13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 2,221 holding rows worth $20,473,731,000.
- Accession
- 0001084208-15-000002
- Filer
- CIK 1084208
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 2,226 entries on the cover page, a total value of $20,473,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,473,731,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORELOGIC INC | 21871D103 | COM | 13,709 | $433,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 23,996 | $433,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 81,360 | $432,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 13,110 | $431,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 10,375 | $429,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 37,531 | $428,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 88,585 | $423,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 25,451 | $423,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 47,524 | $423,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 17,828 | $422,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,023 | $422,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 19,067 | $422,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 30,950 | $420,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 60,800 | $420,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,773 | $419,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 11,898 | $418,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,239 | $418,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 23,528 | $418,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 16,167 | $418,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,192 | $416,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 28,307 | $415,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 15,199 | $414,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 100,000 | $414,000 | thousands by filing date | principal |
| PANTRY INC | 698657103 | COM | 11,137 | $413,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 35,895 | $412,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 50,302 | $411,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,915 | $411,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 25,005 | $411,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 22,819 | $409,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 11,979 | $408,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 25,987 | $407,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,351 | $405,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 29,436 | $405,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,440 | $405,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 24,538 | $404,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 20,119 | $403,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 24,151 | $401,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 12,489 | $400,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 24,983 | $397,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 24,935 | $397,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 21,119 | $396,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 159,000 | $396,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,297 | $391,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 32,920 | $391,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 22,515 | $390,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 14,163 | $390,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 12,660 | $389,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,141 | $388,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 16,045 | $388,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 13,056 | $385,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,761 | $383,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 33,091 | $382,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 10,686 | $382,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 15,850 | $382,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 18,585 | $380,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 14,269 | $378,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,435 | $378,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 20,150 | $376,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,817 | $371,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 50,895 | $367,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 35,896 | $365,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 10,742 | $364,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 21,719 | $360,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 18,531 | $359,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 22,927 | $359,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 23,100 | $358,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 66,510 | $357,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 18,181 | $355,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 55,980 | $353,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 42,712 | $352,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,495 | $351,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,480 | $351,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,565 | $349,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 26,159 | $348,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,173 | $346,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 16,217 | $346,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 24,780 | $346,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 22,741 | $346,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,625 | $346,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 18,914 | $344,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 43,586 | $343,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 24,200 | $343,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 20,852 | $342,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 77,052 | $342,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 10,350 | $341,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 12,717 | $341,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 11,011 | $341,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,600 | $341,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,225 | $340,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 27,071 | $340,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 26,181 | $338,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 18,323 | $338,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,880 | $337,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,973 | $335,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 46,680 | $334,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 12,411 | $334,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,780 | $333,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 65,950 | $333,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 97,945 | $333,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13,955 | $332,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $332,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 28,000 | $332,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 37,346 | $332,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 12,739 | $332,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,303 | $332,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 12,678 | $330,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 23,300 | $329,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 16,273 | $329,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20,375 | $328,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 27,733 | $326,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 16,507 | $323,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 73,390 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 22,449 | $322,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 18,097 | $321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 14,680 | $317,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 12,103 | $315,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 23,797 | $313,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 18,639 | $313,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 70,869 | $311,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 12,400 | $309,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,209 | $308,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 14,572 | $308,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 11,459 | $308,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,318 | $308,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 26,958 | $307,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 17,844 | $307,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 15,505 | $306,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 325,884 | $306,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 21,334 | $305,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 26,272 | $305,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 12,102 | $305,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 24,290 | $305,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 44,985 | $303,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 19,356 | $303,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 18,963 | $302,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 75,900 | $300,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,030 | $297,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 10,250 | $297,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 46,050 | $295,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 11,569 | $291,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 17,278 | $290,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 41,262 | $290,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 10,791 | $289,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 36,900 | $287,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 34,712 | $281,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 15,943 | $279,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 24,400 | $278,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 18,874 | $278,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 29,335 | $278,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,294 | $275,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 20,588 | $270,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 53,931 | $269,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 25,561 | $269,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 42,595 | $268,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 23,000 | $265,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 14,422 | $265,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 27,400 | $264,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 11,550 | $264,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 37,293 | $264,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 19,228 | $263,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 27,433 | $262,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 13,250 | $262,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 44,338 | $262,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 13,328 | $262,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,084 | $261,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 13,969 | $260,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,789 | $260,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,376 | $258,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,555 | $256,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 12,779 | $255,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 22,888 | $254,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 21,928 | $254,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 12,050 | $253,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 17,950 | $252,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 66,350 | $250,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 35,360 | $249,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19,776 | $248,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,389 | $246,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 18,952 | $244,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 26,364 | $243,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 16,697 | $242,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14,074 | $239,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 213,189 | $237,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 45,729 | $236,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 14,447 | $233,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 17,671 | $232,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,691 | $231,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,800 | $229,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 15,937 | $229,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 38,303 | $228,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 26,808 | $228,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 11,616 | $227,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,587 | $226,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $226,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 10,450 | $226,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,890 | $226,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,587 | $222,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 31,825 | $222,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,734 | $221,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,689 | $218,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 28,447 | $218,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 37,555 | $217,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,404 | $216,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,494 | $216,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,085 | $215,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 12,525 | $214,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,348 | $214,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 22,350 | $214,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 33,791 | $213,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 14,450 | $213,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 12,000 | $211,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 50,000 | $211,000 | thousands by filing date | principal |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,028 | $209,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 25,690 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,996 | $209,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 11,666 | $207,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,157 | $206,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 14,423 | $206,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 23,050 | $205,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 14,563 | $204,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 14,800 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-15-000002 | this filing | 2015-02-11 | acceptance time not in the bulk data set |