205,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 4,719 | $205,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 4,100 | $205,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 9,483 | $205,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 26,054 | $205,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 16,950 | $205,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 7,368 | $205,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,539 | $205,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 7,446 | $205,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,086 | $204,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,975 | $204,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,653 | $204,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 13,159 | $204,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,830 | $203,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,965 | $203,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,942 | $203,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,226 | $202,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 10,685 | $202,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,391 | $202,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 80,583 | $202,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,000 | $202,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 118,685 | $202,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 2,500 | $201,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 8,202 | $201,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 10,230 | $200,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 11,564 | $199,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,961 | $197,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,824 | $197,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,525 | $196,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,744 | $196,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 16,533 | $196,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,091 | $193,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 28,963 | $191,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 12,368 | $190,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 15,534 | $190,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 47,049 | $189,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,637 | $189,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 15,500 | $189,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 82,000 | $189,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,740 | $187,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 27,824 | $185,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 22,700 | $184,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 10,151 | $182,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,028 | $181,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,628 | $181,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 41,674 | $181,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,560 | $179,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 13,881 | $178,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 10,755 | $177,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 36,665 | $177,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,997 | $176,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,388 | $176,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 10,944 | $175,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 10,830 | $175,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 28,479 | $175,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 17,351 | $175,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 26,245 | $174,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,475 | $173,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 15,854 | $172,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 13,761 | $172,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 10,091 | $171,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,263 | $169,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 34,291 | $167,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 13,643 | $167,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 12,324 | $166,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,105 | $164,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 11,245 | $164,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 18,390 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 11,148 | $163,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 19,170 | $162,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 11,802 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,875 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 11,314 | $161,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 17,636 | $160,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 102,400 | $159,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 20,400 | $159,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 19,510 | $158,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 33,662 | $158,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 28,715 | $158,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,002 | $157,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 16,062 | $157,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 20,070 | $154,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,130 | $154,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 13,481 | $152,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,136 | $152,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,396 | $152,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12,487 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 10,630 | $149,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 11,103 | $149,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,051 | $149,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,785 | $148,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,185 | $147,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 34,300 | $147,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 14,440 | $147,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 10,286 | $146,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 21,350 | $146,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 10,862 | $146,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 11,497 | $145,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,678 | $144,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 17,490 | $144,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 22,594 | $144,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 26,675 | $144,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,208 | $144,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,954 | $142,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,835 | $142,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,497 | $142,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 170,959 | $141,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 15,136 | $141,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 18,283 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,525 | $138,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,895 | $137,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 24,240 | $137,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,808 | $137,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 16,809 | $135,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,654 | $135,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 311,869 | $134,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,682 | $134,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 14,431 | $134,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,200 | $133,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,505 | $129,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,660 | $128,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 10,967 | $128,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 12,517 | $126,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 91,975 | $125,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,180 | $125,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,776 | $124,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 150,000 | $123,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 28,944 | $120,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,390 | $120,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 25,687 | $119,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,433 | $116,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,100 | $115,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 13,075 | $115,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 11,519 | $115,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,302 | $115,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 151,900 | $114,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 41,566 | $113,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,800 | $111,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 50,000 | $111,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,059 | $110,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,689 | $109,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,454 | $108,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 12,879 | $108,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 22,900 | $107,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 12,325 | $105,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,216 | $105,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,558 | $105,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 105,000 | $105,000 | thousands by filing date | principal |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 10,025 | $104,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 11,753 | $102,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 14,018 | $100,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,707 | $100,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,597 | $100,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 22,340 | $98,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 32,655 | $98,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 11,214 | $96,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 13,098 | $95,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 27,785 | $93,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,093 | $92,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 18,200 | $90,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,000 | $89,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10,030 | $88,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,149 | $88,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 344,663 | $88,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 87,200 | $87,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 17,999 | $87,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 22,432 | $87,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 99,085 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 31,030 | $87,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 17,904 | $86,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 76,648 | $84,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 18,387 | $83,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 13,192 | $81,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,773 | $80,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 24,234 | $80,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,000 | $79,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 53,579 | $79,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 10,824 | $79,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,175 | $78,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 55,000 | $76,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,468 | $75,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 13,720 | $74,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,468 | $73,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 45,600 | $72,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 11,024 | $71,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 24,793 | $71,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 19,500 | $70,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,107 | $70,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 90,000 | $70,000 | thousands by filing date | principal |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 40,115 | $68,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,984 | $65,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 46,400 | $64,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,900 | $63,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 56,175 | $63,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 20,026 | $62,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,925 | $61,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 15,500 | $61,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,351 | $60,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,391 | $60,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 22,649 | $58,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 11,037 | $58,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 24,057 | $57,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,953 | $57,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,465 | $53,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 18,600 | $51,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 19,250 | $50,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 37,151 | $50,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 11,279 | $50,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,850 | $47,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13,119 | $46,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,652 | $45,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,581 | $45,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,217 | $45,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,178 | $44,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,615 | $43,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,990 | $43,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 50,000 | $43,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 17,825 | $42,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 23,470 | $42,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,389 | $42,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,699 | $42,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,700 | $41,000 | thousands by filing date | put |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 60,125 | $40,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 13,562 | $39,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 16,940 | $38,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,527 | $36,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 26,339 | $33,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,049 | $32,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,207 | $32,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 54,193 | $32,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 30,000 | $32,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 60,708 | $31,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 80,300 | $30,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 23,100 | $29,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,495 | $29,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,500 | $28,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 28,000 | $28,000 | thousands by filing date | principal |
| MONAKER GROUP INC | 609011200 | COM NEW | 13,100 | $28,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 21,036 | $27,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 21,931 | $27,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 39,948 | $27,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,238 | $26,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 18,525 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,266 | $23,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,600 | $22,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 20,000 | $21,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 23,600 | $20,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,200 | $20,000 | thousands by filing date | call |
| BOX INC CL A | 10316T104 | Stock | 12,900 | $20,000 | thousands by filing date | call |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 10,400 | $19,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 20,000 | $19,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 19,504 | $18,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 19,860 | $18,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16,525 | $18,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 19,546 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 26,000 | $17,000 | thousands by filing date | principal |
| HEXO CORP | 428304109 | COM | 10,408 | $17,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,128 | $16,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,030 | $16,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 23,490 | $16,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 52,200 | $14,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 15,000 | $14,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 16,950 | $14,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 15,000 | $13,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 25,000 | $13,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 13,041 | $13,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 19,000 | $12,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 28,900 | $12,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 12,000 | $12,000 | thousands by filing date | principal |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 16,300 | $11,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,000 | $11,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 11,000 | $11,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 40,700 | $10,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 11,200 | $10,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,600 | $10,000 | thousands by filing date | call |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,107 | $9,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 42,200 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $7,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 38,800 | $6,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,000 | $6,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 32,625 | $6,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,577 | $6,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 10,383 | $6,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 10,104 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,200 | $4,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 14,200 | $4,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 47,800 | $3,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 32,300 | $3,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 11,300 | $2,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 16,600 | $2,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 11,500 | $1,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 24,600 | $1,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000031 | this filing | 2020-02-12 | acceptance time not in the bulk data set |