13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 3,012 holding rows worth $31,940,271,000.
- Accession
- 0001084208-16-000014
- Filer
- CIK 1084208
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 3,089 entries on the cover page, a total value of $31,940,271,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,940,271,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 18,697 | $258,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,440 | $258,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 16,139 | $258,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,507 | $257,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 9,300 | $257,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 10,281 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,251 | $255,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,449 | $255,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $255,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 57,428 | $254,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 6,063 | $253,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,020 | $253,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 27,478 | $252,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 250,000 | $250,000 | thousands by filing date | principal |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,067 | $250,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 114,700 | $249,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,198 | $249,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,255 | $249,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 21,591 | $248,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,268 | $247,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,650 | $247,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 42,898 | $247,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 43,800 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,016 | $246,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 7,252 | $246,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 9,998 | $245,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,885 | $245,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 11,260 | $243,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,137 | $243,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 250,000 | $243,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,655 | $242,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 26,353 | $242,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,216 | $242,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 9,500 | $242,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 8,958 | $242,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 4,571 | $241,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 44,764 | $241,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 16,200 | $241,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,655 | $240,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,280 | $240,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,609 | $240,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 16,592 | $240,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,510 | $240,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,312 | $239,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 15,545 | $239,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 8,456 | $238,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 50,785 | $238,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 13,000 | $238,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 31,000 | $238,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,400 | $237,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 30,875 | $237,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 33,918 | $237,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,523 | $236,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 19,532 | $236,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,723 | $235,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 45,219 | $235,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 141,331 | $235,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 8,509 | $234,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 23,259 | $234,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,706 | $234,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 15,800 | $234,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 47,445 | $234,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,354 | $233,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 4,645 | $233,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 23,085 | $233,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,417 | $232,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,749 | $232,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 10,620 | $232,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 14,480 | $232,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,859 | $231,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,081 | $231,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 7,368 | $231,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,819 | $229,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 37,107 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 9,139 | $227,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 10,580 | $227,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 14,411 | $226,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,519 | $226,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 9,590 | $226,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 11,968 | $226,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,585 | $225,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 27,632 | $225,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,823 | $224,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 24,190 | $224,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 36,000 | $224,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 75,009 | $224,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,839 | $224,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,108 | $223,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,008 | $222,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,954 | $222,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,434 | $222,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,139 | $222,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 10,504 | $222,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,241 | $221,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 11,150 | $220,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,612 | $220,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 182,400 | $219,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,217 | $219,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,213 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,781 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,574 | $219,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 29,607 | $218,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 25,801 | $218,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 7,652 | $216,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,026 | $216,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 8,145 | $216,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 58,300 | $216,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 5,221 | $216,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,595 | $216,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 15,975 | $216,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,167 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $215,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,417 | $215,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 8,715 | $215,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,389 | $214,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,848 | $214,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,018 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,105 | $213,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,076 | $213,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 19,966 | $213,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,579 | $213,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 17,500 | $212,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,125 | $212,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 16,333 | $212,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 19,685 | $211,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,288 | $210,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 8,820 | $210,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,852 | $209,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 27,297 | $209,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,424 | $209,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,122 | $208,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,029 | $208,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 20,255 | $208,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 10,944 | $207,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 10,566 | $207,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,329 | $207,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,098 | $207,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,452 | $206,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,644 | $206,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,350 | $205,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,881 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,019 | $205,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 9,605 | $205,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,414 | $204,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,836 | $204,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,962 | $204,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 7,306 | $203,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,774 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 9,517 | $203,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,559 | $202,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 33,947 | $202,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 46,040 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,760 | $202,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 13,576 | $202,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 9,031 | $202,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 13,275 | $202,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 45,700 | $201,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $201,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 6,086 | $201,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 8,658 | $200,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 16,014 | $200,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 16,306 | $197,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 10,500 | $197,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 30,590 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,895 | $194,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,176 | $193,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 20,855 | $193,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 43,400 | $192,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,915 | $192,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 14,315 | $192,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 15,339 | $191,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,963 | $191,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 26,067 | $191,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 41,300 | $190,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 14,560 | $189,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,373 | $188,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 15,983 | $187,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 16,096 | $186,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 17,065 | $186,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,910 | $185,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,935 | $185,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,211 | $184,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 48,400 | $184,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 11,802 | $184,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 13,035 | $184,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,586 | $183,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,310 | $183,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 14,080 | $182,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 11,460 | $182,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 16,603 | $182,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 44,254 | $181,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,569 | $181,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 11,258 | $180,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,138 | $179,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,252 | $177,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 15,721 | $177,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 10,152 | $174,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 39,494 | $174,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 30,058 | $174,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 29,900 | $173,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 15,320 | $173,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,978 | $172,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 22,937 | $172,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 22,625 | $168,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 27,550 | $168,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,856 | $167,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,788 | $166,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,976 | $165,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 10,926 | $165,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,000 | $165,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,833 | $163,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 18,297 | $163,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 114,852 | $162,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 20,350 | $160,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 28,120 | $159,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 15,822 | $159,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,940 | $158,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 35,045 | $158,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 22,981 | $157,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,399 | $157,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 19,227 | $157,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,136 | $156,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,204 | $155,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 21,614 | $155,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,003 | $155,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,880 | $154,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 32,991 | $154,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 14,926 | $154,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 23,619 | $154,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 93,964 | $153,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 13,650 | $152,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,032 | $151,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 11,114 | $151,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 21,716 | $151,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,062 | $149,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 19,200 | $149,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 167,900 | $148,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 11,179 | $148,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 11,621 | $145,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 23,562 | $144,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,737 | $143,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 30,628 | $143,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 149,000 | $142,000 | thousands by filing date | call |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 11,370 | $141,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 12,256 | $141,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 32,303 | $136,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,053 | $135,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 26,451 | $134,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,151 | $134,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 12,228 | $133,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,748 | $133,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 12,291 | $133,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,336 | $130,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,300 | $129,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 15,642 | $129,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,430 | $129,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 20,124 | $129,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 11,494 | $129,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 64,400 | $128,000 | thousands by filing date | call |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 10,645 | $128,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 42,000 | $127,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,693 | $127,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,327 | $126,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 15,853 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 31,100 | $124,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,848 | $124,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,167 | $123,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,000 | $123,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,500 | $123,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 109,600 | $122,000 | thousands by filing date | call |
| TCW CONV SECS FD INC | 872340104 | COM | 22,357 | $122,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 75,019 | $122,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 12,800 | $121,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 11,044 | $120,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,450 | $118,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,440 | $116,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 73,700 | $116,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,400 | $115,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 19,500 | $114,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,312 | $114,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 16,150 | $113,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 93,400 | $112,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,887 | $112,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 11,500 | $112,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,828 | $109,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,139 | $109,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,525 | $108,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 27,380 | $108,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,712 | $107,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,403 | $107,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,780 | $106,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 27,083 | $106,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 11,416 | $105,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,475 | $105,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,313 | $105,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,300 | $103,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,200 | $103,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 18,843 | $103,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 28,000 | $102,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 65,000 | $102,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,670 | $101,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $101,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,477 | $101,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,462 | $100,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 139,500 | $100,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,500 | $99,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 21,015 | $99,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 11,423 | $99,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 11,000 | $98,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 13,378 | $97,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 20,600 | $96,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 19,150 | $96,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 48,500 | $94,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,279 | $94,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 13,507 | $94,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 15,400 | $93,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,165 | $92,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 30,400 | $92,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 14,782 | $92,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 62,100 | $91,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 24,493 | $91,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 37,800 | $89,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 15,283 | $89,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 76,100 | $88,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,089 | $87,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,167 | $87,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,033 | $86,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 47,176 | $86,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 39,240 | $85,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,938 | $85,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,529 | $85,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,700 | $84,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,504 | $84,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,851 | $84,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,677 | $83,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,454 | $83,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 36,700 | $82,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 11,400 | $82,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,314 | $82,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,074 | $82,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,472 | $82,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 41,728 | $81,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 81,000 | $79,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 20,188 | $78,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,433 | $76,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,151 | $76,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,900 | $76,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 56,474 | $76,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 16,432 | $73,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 106,000 | $72,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 42,520 | $71,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 62,600 | $70,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,079 | $70,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,300 | $69,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 54,500 | $66,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 40,000 | $66,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 30,350 | $66,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,891 | $65,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 10,650 | $65,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 21,450 | $64,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 12,500 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 65,000 | $62,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 94,000 | $58,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,000 | $57,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,555 | $56,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,263 | $55,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,855 | $53,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 114,412 | $53,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 16,300 | $51,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 44,500 | $49,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 24,211 | $49,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,100 | $48,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 49,000 | $48,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 16,272 | $48,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 21,400 | $47,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,200 | $47,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 26,600 | $47,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 25,400 | $46,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20,600 | $46,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 31,800 | $45,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 20,000 | $45,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 23,909 | $44,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 42,000 | $44,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 16,998 | $44,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,500 | $43,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 25,577 | $43,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 11,000 | $41,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 31,399 | $41,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 44,900 | $40,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 89,700 | $40,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 121,500 | $40,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,925 | $40,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 83,600 | $39,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 65,000 | $39,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 65,850 | $39,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,200 | $38,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 45,000 | $38,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 131,350 | $38,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 22,700 | $37,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 86,470 | $37,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,400 | $36,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,532 | $36,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 34,535 | $36,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,446 | $36,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 50,000 | $36,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 15,351 | $35,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 14,078 | $34,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 17,800 | $32,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 56,400 | $32,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 14,700 | $32,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 17,900 | $32,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 15,858 | $32,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 20,000 | $32,000 | thousands by filing date | put |
| CIVEO CORP CDA | 17878Y108 | COM | 17,800 | $32,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 12,101 | $32,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,400 | $31,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 17,000 | $31,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 21,800 | $29,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 20,100 | $27,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,300 | $27,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 21,900 | $27,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 11,000 | $25,000 | thousands by filing date | call |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 11,875 | $25,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 12,500 | $25,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,100 | $24,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 97,100 | $23,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 55,900 | $22,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,000 | $22,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 22,800 | $22,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,051 | $22,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 12,200 | $21,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 17,700 | $21,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,570 | $21,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 16,985 | $21,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,700 | $20,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 13,934 | $20,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 28,513 | $20,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 48,400 | $19,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 13,087 | $19,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,977 | $19,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 90,200 | $19,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 37,600 | $19,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 55,500 | $18,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,743 | $18,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 108,000 | $17,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 55,100 | $17,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 12,189 | $17,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 15,315 | $17,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 42,620 | $16,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 27,300 | $15,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 43,300 | $14,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,400 | $14,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,700 | $13,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 50,100 | $13,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $13,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 240,000 | $12,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 10,100 | $12,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,500 | $12,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,800 | $12,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 27,100 | $11,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,000 | $11,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 25,900 | $10,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 63,600 | $10,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 23,900 | $10,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082108 | CL A | 31,213 | $10,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 15,600 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,000 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 16,457 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,300 | $9,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 26,600 | $9,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 17,000 | $9,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 23,556 | $9,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 14,169 | $9,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 49,800 | $8,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 13,700 | $8,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 41,800 | $8,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 12,000 | $7,000 | thousands by filing date | call |
| ALLSTATE CORP COM | 020002101 | Stock | 10,800 | $7,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 19,000 | $7,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 13,013 | $7,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 14,860 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,600 | $6,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 17,100 | $6,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 49,900 | $6,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 85,900 | $6,000 | thousands by filing date | call |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 56,700 | $6,000 | thousands by filing date | call |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,900 | $6,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 13,580 | $6,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 47,976 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,000 | $5,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 12,000 | $5,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 50,800 | $5,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 17,700 | $5,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 15,400 | $5,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $5,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 23,300 | $4,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 18,400 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,100 | $3,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 10,100 | $3,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 10,700 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-16-000014 | this filing | 2016-08-11 | acceptance time not in the bulk data set |