13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-28, with 2,327 holding rows worth $22,780,758,000.
- Accession
- 0001084208-15-000004
- Filer
- CIK 1084208
- Filed
- 2015-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,330 entries on the cover page, a total value of $22,780,758,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,780,758,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 47,749 | $551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 17,403 | $550,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 18,624 | $549,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 42,760 | $547,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 44,527 | $543,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,670 | $543,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 30,260 | $539,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 21,500 | $539,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 16,052 | $538,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 21,855 | $538,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 16,969 | $535,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 54,486 | $533,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 17,121 | $532,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 11,770 | $531,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 37,765 | $530,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 20,226 | $528,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,928 | $527,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 21,538 | $526,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 40,396 | $526,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 32,798 | $525,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 13,371 | $522,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 22,942 | $522,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 20,740 | $522,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 27,069 | $521,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 20,636 | $520,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 67,307 | $520,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 19,244 | $520,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 12,806 | $519,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 36,888 | $519,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 38,607 | $519,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 28,345 | $519,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 38,391 | $515,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18,945 | $512,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 22,853 | $512,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 13,299 | $511,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 36,898 | $508,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 10,091 | $508,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 16,600 | $507,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 35,612 | $505,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 10,264 | $503,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 20,312 | $501,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,341 | $500,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 30,626 | $500,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 35,671 | $500,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 62,800 | $499,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 44,685 | $498,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 38,992 | $497,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 36,190 | $495,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 20,451 | $494,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 13,093 | $492,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 27,750 | $492,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 26,549 | $488,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 29,149 | $485,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 60,424 | $482,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 33,589 | $480,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,543 | $476,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 18,347 | $476,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 21,863 | $475,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 18,494 | $475,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 15,868 | $475,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 16,886 | $475,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,015 | $474,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 12,205 | $471,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 15,261 | $466,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 70,728 | $466,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22,739 | $465,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 20,786 | $463,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,098 | $462,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 49,849 | $462,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 206,125 | $462,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 48,385 | $461,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 31,741 | $460,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 28,175 | $459,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 29,726 | $458,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 13,935 | $454,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 23,200 | $452,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,550 | $452,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 13,775 | $452,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 37,197 | $451,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,450 | $450,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 13,168 | $450,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 13,985 | $450,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 25,109 | $450,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 80,000 | $448,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 21,665 | $448,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 17,320 | $448,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 104,000 | $448,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 15,800 | $447,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 29,000 | $445,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 46,789 | $443,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 49,902 | $443,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 37,200 | $442,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 40,819 | $442,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 30,013 | $441,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 17,011 | $439,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,420 | $436,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 31,020 | $434,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 11,220 | $433,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 52,156 | $433,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,250 | $432,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 64,230 | $432,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 71,567 | $430,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 19,919 | $429,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 12,740 | $426,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 28,650 | $423,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $421,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 28,408 | $421,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 31,416 | $420,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 17,576 | $420,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 15,800 | $419,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 47,237 | $417,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,860 | $416,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 14,575 | $416,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 16,181 | $414,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 74,338 | $412,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 24,487 | $412,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 34,266 | $410,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 37,525 | $410,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 25,405 | $408,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 11,820 | $406,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 56,748 | $406,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 10,237 | $405,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 164,000 | $404,000 | thousands by filing date | principal |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,342 | $403,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 31,170 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 27,661 | $399,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 16,356 | $397,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 13,607 | $397,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 19,840 | $396,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 28,205 | $395,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 13,777 | $393,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 52,510 | $393,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 24,395 | $393,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 66,444 | $392,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 31,321 | $391,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,729 | $390,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 10,837 | $387,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 66,228 | $385,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 16,280 | $385,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 20,391 | $384,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 40,843 | $384,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 22,007 | $384,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 18,175 | $381,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 20,404 | $380,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 13,577 | $378,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 21,810 | $378,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 36,050 | $378,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 15,057 | $375,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 76,817 | $374,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 26,225 | $370,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 14,632 | $366,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10,350 | $365,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 26,286 | $365,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 107,073 | $363,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,346 | $363,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 24,918 | $363,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,116 | $362,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 34,419 | $357,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 65,550 | $357,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 11,715 | $356,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 15,653 | $356,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,105 | $355,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 24,214 | $355,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 27,107 | $353,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,973 | $351,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 27,313 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,825 | $349,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 18,589 | $345,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 32,731 | $344,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 50,270 | $344,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 12,809 | $344,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 12,398 | $343,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,236 | $343,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $341,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 63,507 | $338,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,650 | $336,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 11,628 | $336,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 20,629 | $334,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,325 | $332,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 12,553 | $329,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,905 | $329,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 23,475 | $328,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 20,602 | $328,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,880 | $328,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 36,323 | $327,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 22,449 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 20,070 | $325,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 91,678 | $325,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 44,341 | $324,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 24,809 | $324,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 22,055 | $324,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 11,770 | $322,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 18,677 | $322,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 22,616 | $322,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 12,200 | $320,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 24,911 | $318,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,162 | $318,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 25,269 | $317,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 428,600 | $317,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 71,097 | $316,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 10,042 | $315,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 18,963 | $314,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 35,134 | $314,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 43,993 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 13,916 | $310,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 24,078 | $310,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 17,865 | $310,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,478 | $309,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 19,556 | $308,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 10,006 | $308,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 27,017 | $306,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 44,032 | $305,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 38,880 | $304,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 15,000 | $304,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 27,124 | $303,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13,255 | $302,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 22,242 | $300,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 10,791 | $298,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 29,656 | $298,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 12,656 | $297,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 12,800 | $296,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,986 | $296,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 18,460 | $296,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 19,075 | $295,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,900 | $294,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 24,708 | $293,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 75,900 | $293,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 17,831 | $292,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,564 | $290,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 22,770 | $290,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 321,808 | $290,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 13,430 | $289,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 32,552 | $288,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 15,091 | $284,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 23,100 | $282,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 36,400 | $282,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,761 | $282,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,778 | $281,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 63,390 | $281,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14,202 | $279,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 28,947 | $276,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 45,862 | $275,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 17,910 | $274,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 17,192 | $271,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 57,220 | $271,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 25,398 | $270,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 19,804 | $269,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 22,735 | $268,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 16,135 | $267,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 14,347 | $267,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,318 | $265,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,597 | $265,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 30,003 | $263,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 11,143 | $262,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 46,136 | $261,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 24,900 | $261,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 17,009 | $260,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 11,705 | $259,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 155,066 | $256,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,100 | $254,000 | thousands by filing date | call |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 30,066 | $254,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,786 | $253,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 27,279 | $253,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,692 | $251,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,624 | $250,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 40,050 | $250,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 35,000 | $249,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 23,250 | $249,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,281 | $248,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 23,034 | $248,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 13,070 | $248,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 16,669 | $248,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 18,272 | $247,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 69,656 | $247,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,319 | $245,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 15,580 | $244,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 46,461 | $243,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 24,058 | $242,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 11,550 | $242,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 33,210 | $240,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 25,818 | $239,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 40,755 | $239,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,482 | $238,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,300 | $234,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 20,929 | $233,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,631 | $233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 56,751 | $233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 20,539 | $233,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 150,072 | $231,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 10,198 | $229,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 11,432 | $228,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $226,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 12,917 | $225,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 24,475 | $225,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 11,141 | $224,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 50,000 | $222,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 24,599 | $221,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 15,073 | $221,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 15,658 | $221,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,802 | $220,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 15,668 | $220,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,085 | $219,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 12,500 | $218,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,734 | $218,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 10,600 | $217,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,484 | $216,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,572 | $216,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 35,761 | $216,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 10,973 | $216,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 24,548 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,996 | $213,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 18,950 | $212,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 13,577 | $210,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 206,189 | $210,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,816 | $209,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 69,782 | $209,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 25,190 | $207,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 100,000 | $207,000 | thousands by filing date | principal |
| VINCE HLDG CORP | 92719W108 | COM | 11,083 | $206,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,800 | $205,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 13,463 | $205,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 51,773 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,921 | $202,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,649 | $202,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 14,000 | $202,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 31,590 | $201,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 11,380 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-15-000004 | this filing | 2015-04-28 | acceptance time not in the bulk data set |