13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-06, with 3,625 holding rows worth $69,387,290,000.
- Accession
- 0001084208-19-000020
- Filer
- CIK 1084208
- Filed
- 2019-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 3,723 entries on the cover page, a total value of $69,387,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $69,387,290,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,279 | $308,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,457 | $307,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,455 | $306,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,022 | $305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 9,200 | $305,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 21,510 | $305,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,900 | $305,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 19,846 | $304,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 14,371 | $304,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 8,249 | $303,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,824 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,878 | $301,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 6,769 | $301,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 42,834 | $301,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 50,776 | $299,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,141 | $299,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 35,400 | $298,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,343 | $298,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,974 | $298,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 63,300 | $298,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 19,000 | $297,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,454 | $296,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 26,311 | $295,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 5,833 | $295,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 58,200 | $294,000 | thousands by filing date | put |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 12,622 | $294,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,493 | $293,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 47,485 | $293,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,783 | $292,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 13,510 | $292,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,056 | $292,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 24,659 | $291,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,047 | $290,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 19,067 | $290,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 37,713 | $289,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 74,658 | $288,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,620 | $288,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 12,401 | $288,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,382 | $287,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,450 | $287,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 26,703 | $287,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,166 | $286,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 751 | $284,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,574 | $284,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,551 | $283,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,017 | $282,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,601 | $282,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,670 | $282,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 9,268 | $282,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,309 | $281,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,190 | $281,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,280 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 5,668 | $279,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 107,300 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,261 | $278,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,848 | $277,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 12,355 | $277,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 18,305 | $277,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,072 | $276,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 10,483 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 20,140 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,275 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,465 | $274,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 9,856 | $274,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 26,387 | $273,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 23,294 | $273,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 23,162 | $273,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,950 | $272,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,185 | $272,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,331 | $272,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 13,714 | $270,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 61,290 | $270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,746 | $269,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 18,090 | $268,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 28,530 | $267,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 6,123 | $267,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 10,052 | $267,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 11,032 | $267,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,783 | $267,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,924 | $266,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,877 | $266,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 23,463 | $266,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,329 | $264,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,280 | $264,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 5,278 | $263,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 18,798 | $263,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,941 | $263,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 36,380 | $263,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3,933 | $261,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,137 | $261,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 19,559 | $261,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 40,153 | $261,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,468 | $260,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 13,800 | $260,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,996 | $258,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,559 | $258,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 25,010 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,725 | $257,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 28,818 | $256,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 507,464 | $256,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,454 | $255,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 10,280 | $254,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 20,699 | $254,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,653 | $253,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,901 | $253,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,036 | $252,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 17,235 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,383 | $251,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 16,727 | $251,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,853 | $251,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,149 | $251,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 9,902 | $250,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 16,600 | $249,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 4,369 | $249,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 18,735 | $249,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,570 | $249,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,577 | $249,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,913 | $249,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 19,046 | $249,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,166 | $247,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,181 | $247,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 16,150 | $247,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,468 | $245,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 25,150 | $245,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 23,267 | $245,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,572 | $244,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,856 | $242,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 30,561 | $242,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,554 | $241,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,545 | $241,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,926 | $241,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,981 | $241,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,363 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 7,249 | $240,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 48,349 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 24,730 | $238,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 21,136 | $237,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,499 | $237,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 11,985 | $237,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 363,000 | $237,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 18,257 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,545 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,794 | $236,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 81,670 | $235,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,060 | $235,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,548 | $235,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,828 | $235,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,934 | $235,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 7,049 | $235,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,757 | $235,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,298 | $234,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 18,040 | $234,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 4,009 | $233,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,839 | $233,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,550 | $233,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 9,615 | $233,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,308 | $233,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 16,521 | $233,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 17,178 | $233,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,004 | $232,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,057 | $232,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,640 | $232,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 700 | $231,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,362 | $230,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 45,840 | $229,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,210 | $229,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,383 | $228,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 8,860 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,917 | $228,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 5,535 | $228,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 11,713 | $228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,041 | $227,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,672 | $227,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 27,514 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,267 | $227,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,095 | $226,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 6,935 | $225,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 6,071 | $225,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 30,761 | $224,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,211 | $224,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 18,058 | $224,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 164,616 | $224,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,562 | $223,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,400 | $223,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,919 | $223,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,154 | $223,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 3,285 | $223,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,517 | $222,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,445 | $222,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,627 | $222,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,728 | $222,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 13,112 | $221,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,909 | $221,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 37,944 | $221,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 208,700 | $220,000 | thousands by filing date | call |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,289 | $220,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 7,284 | $220,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 13,154 | $220,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 11,173 | $218,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,215 | $218,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 37,209 | $217,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 16,012 | $217,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 18,093 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,017 | $216,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 19,467 | $215,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 9,767 | $215,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 46,211 | $215,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 10,289 | $215,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,845 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,660 | $214,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,299 | $213,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,231 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 16,392 | $212,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 12,739 | $211,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,240 | $211,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,735 | $211,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 12,428 | $211,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 16,762 | $210,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,724 | $210,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,043 | $210,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 15,496 | $210,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 23,800 | $210,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 39,402 | $210,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 175 | $210,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 161,000 | $209,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 23,500 | $209,000 | thousands by filing date | put |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,570 | $209,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,661 | $209,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,467 | $209,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,835 | $209,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,680 | $208,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 12,800 | $208,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 11,575 | $208,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,864 | $208,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,300 | $208,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 8,580 | $208,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,708 | $208,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,255 | $208,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 73,000 | $207,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,527 | $207,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 17,155 | $207,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,193 | $206,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,409 | $206,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 5,782 | $206,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 7,450 | $206,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 205,000 | $205,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 329,900 | $204,000 | thousands by filing date | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,377 | $204,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 6,186 | $203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,503 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,001 | $203,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,212 | $203,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 27,857 | $203,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,218 | $202,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 7,723 | $202,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,330 | $202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,792 | $202,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 5,119 | $202,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,988 | $201,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,054 | $201,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 12,702 | $201,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,891 | $201,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,301 | $201,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,806 | $201,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,573 | $201,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,285 | $200,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 2,939 | $200,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,000 | $200,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 28,065 | $199,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 35,550 | $198,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,034 | $198,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 13,000 | $196,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 24,556 | $195,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,335 | $195,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $195,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,143 | $194,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 200,000 | $194,000 | thousands by filing date | principal |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,914 | $193,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,097 | $193,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 49,251 | $191,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 10,733 | $191,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 92,734 | $190,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 65,380 | $190,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,643 | $190,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 137,500 | $189,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 14,806 | $189,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,300 | $189,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 70,400 | $187,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,042 | $186,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 42,574 | $184,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13,609 | $184,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 28,164 | $184,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 11,888 | $184,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 17,988 | $184,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 17,239 | $183,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 68,415 | $183,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,978 | $182,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,716 | $179,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,861 | $178,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,068 | $178,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 14,598 | $178,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 44,100 | $176,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 27,000 | $176,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 59,700 | $176,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,149 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,680 | $175,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,445 | $174,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 34,269 | $174,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,155 | $174,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 15,430 | $173,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 12,411 | $173,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 14,568 | $173,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 11,739 | $172,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 34,627 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 18,994 | $171,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 39,150 | $170,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 11,974 | $169,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,837 | $168,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,305 | $167,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 22,294 | $166,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 14,973 | $165,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 23,904 | $165,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 13,483 | $164,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 15,749 | $163,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,465 | $162,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,172 | $161,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,928 | $157,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,125 | $157,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 16,180 | $156,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 13,400 | $155,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,331 | $155,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,878 | $154,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,181 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,080 | $152,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,150 | $152,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,240 | $152,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,839 | $152,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 15,560 | $150,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 237,700 | $146,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 11,782 | $146,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,460 | $146,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,200 | $146,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 165,000 | $143,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 146,893 | $142,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,245 | $142,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 49,700 | $141,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 18,709 | $141,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,183 | $140,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 15,000 | $140,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,204 | $139,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 24,300 | $138,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,824 | $138,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 248,200 | $137,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 41,416 | $136,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,031 | $135,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 18,797 | $134,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 84,803 | $132,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,986 | $131,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 17,547 | $131,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 18,255 | $131,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,812 | $131,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,500 | $130,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 24,693 | $130,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 40,400 | $130,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 14,488 | $129,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 10,719 | $128,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,539 | $127,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 53,772 | $127,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,492 | $126,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 101,520 | $126,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 16,600 | $126,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,490 | $125,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 15,900 | $125,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,181 | $123,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 14,390 | $123,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,300 | $123,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,141 | $122,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,171 | $122,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,700 | $122,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 14,000 | $120,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 91,358 | $119,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 103,725 | $119,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,600 | $118,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 25,727 | $118,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,973 | $117,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,705 | $117,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 35,300 | $116,000 | thousands by filing date | call |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 14,589 | $116,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28,000 | $115,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 12,941 | $115,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 15,723 | $114,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12,192 | $112,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 42,556 | $109,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 42,700 | $109,000 | thousands by filing date | call |
| AZUL S A | 05501U106 | OPT | 23,200 | $109,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 59,000 | $108,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,188 | $108,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 12,263 | $108,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 19,426 | $107,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 27,193 | $107,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 10,500 | $107,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 20,069 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,800 | $103,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,531 | $103,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,100 | $103,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,144 | $101,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 175,800 | $100,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 25,177 | $100,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 13,628 | $100,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,600 | $99,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 10,200 | $98,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 41,407 | $98,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 23,400 | $97,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,500 | $94,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $94,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 16,530 | $94,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,500 | $93,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 50,866 | $93,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 61,876 | $93,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 22,579 | $92,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,441 | $91,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 105,280 | $91,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,775 | $90,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 26,494 | $90,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,975 | $90,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $90,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 12,769 | $90,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 51,100 | $89,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 22,135 | $89,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,904 | $88,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 87,600 | $87,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,395 | $87,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,624 | $86,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 11,838 | $83,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 11,000 | $82,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 49,600 | $82,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 53,849 | $81,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 10,389 | $80,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 47,350 | $80,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 17,030 | $80,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 10,116 | $79,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 27,700 | $78,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,238 | $78,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $78,000 | thousands by filing date | principal |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,300 | $77,000 | thousands by filing date | call |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 11,700 | $76,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 12,786 | $75,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,840 | $74,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 33,900 | $73,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $73,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 42,864 | $73,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 41,700 | $73,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 117,918 | $73,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 71,900 | $72,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 54,400 | $71,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,370 | $70,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,003 | $70,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 12,138 | $70,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 26,044 | $70,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,175 | $69,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,600 | $69,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,080 | $69,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 115,524 | $68,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,327 | $68,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $68,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,507 | $67,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,357 | $67,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 30,318 | $67,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 28,225 | $67,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 28,000 | $67,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 50,300 | $66,000 | thousands by filing date | call |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 15,641 | $66,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,915 | $65,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 20,244 | $65,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 16,629 | $64,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 103,300 | $63,000 | thousands by filing date | call |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 20,649 | $62,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 47,650 | $62,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 70,000 | $62,000 | thousands by filing date | principal |
| COSTAMARE INC | Y1771G102 | SHS | 11,867 | $61,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 13,500 | $61,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 100,000 | $61,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 59,500 | $60,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 84,700 | $59,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 23,334 | $59,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 16,000 | $58,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,700 | $58,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,300 | $57,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,605 | $57,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 45,470 | $57,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 141,000 | $55,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 13,100 | $54,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 22,638 | $54,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 62,335 | $54,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 11,100 | $53,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,600 | $53,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 21,000 | $53,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 31,084 | $53,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 32,400 | $51,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-19-000020 | this filing | 2019-08-06 | acceptance time not in the bulk data set |