13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 2,069 holding rows worth $14,586,272,000.
- Accession
- 0001084208-14-000004
- Filer
- CIK 1084208
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 2,070 entries on the cover page, a total value of $14,586,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,586,272,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CBRE GROUP INC CL A | 12504L109 | Stock | 31,914 | $875,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 12,273 | $871,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 51,394 | $871,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 24,606 | $871,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 21,040 | $869,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 95,280 | $869,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 17,629 | $868,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 219,725 | $864,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 10,544 | $861,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 16,956 | $860,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 64,397 | $858,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 59,095 | $856,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 40,267 | $854,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 19,165 | $853,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 23,284 | $853,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 34,371 | $847,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 92,057 | $847,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 32,451 | $842,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 21,505 | $839,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 12,403 | $835,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 49,821 | $835,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 137,770 | $834,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 11,341 | $833,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 10,832 | $833,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 13,682 | $832,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 12,319 | $829,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 23,544 | $828,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 75,163 | $827,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 38,403 | $826,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 56,965 | $824,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 59,469 | $824,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 31,634 | $821,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 47,809 | $819,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 60,559 | $818,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 20,120 | $817,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 77,246 | $816,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 15,960 | $815,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 656,000 | $814,000 | thousands by filing date | principal |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 79,589 | $811,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 201,936 | $810,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 45,789 | $804,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 20,429 | $803,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 30,362 | $803,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 17,195 | $802,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 53,626 | $801,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 184,032 | $801,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 22,881 | $799,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 23,859 | $795,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 65,403 | $795,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16,904 | $793,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 29,775 | $793,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 43,921 | $792,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 25,967 | $790,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 24,060 | $789,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 41,860 | $786,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 54,521 | $785,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 17,069 | $784,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 20,154 | $783,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 29,783 | $783,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 27,768 | $783,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 32,175 | $782,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 12,799 | $779,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,998 | $777,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 56,003 | $775,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 101,175 | $773,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 34,597 | $771,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 18,376 | $771,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 55,369 | $771,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 16,816 | $771,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 33,694 | $768,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,974 | $762,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 58,165 | $762,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12,433 | $762,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 11,266 | $762,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,367 | $762,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 66,134 | $761,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 29,360 | $759,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 10,150 | $755,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 25,644 | $755,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 16,870 | $754,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 16,371 | $754,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 37,110 | $751,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 89,649 | $750,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 55,056 | $749,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11,710 | $748,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,175 | $748,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 40,941 | $747,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,945 | $743,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 101,085 | $742,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,020 | $742,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 122,811 | $742,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 16,093 | $737,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 27,827 | $735,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 42,180 | $734,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 28,475 | $734,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 12,942 | $732,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 103,626 | $732,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 14,247 | $728,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 53,610 | $727,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 43,511 | $723,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 19,520 | $721,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 18,047 | $721,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 42,292 | $718,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 39,275 | $718,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 164,238 | $711,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 30,221 | $710,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 37,535 | $708,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 56,136 | $708,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,406 | $708,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 27,350 | $706,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 13,252 | $705,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 39,953 | $705,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 64,594 | $705,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 26,333 | $704,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 27,700 | $702,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 35,776 | $699,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 134,776 | $698,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 50,242 | $697,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 15,778 | $696,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 47,003 | $695,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 29,594 | $694,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,462 | $693,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 31,695 | $692,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 17,554 | $691,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 29,074 | $691,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 28,427 | $691,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 525,000 | $690,000 | thousands by filing date | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 16,370 | $689,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 22,857 | $688,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 61,500 | $688,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 41,621 | $688,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 32,371 | $688,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 16,621 | $688,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 21,370 | $682,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 30,618 | $681,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 23,805 | $680,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 19,159 | $678,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 28,258 | $677,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 25,710 | $675,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 52,839 | $673,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11,536 | $672,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 21,186 | $672,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 36,335 | $672,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 27,644 | $666,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 29,144 | $666,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 71,789 | $665,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 18,180 | $665,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 108,155 | $664,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 74,328 | $663,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 45,364 | $663,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 31,222 | $662,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 90,094 | $661,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 161,238 | $661,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 53,493 | $660,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 13,067 | $658,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 100,489 | $656,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 10,358 | $656,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 35,533 | $654,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 55,506 | $654,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 85,973 | $650,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 26,841 | $650,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 10,736 | $649,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 23,321 | $647,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 510,000 | $647,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,247 | $644,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 22,061 | $641,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,925 | $640,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 23,529 | $640,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 32,167 | $639,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 31,726 | $636,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 25,905 | $635,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 24,891 | $633,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,907 | $633,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 31,723 | $631,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 19,049 | $631,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 62,602 | $629,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 26,060 | $629,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 84,963 | $629,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 12,027 | $627,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,675 | $625,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 29,003 | $624,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 42,513 | $622,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 20,445 | $620,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 14,261 | $619,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 23,068 | $617,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 475,000 | $617,000 | thousands by filing date | principal |
| STEIN MART INC | 858375108 | COM | 44,029 | $617,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 24,400 | $615,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 88,960 | $615,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 22,434 | $615,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 44,405 | $615,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 104,180 | $614,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 36,000 | $612,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 156,895 | $612,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 18,414 | $607,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 65,481 | $606,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 21,600 | $606,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 43,941 | $605,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 21,370 | $604,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 26,160 | $604,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 33,126 | $603,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 63,149 | $601,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 43,781 | $601,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 36,428 | $600,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 21,400 | $599,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 23,398 | $592,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 68,745 | $591,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 15,214 | $591,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 19,570 | $591,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 28,800 | $590,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 21,801 | $589,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 43,973 | $589,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 23,572 | $589,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 12,655 | $587,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 252,330 | $585,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 19,449 | $584,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 23,607 | $584,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 29,326 | $583,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 13,735 | $582,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 66,785 | $580,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 24,018 | $579,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 38,337 | $578,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 45,440 | $577,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 28,950 | $576,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 16,337 | $574,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 32,205 | $573,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 25,370 | $571,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 18,177 | $571,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 23,682 | $570,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 30,954 | $567,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 32,597 | $567,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 11,096 | $565,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $564,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 27,839 | $563,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 53,474 | $561,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 36,308 | $561,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 61,289 | $560,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 12,859 | $560,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 24,900 | $560,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,689 | $559,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,088 | $555,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,200 | $555,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 58,971 | $551,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,115 | $549,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 32,433 | $547,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 13,435 | $546,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 97,670 | $546,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 29,976 | $546,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 44,631 | $545,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 28,936 | $545,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 39,298 | $543,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 25,949 | $541,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 16,985 | $540,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 15,015 | $539,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 30,984 | $539,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 21,378 | $539,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 49,136 | $538,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 17,640 | $535,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 29,891 | $534,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 21,069 | $533,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 51,573 | $533,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,999 | $532,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 655,000 | $530,000 | thousands by filing date | principal |
| MATSON INC COM | 57686G105 | Stock | 21,439 | $529,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 41,431 | $529,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 32,786 | $529,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 27,717 | $529,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 17,268 | $527,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 65,368 | $526,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 40,128 | $524,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 50,507 | $523,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 23,005 | $522,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 11,793 | $522,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 24,369 | $521,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 10,635 | $521,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 79,715 | $516,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 42,969 | $514,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 18,059 | $511,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,674 | $508,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 12,095 | $505,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 72,200 | $505,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 12,089 | $504,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 49,854 | $503,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 30,863 | $503,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 38,819 | $503,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 36,055 | $500,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 34,537 | $499,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 20,657 | $497,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 54,161 | $496,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 500,000 | $495,000 | thousands by filing date | principal |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 40,701 | $492,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,050 | $492,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 45,470 | $491,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 20,167 | $491,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 46,510 | $489,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 25,388 | $487,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 27,428 | $486,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 52,755 | $486,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 20,317 | $484,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 37,029 | $484,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 17,923 | $482,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 18,392 | $481,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 12,729 | $481,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11,825 | $480,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 146,000 | $480,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 11,145 | $479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 20,786 | $476,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 29,044 | $475,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 65,700 | $471,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 38,128 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 23,975 | $470,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 19,709 | $469,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 29,428 | $464,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,761 | $464,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 36,398 | $461,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 34,728 | $461,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 16,942 | $460,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 65,200 | $460,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 24,250 | $458,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,149 | $457,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 20,989 | $457,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 147,500 | $457,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 19,153 | $456,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 30,829 | $453,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 16,972 | $453,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 21,902 | $453,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 26,258 | $451,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 12,026 | $451,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,549 | $449,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 31,638 | $448,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 55,614 | $448,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 26,073 | $447,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,065 | $446,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 51,948 | $445,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 14,838 | $443,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 20,965 | $443,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 14,825 | $441,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 15,340 | $439,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 22,788 | $438,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 71,610 | $438,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 53,792 | $434,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 16,386 | $432,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 100,354 | $432,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 65,379 | $431,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 10,012 | $431,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 52,477 | $431,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,244 | $428,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 11,120 | $427,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,659 | $427,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 53,050 | $427,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 63,000 | $425,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 21,500 | $425,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 36,596 | $424,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 34,085 | $424,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 34,150 | $423,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 33,781 | $422,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,625 | $422,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 16,846 | $420,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 59,900 | $419,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 32,305 | $418,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 29,543 | $417,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 11,392 | $416,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,633 | $416,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 24,549 | $414,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 18,400 | $412,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 53,800 | $409,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 352,000 | $409,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 21,800 | $405,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 32,965 | $404,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 12,436 | $403,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 29,893 | $402,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 14,921 | $402,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 30,220 | $399,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 15,256 | $398,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 45,610 | $396,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 14,400 | $395,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 14,562 | $394,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,463 | $394,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 11,167 | $393,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 32,790 | $392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 11,456 | $391,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 30,427 | $389,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 44,573 | $389,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 10,915 | $389,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 18,585 | $387,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 10,026 | $387,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 28,110 | $387,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,919 | $386,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 17,700 | $382,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 15,122 | $381,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 11,776 | $380,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 23,129 | $380,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,547 | $378,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 35,013 | $378,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,302 | $377,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 20,889 | $376,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 31,401 | $376,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 11,398 | $373,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 17,023 | $367,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 11,545 | $367,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 16,151 | $366,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 250,000 | $365,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 18,500 | $364,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 39,659 | $364,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 19,171 | $364,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 16,198 | $361,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 27,987 | $360,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 79,939 | $360,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 11,735 | $359,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 22,200 | $358,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 58,928 | $357,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 48,050 | $355,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 35,523 | $354,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 23,259 | $351,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 26,263 | $350,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 19,973 | $350,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 24,000 | $349,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 325,000 | $348,000 | thousands by filing date | principal |
| ISHARES INC | 464286368 | MSCI GL SL MET | 17,788 | $345,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 26,425 | $343,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,710 | $343,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,481 | $341,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 11,876 | $341,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 25,427 | $340,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,787 | $339,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 29,296 | $339,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 66,469 | $334,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 26,396 | $332,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 15,272 | $330,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 13,271 | $330,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 44,405 | $329,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 16,281 | $329,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 37,375 | $327,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,198 | $325,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 26,459 | $325,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 16,651 | $325,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,908 | $321,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,994 | $319,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 425,100 | $319,000 | thousands by filing date | call |
| MERIT MED SYS INC COM | 589889104 | Stock | 22,246 | $318,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 24,827 | $318,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,553 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 14,179 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 23,597 | $315,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 25,724 | $315,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 23,398 | $314,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 22,449 | $313,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 21,090 | $308,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 325,000 | $307,000 | thousands by filing date | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 24,242 | $306,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 28,295 | $305,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 20,752 | $304,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20,976 | $302,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,070 | $302,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,573 | $301,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,600 | $299,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 74,456 | $299,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 300,000 | $299,000 | thousands by filing date | principal |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 18,881 | $298,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 69,833 | $297,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 22,321 | $297,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 19,729 | $296,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 19,595 | $296,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,338 | $295,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,670 | $295,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 32,601 | $295,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 12,500 | $295,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 27,830 | $293,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 11,226 | $292,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 34,447 | $292,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 11,383 | $290,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 27,768 | $290,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 250,000 | $290,000 | thousands by filing date | principal |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 22,326 | $289,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $288,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 11,808 | $288,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 13,389 | $287,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 12,174 | $285,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 15,597 | $285,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 14,639 | $284,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 39,403 | $284,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 41,631 | $283,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,521 | $281,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 20,815 | $279,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,116 | $279,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 14,915 | $273,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 29,698 | $272,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 41,691 | $271,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 23,341 | $271,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 15,170 | $270,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 36,557 | $269,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,713 | $269,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 31,498 | $268,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,796 | $268,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 37,982 | $268,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 17,064 | $267,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 250,000 | $266,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 250,000 | $266,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 260,000 | $265,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,275 | $263,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-14-000004 | this filing | 2014-05-13 | acceptance time not in the bulk data set |