13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 2,167 holding rows worth $16,219,546,000.
- Accession
- 0001084208-14-000006
- Filer
- CIK 1084208
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 2,169 entries on the cover page, a total value of $16,219,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,219,546,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TCP CAP CORP | 87238Q103 | COM | 54,210 | $987,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 56,236 | $986,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,975 | $984,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 87,560 | $983,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 147,469 | $981,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 30,860 | $981,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 38,666 | $980,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 40,700 | $980,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 10,729 | $979,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 28,425 | $978,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 27,271 | $978,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 69,446 | $974,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 66,375 | $971,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 76,993 | $969,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 66,264 | $967,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 12,361 | $966,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 265,000 | $966,000 | thousands by filing date | principal |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 21,678 | $966,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 900,000 | $965,000 | thousands by filing date | principal |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,891 | $964,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 15,069 | $958,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 18,608 | $956,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 14,547 | $956,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 36,280 | $956,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 129,326 | $954,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 86,180 | $953,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 34,218 | $951,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 15,948 | $949,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 201,162 | $947,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 21,311 | $946,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 86,302 | $946,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 68,094 | $945,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 29,690 | $944,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 67,860 | $943,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 51,425 | $941,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 53,150 | $940,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 17,500 | $937,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 72,800 | $933,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 148,550 | $933,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 33,788 | $931,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 29,062 | $930,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 63,736 | $929,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 26,824 | $927,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 95,616 | $927,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 44,589 | $927,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 16,849 | $927,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 37,358 | $924,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 61,165 | $921,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 35,727 | $921,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 46,437 | $917,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,818 | $916,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 57,810 | $913,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 35,046 | $912,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 34,577 | $912,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 21,369 | $908,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 14,242 | $906,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 72,669 | $902,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 22,883 | $902,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 19,947 | $902,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 48,375 | $900,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 11,578 | $899,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,433 | $897,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 68,891 | $897,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 18,605 | $892,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 33,847 | $891,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 58,523 | $889,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 16,957 | $886,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 32,154 | $886,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 38,470 | $886,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 26,981 | $884,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 48,055 | $882,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 57,148 | $880,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,789 | $880,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 16,260 | $879,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 124,575 | $877,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 43,693 | $875,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 59,350 | $872,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 115,216 | $869,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 16,257 | $867,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,928 | $866,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 19,718 | $866,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 27,618 | $865,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 28,127 | $865,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 28,868 | $864,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 43,344 | $862,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 24,993 | $861,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 25,635 | $860,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 33,864 | $858,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 22,708 | $857,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 38,990 | $857,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 15,506 | $857,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 19,383 | $854,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 22,275 | $850,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 118,776 | $850,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 19,654 | $848,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 69,835 | $847,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 59,336 | $846,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 55,727 | $840,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 26,035 | $835,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 57,486 | $832,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 32,285 | $831,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 17,290 | $830,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 32,956 | $830,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 26,803 | $830,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 32,546 | $829,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 13,896 | $829,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,271 | $829,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 29,372 | $828,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,288 | $827,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 33,702 | $827,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 52,282 | $826,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 22,764 | $824,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 62,040 | $822,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 22,910 | $817,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 35,279 | $812,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 425,400 | $808,000 | thousands by filing date | call |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 650,000 | $808,000 | thousands by filing date | principal |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 78,359 | $807,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 44,523 | $804,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 53,442 | $803,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 10,586 | $803,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,273 | $803,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 17,026 | $803,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 27,171 | $802,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 24,160 | $796,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 38,353 | $796,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 185,232 | $796,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 12,099 | $795,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 16,124 | $793,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 43,040 | $791,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 49,295 | $791,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 85,515 | $790,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 12,611 | $789,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 26,297 | $789,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 43,912 | $788,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 24,579 | $786,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 38,293 | $785,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,733 | $784,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 40,658 | $784,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 74,010 | $784,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 11,665 | $783,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 28,825 | $782,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 38,696 | $781,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,068 | $780,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 15,845 | $780,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 61,804 | $780,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 63,126 | $778,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 123,457 | $778,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 43,255 | $775,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 20,202 | $774,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 27,369 | $772,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 39,929 | $772,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 23,009 | $771,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,417 | $771,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 23,300 | $771,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 32,368 | $771,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 32,071 | $770,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 17,344 | $767,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 54,232 | $765,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 16,768 | $765,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 91,877 | $763,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 47,678 | $761,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 57,260 | $758,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 67,535 | $758,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 40,323 | $758,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 18,960 | $757,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 10,601 | $754,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 36,234 | $751,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 183,187 | $751,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 260,175 | $749,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 45,912 | $748,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 98,834 | $743,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 53,593 | $740,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 14,247 | $739,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 43,127 | $738,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 26,314 | $735,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 31,866 | $733,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 121,658 | $732,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 13,853 | $727,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 17,663 | $726,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 65,985 | $726,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 28,611 | $724,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 136,347 | $720,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 14,193 | $719,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 29,068 | $717,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 33,200 | $716,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,918 | $716,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 32,130 | $714,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 74,824 | $712,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 18,149 | $710,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,601 | $708,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 76,408 | $706,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 24,880 | $706,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,193 | $706,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 23,995 | $704,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 21,935 | $699,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 14,395 | $699,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 25,950 | $696,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 23,351 | $692,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 39,897 | $691,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 506,000 | $691,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 30,593 | $690,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 76,325 | $689,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 55,393 | $687,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 12,005 | $686,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 47,125 | $686,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 54,361 | $677,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 50,242 | $676,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 49,311 | $673,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 18,811 | $672,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 32,116 | $671,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 45,126 | $671,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 228,525 | $667,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 12,090 | $662,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,305 | $661,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 67,610 | $660,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 35,140 | $658,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 48,695 | $656,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 24,857 | $654,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 21,814 | $654,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 15,443 | $654,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 510,000 | $652,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 74,129 | $650,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 475,000 | $650,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 35,380 | $649,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 19,188 | $648,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 46,785 | $648,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 13,206 | $646,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 23,132 | $645,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 42,205 | $644,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19,289 | $643,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 75,374 | $641,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 20,703 | $640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 31,242 | $639,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 63,000 | $639,000 | thousands by filing date | call |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 21,800 | $638,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 55,652 | $636,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 22,949 | $634,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 27,529 | $631,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,311 | $630,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 83,204 | $629,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 14,373 | $629,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 71,236 | $629,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 87,805 | $628,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 31,897 | $628,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 24,400 | $624,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 49,768 | $624,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 27,300 | $622,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,880 | $621,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 56,566 | $617,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 24,200 | $617,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 82,848 | $616,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,117 | $615,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 44,029 | $612,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 24,278 | $612,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 28,598 | $608,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 29,164 | $605,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 23,101 | $603,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 34,679 | $597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,018 | $595,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 25,698 | $595,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 12,195 | $594,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 28,725 | $593,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 22,896 | $592,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 23,262 | $591,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 17,344 | $591,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 25,926 | $590,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 14,771 | $590,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 27,839 | $590,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 44,240 | $588,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 20,348 | $587,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,397 | $584,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 21,649 | $581,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 61,281 | $578,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 25,204 | $577,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 12,383 | $573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 17,897 | $573,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 19,275 | $572,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,763 | $571,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,033 | $570,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 10,088 | $569,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 16,762 | $569,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 28,410 | $569,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 45,345 | $568,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,467 | $567,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 11,855 | $566,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 11,085 | $562,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 20,725 | $560,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 55,972 | $559,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,650 | $557,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 12,446 | $555,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 155,660 | $554,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 17,230 | $553,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 19,905 | $552,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $551,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 21,904 | $549,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 12,800 | $548,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,947 | $547,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 60,552 | $547,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 27,564 | $545,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,050 | $545,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 12,380 | $544,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 40,524 | $544,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 500,000 | $542,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 18,134 | $542,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 12,062 | $541,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 11,188 | $540,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 20,145 | $540,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 25,850 | $539,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,564 | $538,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 21,750 | $537,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 46,604 | $537,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 56,274 | $536,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 18,098 | $534,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 70,400 | $533,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 92,165 | $531,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 40,400 | $530,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 19,283 | $530,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,793 | $527,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 47,014 | $527,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 42,376 | $527,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 34,559 | $526,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 36,598 | $525,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 34,840 | $525,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 31,532 | $524,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 52,806 | $522,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 37,507 | $520,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 14,804 | $519,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 95,811 | $519,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 22,325 | $518,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 33,453 | $516,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 32,636 | $513,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 15,077 | $513,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 20,877 | $511,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 54,644 | $511,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 21,611 | $509,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 550,000 | $509,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 12,384 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 25,995 | $505,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 16,049 | $505,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 38,248 | $505,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 38,340 | $505,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 29,231 | $503,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 23,467 | $502,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 12,747 | $502,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 14,825 | $501,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 15,700 | $500,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,412 | $497,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 12,876 | $497,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 12,697 | $496,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 17,073 | $496,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,340 | $495,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,447 | $494,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 57,537 | $494,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 21,685 | $493,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 11,625 | $492,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,819 | $490,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 34,023 | $490,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 14,907 | $489,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 650,000 | $488,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 18,106 | $487,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,390 | $487,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,628 | $485,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 49,971 | $484,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 500,000 | $483,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 24,636 | $482,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 37,385 | $482,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 51,273 | $481,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 33,391 | $478,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 12,275 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 23,677 | $476,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 26,460 | $475,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 18,545 | $474,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 36,509 | $474,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 18,975 | $472,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 13,530 | $470,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 34,197 | $468,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 24,666 | $467,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 34,823 | $464,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 109,961 | $461,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 18,136 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,399 | $459,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 34,937 | $455,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 20,035 | $455,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 71,332 | $454,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 34,779 | $454,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 406,000 | $454,000 | thousands by filing date | principal |
| CHEGG INC | 163092109 | COM | 64,300 | $453,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,666 | $451,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 13,350 | $451,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 47,695 | $451,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 12,235 | $450,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 14,821 | $450,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 25,910 | $449,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 35,318 | $449,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 11,795 | $446,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 24,035 | $445,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 203,420 | $445,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 15,466 | $444,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 34,589 | $442,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 29,386 | $439,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,325 | $439,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 40,475 | $438,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 36,858 | $437,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 26,821 | $437,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 52,735 | $435,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 24,436 | $434,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 22,800 | $434,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 14,267 | $432,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 28,727 | $431,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 16,211 | $429,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 13,228 | $428,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 65,650 | $428,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 28,876 | $424,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 12,250 | $421,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,071 | $419,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,240 | $419,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 29,610 | $418,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 29,867 | $417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 17,422 | $416,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 23,456 | $415,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 39,090 | $414,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 19,200 | $414,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 26,496 | $414,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 49,100 | $414,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 25,223 | $411,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 35,704 | $411,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 11,993 | $411,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,018 | $410,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 32,505 | $410,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,216 | $410,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 22,485 | $408,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 26,410 | $408,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 20,261 | $408,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 13,900 | $406,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 31,424 | $406,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 14,280 | $405,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 16,054 | $402,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,365 | $401,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 28,415 | $401,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,422 | $400,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,148 | $400,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 31,324 | $399,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 28,963 | $399,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 32,254 | $398,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 31,716 | $395,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 15,645 | $395,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 28,597 | $394,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,663 | $394,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 28,987 | $392,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 45,123 | $391,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 11,723 | $390,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 81,483 | $390,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 16,245 | $390,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,545 | $389,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 15,300 | $389,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 16,701 | $388,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 19,151 | $388,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 37,480 | $386,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 46,260 | $386,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 250,000 | $383,000 | thousands by filing date | principal |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 33,900 | $383,000 | thousands by filing date | call |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 26,338 | $382,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 79,496 | $381,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40,600 | $380,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 20,257 | $377,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,250 | $376,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 26,569 | $375,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,133 | $375,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 10,990 | $374,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 25,490 | $374,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 15,948 | $372,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 42,033 | $371,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 162,000 | $371,000 | thousands by filing date | principal |
| ABIOMED INC | 003654100 | COM | 14,700 | $370,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 16,125 | $369,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 21,488 | $364,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,068 | $364,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,290 | $361,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 19,978 | $361,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 13,612 | $360,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,880 | $359,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 58,913 | $359,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 15,122 | $358,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 18,935 | $357,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 14,521 | $356,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 46,300 | $354,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 58,953 | $351,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 10,160 | $350,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 76,939 | $350,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 59,160 | $348,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 10,500 | $348,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 13,250 | $347,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 144,000 | $346,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 11,075 | $346,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 27,899 | $344,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,925 | $344,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 24,288 | $344,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 18,357 | $343,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 32,000 | $341,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-14-000006 | this filing | 2014-08-13 | acceptance time not in the bulk data set |