13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 1,901 holding rows worth $11,582,608,000.
- Accession
- 0001084208-13-000010
- Filer
- CIK 1084208
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,901 entries on the cover page, a total value of $11,582,608,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,582,608,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOYDGAMINGCORP | 103304101 | STOK | 43,324 | $613,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 17,443 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 34,098 | $609,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,102 | $608,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 13,954 | $608,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 52,361 | $605,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 16,431 | $605,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 37,808 | $604,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 29,235 | $602,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 22,596 | $601,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 19,029 | $601,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 25,594 | $598,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 46,682 | $598,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 65,359 | $597,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 20,051 | $596,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 23,767 | $596,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 21,968 | $595,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 25,675 | $594,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 19,386 | $592,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 14,485 | $592,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 100,305 | $588,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 42,572 | $588,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 88,696 | $587,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 50,420 | $584,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 23,209 | $583,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 37,103 | $583,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 75,513 | $582,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 84,637 | $578,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 19,203 | $576,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,124 | $575,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 72,467 | $575,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 13,755 | $573,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 24,766 | $572,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 22,972 | $572,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 54,301 | $568,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 22,004 | $568,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 10,255 | $567,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 13,385 | $566,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 12,988 | $566,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 64,740 | $565,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,700 | $565,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 26,054 | $564,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 24,177 | $563,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 15,130 | $561,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 29,500 | $561,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,898 | $559,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 57,395 | $559,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 42,655 | $558,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 54,270 | $558,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 18,099 | $556,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 12,282 | $556,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 28,501 | $553,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 18,000 | $553,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 17,025 | $552,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 22,000 | $551,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 49,924 | $551,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 16,972 | $550,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 40,202 | $549,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 22,197 | $548,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 23,835 | $547,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 25,426 | $545,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 33,784 | $543,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 51,763 | $539,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 23,646 | $538,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 41,264 | $536,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 27,109 | $536,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,506 | $535,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 38,239 | $535,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 23,074 | $532,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 22,912 | $532,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 43,971 | $530,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 20,902 | $529,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 510,000 | $529,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,212 | $528,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 11,543 | $526,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 19,935 | $526,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 16,225 | $525,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 68,132 | $524,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 11,809 | $522,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 10,556 | $521,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 17,629 | $517,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 44,001 | $516,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 27,282 | $516,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 25,328 | $515,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 37,800 | $514,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 13,505 | $514,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 17,809 | $514,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 24,564 | $514,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 20,989 | $510,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 19,111 | $510,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 61,615 | $508,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 17,965 | $508,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 33,244 | $506,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,209 | $505,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,942 | $505,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 38,242 | $505,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 11,820 | $504,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 13,144 | $504,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 26,000 | $503,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,841 | $502,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 28,200 | $501,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 26,405 | $500,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 18,709 | $499,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 14,205 | $499,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 35,459 | $497,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 21,879 | $495,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 39,493 | $492,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 21,067 | $491,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 35,626 | $491,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 38,622 | $490,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 31,400 | $489,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 15,473 | $489,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 34,498 | $488,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 406,000 | $488,000 | thousands by filing date | principal |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 31,111 | $486,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 64,153 | $485,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 30,671 | $482,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 122,134 | $482,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 60,360 | $481,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 13,330 | $481,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 245,806 | $479,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 47,779 | $477,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 17,700 | $475,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 28,405 | $474,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 10,450 | $471,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 53,304 | $471,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 34,165 | $470,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 60,489 | $470,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 49,707 | $469,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 16,494 | $468,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,528 | $465,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 33,212 | $463,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 36,229 | $457,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 28,079 | $457,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 27,921 | $455,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 19,679 | $455,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 14,250 | $454,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 33,107 | $453,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 14,814 | $453,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 23,653 | $451,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 19,775 | $451,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 10,215 | $448,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 14,849 | $446,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 35,279 | $442,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 40,000 | $439,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 11,227 | $437,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 73,263 | $434,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 18,098 | $433,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 48,229 | $432,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 109,343 | $431,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 14,195 | $430,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,300 | $426,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 34,420 | $425,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 12,246 | $423,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 12,845 | $422,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 19,633 | $421,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 12,167 | $420,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12,276 | $419,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 65,985 | $418,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 33,306 | $417,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 65,984 | $417,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 21,281 | $416,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,981 | $416,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 14,398 | $416,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 15,122 | $415,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 22,338 | $413,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 72,301 | $412,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 16,566 | $412,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 53,382 | $411,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 24,297 | $409,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 29,394 | $409,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 37,147 | $408,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 27,069 | $407,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 17,101 | $405,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,758 | $405,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 12,554 | $400,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 15,110 | $400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 23,129 | $400,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 25,819 | $399,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,483 | $395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 18,108 | $395,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 12,401 | $394,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 55,961 | $393,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 11,475 | $392,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 33,253 | $392,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 16,295 | $392,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 79,939 | $392,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 22,451 | $392,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 14,877 | $392,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 32,240 | $391,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 47,589 | $388,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 146,182 | $387,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 24,823 | $387,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 19,128 | $386,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 19,510 | $385,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 27,000 | $382,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 20,434 | $380,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 48,546 | $379,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,856 | $378,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 13,686 | $376,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,450 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,058 | $374,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 31,150 | $372,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 18,461 | $372,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,193 | $371,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 12,676 | $370,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 29,510 | $369,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 54,289 | $369,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 61,967 | $369,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 19,316 | $367,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23,822 | $367,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 30,615 | $366,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 15,529 | $364,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,501 | $364,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 22,467 | $364,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 29,847 | $364,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 15,747 | $363,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 60,597 | $362,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,162 | $361,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 15,141 | $361,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 21,055 | $360,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 24,800 | $360,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 30,667 | $359,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 17,965 | $359,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 15,909 | $359,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 12,517 | $354,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 35,262 | $353,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 70,950 | $353,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 21,000 | $353,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 16,500 | $353,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 40,582 | $352,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 30,458 | $350,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 25,030 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 15,589 | $348,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 24,600 | $348,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 15,070 | $348,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 41,417 | $348,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 32,940 | $347,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 12,798 | $346,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 25,240 | $346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 11,335 | $346,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,887 | $341,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 30,412 | $341,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 23,833 | $340,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 10,330 | $338,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 10,979 | $338,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 30,837 | $337,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15,469 | $333,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,560 | $330,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 13,787 | $329,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 120,005 | $329,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 23,746 | $328,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 27,845 | $327,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 23,076 | $327,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 13,044 | $326,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 28,250 | $325,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 23,547 | $325,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 26,371 | $324,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 29,561 | $323,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 12,358 | $323,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 47,566 | $321,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 26,217 | $321,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 21,539 | $321,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 25,780 | $319,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 20,365 | $319,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 15,566 | $319,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 17,348 | $318,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 34,249 | $318,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,809 | $315,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 55,100 | $315,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 14,051 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 12,711 | $314,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 21,900 | $313,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 15,980 | $312,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 72,200 | $310,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 75,600 | $310,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 14,415 | $310,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 13,003 | $309,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 36,557 | $307,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,876 | $307,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,620 | $306,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,443 | $306,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 14,257 | $306,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 13,297 | $306,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 22,750 | $305,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 17,144 | $305,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 15,204 | $305,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 14,870 | $305,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 20,390 | $304,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 15,703 | $302,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 12,567 | $299,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 45,784 | $298,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,226 | $298,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 23,957 | $297,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 23,485 | $297,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 11,595 | $297,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 36,351 | $295,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 78,156 | $291,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 16,400 | $289,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 27,200 | $288,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 10,185 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 22,100 | $287,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 44,950 | $286,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,345 | $285,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 12,094 | $285,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 54,006 | $284,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 21,827 | $283,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 23,600 | $282,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 11,224 | $280,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 22,179 | $277,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 16,052 | $276,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 39,046 | $276,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 15,227 | $275,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 32,900 | $275,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 35,087 | $274,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 18,258 | $274,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 12,138 | $273,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 13,671 | $273,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 20,531 | $267,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 13,045 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 21,425 | $265,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 36,793 | $265,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 285,000 | $262,000 | thousands by filing date | principal |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 20,776 | $262,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 32,687 | $261,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 15,493 | $260,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 19,003 | $259,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,524 | $258,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,045 | $258,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 41,941 | $257,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 34,935 | $257,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 15,700 | $255,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 37,800 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 19,398 | $254,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 16,255 | $254,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 30,863 | $252,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 20,409 | $252,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 20,000 | $252,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 18,923 | $251,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 20,457 | $248,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 11,867 | $248,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 16,669 | $248,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 12,291 | $247,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 22,697 | $247,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 42,726 | $246,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 22,179 | $245,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,161 | $245,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 50,175 | $245,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 18,866 | $245,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,387 | $244,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 41,908 | $243,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 30,615 | $241,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,400 | $240,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,112 | $239,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 28,078 | $239,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,675 | $238,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 18,200 | $238,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 225,000 | $237,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 17,140 | $236,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,800 | $234,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,850 | $234,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 40,000 | $232,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,317 | $231,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 11,065 | $231,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 11,496 | $230,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,130 | $229,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 20,516 | $229,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $228,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 18,431 | $226,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 24,659 | $226,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 16,838 | $226,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 10,253 | $226,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 18,336 | $225,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 17,281 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 16,624 | $223,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 18,463 | $223,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 18,585 | $221,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,392 | $219,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 200,000 | $216,000 | thousands by filing date | call |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 15,111 | $215,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 15,000 | $215,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,793 | $213,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 17,894 | $212,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 10,644 | $212,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,941 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10,700 | $211,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 30,000 | $210,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,477 | $210,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 12,100 | $210,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 32,468 | $208,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 17,638 | $207,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 86,500 | $207,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,994 | $205,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 13,130 | $205,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,239 | $204,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 22,285 | $203,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 11,663 | $202,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 18,402 | $202,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,500 | $201,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $201,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 13,100 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-13-000010 | this filing | 2013-11-13 | acceptance time not in the bulk data set |