13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 2,927 holding rows worth $29,557,323,000.
- Accession
- 0001084208-16-000012
- Filer
- CIK 1084208
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 2,981 entries on the cover page, a total value of $29,557,323,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,557,323,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 44,916 | $230,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,367 | $229,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 8,204 | $229,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,950 | $229,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 21,477 | $229,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 16,437 | $228,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,671 | $228,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 8,691 | $227,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,039 | $227,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 25,777 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 13,030 | $226,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 9,130 | $225,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,540 | $224,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 4,691 | $224,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 26,126 | $223,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 36,000 | $222,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 621,490 | $222,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 99,328 | $221,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,011 | $221,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 44,059 | $221,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 26,886 | $221,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,682 | $219,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,071 | $219,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 21,955 | $219,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,717 | $219,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,272 | $219,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,255 | $218,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 8,165 | $217,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 24,333 | $216,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,430 | $216,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,537 | $215,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 11,952 | $215,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,587 | $215,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 12,000 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 18,354 | $214,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 8,343 | $214,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 27,303 | $214,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 10,338 | $213,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 9,284 | $212,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 15,975 | $212,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 11,503 | $212,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,187 | $212,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 84,813 | $212,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,476 | $212,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 30,144 | $211,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,898 | $211,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 12,116 | $211,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 4,969 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 9,617 | $211,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $210,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 23,647 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $210,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 26,978 | $210,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,165 | $209,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 29,901 | $209,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,300 | $208,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,186 | $208,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,878 | $208,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 3,983 | $208,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,328 | $207,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 53,000 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,070 | $206,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 13,250 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,019 | $205,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,800 | $205,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 3,683 | $205,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,153 | $204,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 3,058 | $203,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,848 | $202,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 15,292 | $202,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,234 | $201,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,700 | $201,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,122 | $200,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 14,007 | $200,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 16,258 | $199,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 26,263 | $197,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,985 | $197,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,419 | $195,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 12,723 | $195,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 13,723 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 11,654 | $194,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 13,285 | $194,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 22,420 | $194,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,712 | $192,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 12,019 | $191,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 68,902 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,895 | $187,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 11,228 | $187,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 16,875 | $187,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,236 | $186,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 23,200 | $186,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 25,788 | $186,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,963 | $185,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 126,997 | $185,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 38,611 | $185,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 45,080 | $184,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 26,408 | $184,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 45,164 | $183,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 13,000 | $182,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,176 | $181,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,300 | $180,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 21,324 | $180,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 11,400 | $180,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 10,530 | $177,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 27,600 | $177,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 81,500 | $176,000 | thousands by filing date | call |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 12,436 | $176,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,223 | $174,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 18,443 | $174,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 56,290 | $171,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 25,000 | $171,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 16,574 | $170,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 57,134 | $170,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 15,382 | $169,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 14,050 | $169,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 43,300 | $169,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,945 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 17,418 | $168,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 10,885 | $168,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 12,356 | $168,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 21,286 | $167,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,210 | $166,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,877 | $165,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,399 | $164,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,678 | $163,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,771 | $163,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 21,041 | $162,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 14,822 | $162,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 19,850 | $160,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 19,051 | $159,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,057 | $157,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 14,359 | $157,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 11,152 | $157,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 57,300 | $155,000 | thousands by filing date | call |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 10,615 | $155,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,645 | $154,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,223 | $154,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 27,208 | $154,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,915 | $153,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 84,450 | $153,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,122 | $152,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,200 | $152,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,989 | $152,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,976 | $152,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,006 | $152,000 | thousands by filing date | |
| GENERAL EMPLOYMENT ENTERPRIS | 369730304 | Cmn | 35,303 | $152,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 10,769 | $151,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,516 | $150,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,288 | $149,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 63,000 | $148,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 16,014 | $147,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,450 | $146,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 67,800 | $145,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,880 | $145,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,350 | $144,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 21,000 | $143,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 20,450 | $143,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 16,017 | $143,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 24,130 | $141,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 16,448 | $141,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 16,980 | $140,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 13,054 | $139,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 12,514 | $139,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 16,326 | $138,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,500 | $137,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 15,032 | $136,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 14,926 | $135,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,065 | $131,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 16,215 | $131,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,585 | $130,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,250 | $130,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 45,132 | $129,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 20,243 | $129,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 25,326 | $129,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 11,300 | $129,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,000 | $128,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 11,900 | $128,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,030 | $127,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 20,499 | $127,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,000 | $127,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 200,115 | $125,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 70,000 | $123,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 13,327 | $122,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 20,110 | $122,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,624 | $122,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 29,242 | $121,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 22,857 | $119,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,719 | $117,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,250 | $116,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,490 | $116,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,687 | $116,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 12,989 | $116,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,463 | $115,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 11,000 | $115,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 20,550 | $115,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 11,225 | $115,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,970 | $113,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,043 | $113,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 25,415 | $113,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 41,500 | $112,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 32,500 | $112,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 58,300 | $111,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,139 | $111,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 11,125 | $111,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 11,500 | $111,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 84,600 | $111,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,300 | $110,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 18,983 | $110,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 13,001 | $110,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,300 | $109,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 41,365 | $108,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 11,372 | $108,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 52,800 | $106,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,116 | $106,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 11,573 | $106,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,954 | $105,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 60,100 | $105,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,100 | $103,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 29,500 | $100,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 276,345 | $99,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 74,400 | $96,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,000 | $96,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 11,400 | $96,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,712 | $95,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 12,880 | $95,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 11,056 | $94,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 128,800 | $93,000 | thousands by filing date | call |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 20,180 | $92,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 21,950 | $92,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,300 | $91,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 23,261 | $91,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 11,547 | $91,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,300 | $90,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,616 | $89,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,167 | $89,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 89,797 | $88,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 73,700 | $87,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,967 | $86,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,475 | $86,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 16,000 | $86,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $86,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,500 | $85,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 47,652 | $84,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 65,900 | $83,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 10,329 | $83,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,548 | $81,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 150,000 | $81,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 20,270 | $80,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 11,533 | $77,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 65,000 | $76,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 25,209 | $76,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 23,350 | $74,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 71,728 | $74,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 13,889 | $73,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 49,000 | $72,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 16,547 | $72,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 11,197 | $72,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,120 | $71,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 25,577 | $71,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 124,441 | $70,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 13,700 | $70,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 31,000 | $69,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 10,554 | $69,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 51,176 | $67,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,851 | $67,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,700 | $66,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 17,800 | $66,000 | thousands by filing date | call |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,938 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,400 | $64,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,938 | $64,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,442 | $62,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 17,661 | $61,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 114,412 | $61,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 17,800 | $60,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 30,350 | $60,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,383 | $59,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,526 | $58,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 11,081 | $56,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 10,100 | $55,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 39,535 | $53,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 46,500 | $52,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 20,750 | $52,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 30,000 | $50,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,200 | $50,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 18,800 | $50,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,050 | $49,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 18,300 | $48,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 18,498 | $48,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 64,600 | $48,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 45,100 | $47,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 11,035 | $47,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 41,900 | $46,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 82,470 | $46,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 13,700 | $45,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 36,174 | $45,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 300,000 | $45,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 46,500 | $44,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 21,636 | $44,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,855 | $43,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,550 | $43,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,150 | $43,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,900 | $42,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 11,300 | $42,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 68,300 | $41,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,200 | $41,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 51,075 | $40,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,400 | $39,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,046 | $39,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 29,000 | $38,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 49,400 | $38,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,421 | $38,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 47,976 | $37,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,532 | $36,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 13,500 | $36,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 95,000 | $36,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 38,100 | $35,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,000 | $35,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,857 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,900 | $35,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 21,700 | $34,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 45,000 | $34,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 14,200 | $33,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 85,900 | $33,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 76,500 | $32,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 32,200 | $32,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 13,934 | $32,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,004 | $31,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 102,300 | $31,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 16,272 | $31,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,000 | $30,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,354 | $30,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 47,700 | $29,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 50,000 | $28,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 13,700 | $27,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 104,500 | $27,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,900 | $26,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 46,500 | $26,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 23,500 | $25,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 13,087 | $24,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 13,900 | $24,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 17,000 | $24,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 10,700 | $23,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 20,800 | $23,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,700 | $23,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 41,739 | $23,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,445 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 20,400 | $23,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 86,300 | $22,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 14,400 | $22,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,457 | $22,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 10,601 | $22,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,000 | $21,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 20,211 | $21,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,243 | $21,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 17,000 | $21,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 71,400 | $20,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 31,100 | $20,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 12,200 | $20,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 15,000 | $20,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 14,000 | $20,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 47,300 | $19,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 12,000 | $19,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 20,352 | $19,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 14,085 | $19,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,701 | $18,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 15,400 | $18,000 | thousands by filing date | call |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 19,214 | $18,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,000 | $17,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 10,400 | $16,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 41,620 | $16,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 29,400 | $16,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 17,000 | $16,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 17,800 | $15,000 | thousands by filing date | call |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 16,000 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,700 | $14,000 | thousands by filing date | call |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 17,000 | $14,000 | thousands by filing date | call |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 17,877 | $14,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 31,213 | $14,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,900 | $13,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 13,800 | $13,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 14,900 | $12,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 19,900 | $12,000 | thousands by filing date | call |
| MAGNEGAS CORP | 55939L202 | COM NEW | 12,000 | $12,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,500 | $11,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 42,200 | $11,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,056 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,500 | $11,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 11,000 | $10,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 13,013 | $10,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,300 | $9,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 13,100 | $9,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 13,100 | $9,000 | thousands by filing date | call |
| COSI INC | 22122P200 | COM | 10,375 | $9,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,300 | $8,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 50,900 | $8,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,000 | $8,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 16,799 | $8,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 100,900 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 18,400 | $7,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 10,500 | $6,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 41,500 | $5,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,300 | $5,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,300 | $5,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $5,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 25,000 | $5,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 23,513 | $5,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 15,828 | $5,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,600 | $4,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 13,300 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,100 | $4,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 12,200 | $4,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 13,795 | $4,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 15,500 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 53,800 | $3,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 13,200 | $3,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,300 | $3,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 13,800 | $3,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645105 | COM | 10,170 | $3,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,200 | $2,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 44,200 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 45,786 | $2,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 12,300 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 18,200 | $1,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,200 | $1,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,384 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 15,100 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 36,105 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-16-000012 | this filing | 2016-05-12 | acceptance time not in the bulk data set |