13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 3,461 holding rows worth $55,748,283,000.
- Accession
- 0001084208-18-000020
- Filer
- CIK 1084208
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,541 entries on the cover page, a total value of $55,748,283,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $55,748,283,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 27,232 | $253,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 83,925 | $253,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 34,618 | $251,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 64,600 | $250,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,264 | $249,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 41,218 | $249,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,992 | $249,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 36,682 | $249,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,016 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,239 | $248,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 24,789 | $248,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,333 | $247,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,323 | $247,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,399 | $247,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,000 | $247,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 716 | $247,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,136 | $247,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 21,172 | $247,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 13,767 | $246,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,827 | $246,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 9,500 | $246,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,435 | $246,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 26,934 | $245,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 56,450 | $245,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 15,566 | $245,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,544 | $244,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 15,219 | $244,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 5,654 | $243,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,745 | $243,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,899 | $242,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 8,515 | $242,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 110,599 | $242,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 19,819 | $242,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 9,273 | $241,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 7,536 | $240,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,692 | $239,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 15,863 | $239,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $239,000 | thousands by filing date | principal |
| VERITONE INC | 92347M100 | COM | 17,100 | $238,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 24,295 | $237,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,135 | $237,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 24,500 | $237,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 31,344 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,050 | $236,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 35,429 | $236,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 53,732 | $236,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 35,967 | $236,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 6,435 | $235,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $235,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 23,976 | $235,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 34,640 | $234,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,556 | $234,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 47,890 | $234,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 62,850 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 4,088 | $232,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 122,900 | $231,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 5,522 | $231,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 15,450 | $231,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 16,173 | $230,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,927 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 10,787 | $230,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 25,150 | $230,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,204 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,148 | $229,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,457 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 10,662 | $228,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,023 | $227,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,602 | $227,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 10,392 | $226,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,270 | $226,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 33,080 | $226,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,170 | $225,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 30,851 | $224,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 23,017 | $223,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,873 | $223,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,000 | $223,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,523 | $222,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 33,000 | $221,000 | thousands by filing date | call |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 17,638 | $221,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 10,710 | $221,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,002 | $220,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 43,233 | $220,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 12,081 | $219,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 95,069 | $219,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 4,200 | $218,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $218,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 4,159 | $218,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 19,451 | $218,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 4,540 | $217,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,540 | $216,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 17,950 | $216,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 41,246 | $215,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,100 | $215,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,244 | $215,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,060 | $215,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 5,560 | $214,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 17,355 | $214,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 14,787 | $214,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 14,105 | $214,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,985 | $214,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 30,800 | $214,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,432 | $212,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,269 | $212,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 5,178 | $212,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,428 | $212,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,908 | $211,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 24,366 | $211,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 17,127 | $211,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,852 | $211,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 9,235 | $210,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,151 | $209,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 920 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,493 | $209,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,503 | $208,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 6,800 | $208,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,160 | $207,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,304 | $207,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,192 | $207,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,500 | $206,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 20,275 | $206,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,665 | $205,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 13,200 | $205,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 6,855 | $205,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 119,000 | $204,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 32,780 | $204,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,700 | $204,000 | thousands by filing date | put |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 1,990 | $204,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,988 | $203,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 26,671 | $202,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 19,353 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,033 | $201,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 10,161 | $201,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 59,084 | $201,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 40,534 | $201,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 12,822 | $200,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 17,380 | $200,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 33,800 | $199,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 94,700 | $199,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 10,800 | $199,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 38,500 | $198,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 16,404 | $197,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 20,000 | $197,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 53,200 | $194,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 84,402 | $192,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,625 | $191,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 19,410 | $191,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 18,610 | $191,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,281 | $190,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,494 | $189,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 82,142 | $189,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,778 | $188,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 40,000 | $188,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 68,138 | $188,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 25,186 | $188,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 21,675 | $185,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,769 | $185,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 11,566 | $185,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,835 | $184,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 13,220 | $184,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 64,890 | $184,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,155 | $184,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,300 | $183,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,055 | $182,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,565 | $179,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,343 | $179,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,774 | $179,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 15,286 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,451 | $177,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 21,500 | $177,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,697 | $177,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 73,500 | $176,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,101 | $175,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,123 | $175,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 23,850 | $173,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 10,840 | $172,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 111,531 | $170,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,827 | $169,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 21,238 | $169,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,554 | $169,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,450 | $169,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,200 | $168,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 40,001 | $168,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,156 | $168,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,374 | $168,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 20,648 | $167,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,868 | $167,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 42,900 | $165,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 17,236 | $165,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 29,542 | $165,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 253,800 | $164,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,584 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,604 | $164,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 31,532 | $164,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 17,100 | $162,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $162,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,250 | $162,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 20,848 | $162,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,433 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,491 | $160,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 64,700 | $159,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 52,400 | $157,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,405 | $156,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,331 | $155,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 23,798 | $155,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 124,100 | $155,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,568 | $154,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 14,843 | $153,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,423 | $153,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 11,636 | $151,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 27,342 | $151,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,870 | $150,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 16,026 | $150,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 18,640 | $149,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 108,793 | $149,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 118,100 | $148,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 18,015 | $147,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 45,715 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 11,069 | $146,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 107,877 | $146,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 16,200 | $145,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 17,827 | $141,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 66,731 | $140,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 34,547 | $139,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 25,000 | $139,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,286 | $138,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,365 | $137,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 25,200 | $137,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,892 | $136,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,909 | $135,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 28,863 | $135,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 12,989 | $134,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 61,250 | $134,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 80,800 | $133,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,633 | $130,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,571 | $128,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,845 | $127,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 73,966 | $126,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,152 | $124,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,789 | $123,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,148 | $122,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 11,085 | $122,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,800 | $121,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 25,490 | $121,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,900 | $120,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,177 | $120,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 11,400 | $119,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 22,903 | $118,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 38,460 | $117,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 13,900 | $115,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,032 | $113,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 30,560 | $113,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 61,700 | $113,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,852 | $112,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,233 | $110,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,700 | $108,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 40,853 | $108,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 119,100 | $107,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,618 | $106,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 23,044 | $106,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 11,920 | $105,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,054 | $105,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 13,075 | $104,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $104,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,000 | $104,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 17,334 | $102,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 14,200 | $101,000 | thousands by filing date | call |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 11,627 | $101,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 29,900 | $100,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,072 | $99,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,225 | $97,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,885 | $97,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,045 | $96,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,876 | $96,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 29,479 | $96,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 17,550 | $95,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,861 | $94,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 21,651 | $92,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,100 | $90,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,240 | $90,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,140 | $88,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 29,486 | $88,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,817 | $87,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 33,600 | $87,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 42,222 | $87,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,547 | $85,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 21,722 | $85,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 52,195 | $84,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 11,166 | $84,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,376 | $83,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 43,380 | $81,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 11,823 | $80,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 19,548 | $80,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,160 | $80,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 139,400 | $79,000 | thousands by filing date | call |
| Pareteum Corporation | 69946T207 | COM | 31,932 | $78,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,362 | $73,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,700 | $72,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 14,291 | $72,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,900 | $72,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 43,050 | $71,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 19,667 | $71,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,608 | $70,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 38,717 | $63,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,538 | $62,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 33,000 | $61,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 12,600 | $61,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,887 | $61,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 20,000 | $59,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,413 | $58,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 15,086 | $58,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 12,024 | $56,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,673 | $56,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,970 | $56,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,400 | $54,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 229,200 | $54,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 24,700 | $54,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 73,100 | $53,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 27,562 | $53,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,000 | $53,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,138 | $53,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 46,100 | $52,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 11,000 | $51,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,171 | $50,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 14,000 | $49,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 11,189 | $49,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,000 | $49,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 100,700 | $48,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 89,900 | $48,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 33,950 | $48,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 51,300 | $47,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 59,500 | $47,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 21,400 | $46,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 66,700 | $45,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 262,400 | $44,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 45,700 | $44,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H101 | COM | 37,684 | $44,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 16,091 | $43,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,655 | $43,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 60,300 | $42,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,850 | $42,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 20,767 | $42,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 12,130 | $41,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 11,041 | $41,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 74,000 | $40,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 93,000 | $38,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,100 | $38,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 194,182 | $38,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 25,000 | $38,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 96,500 | $37,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 53,500 | $37,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $37,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 15,800 | $35,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,088 | $35,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 26,100 | $34,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 18,364 | $33,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,000 | $33,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $33,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,649 | $31,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,200 | $30,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 30,000 | $30,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 14,710 | $29,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,100 | $28,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,100 | $28,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 20,439 | $28,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 27,320 | $28,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 10,200 | $27,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,500 | $27,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,119 | $27,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 29,449 | $26,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 13,183 | $26,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17,430 | $25,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 31,700 | $24,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 10,700 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 24,778 | $24,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 73,100 | $23,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 34,711 | $22,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 13,711 | $22,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 62,300 | $21,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,400 | $21,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,500 | $20,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 44,100 | $20,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 10,920 | $20,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 18,700 | $20,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 13,700 | $20,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 84,300 | $19,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 22,900 | $18,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,263 | $18,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 20,000 | $18,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 48,000 | $17,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 13,100 | $17,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 18,900 | $17,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,000 | $17,000 | thousands by filing date | put |
| Link Motion Inc | 53577L105 | COM | 10,500 | $17,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 18,658 | $17,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 10,379 | $17,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 19,472 | $16,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 16,340 | $16,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,300 | $15,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 21,065 | $15,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 14,000 | $14,000 | thousands by filing date | call |
| ENSYNC INC. | 29359T102 | Common Stock | 36,000 | $14,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 11,000 | $14,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 10,800 | $13,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 10,730 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75,800 | $12,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 17,500 | $12,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 13,500 | $12,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 49,000 | $11,000 | thousands by filing date | call |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 13,495 | $11,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 12,300 | $10,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 44,300 | $10,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 16,900 | $9,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 34,600 | $9,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 18,400 | $8,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 22,000 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 35,400 | $7,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 11,100 | $7,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 16,501 | $7,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 11,200 | $7,000 | thousands by filing date | call |
| BIOCEPT INC | 09072V204 | COM NEW | 25,000 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 46,100 | $6,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,200 | $6,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 51,200 | $6,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 15,000 | $6,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $6,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,000 | $6,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,000 | $5,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,100 | $5,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 10,968 | $5,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,000 | $5,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 28,095 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 13,700 | $4,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 10,400 | $4,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 22,000 | $4,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 12,500 | $4,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 36,000 | $4,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,000 | $4,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 14,400 | $3,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 16,100 | $3,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 18,100 | $3,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 69,000 | $3,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24,300 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 39,800 | $2,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 46,800 | $2,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 15,000 | $2,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 40,300 | $2,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 43,800 | $2,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 21,300 | $2,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,333 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 27,700 | $1,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,600 | $1,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 14,500 | $1,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20,900 | $1,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 22,300 | $1,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,500 | $1,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,400 | $1,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 16,600 | $1,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 23,400 | $1,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 20,900 | $1,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,000 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 36,927 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000020 | this filing | 2018-05-14 | acceptance time not in the bulk data set |