13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-22, with 1,849 holding rows worth $10,594,186,000.
- Accession
- 0001084208-13-000008
- Filer
- CIK 1084208
- Filed
- 2013-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,850 entries on the cover page, a total value of $10,594,186,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,594,186,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENTEX CORP COM | 371901109 | Stock | 22,727 | $524,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 18,906 | $523,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 47,073 | $521,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 138,572 | $518,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 26,733 | $518,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 46,524 | $515,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 44,604 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 35,205 | $511,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 14,827 | $508,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 75,170 | $508,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,530 | $506,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 16,101 | $506,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 40,349 | $504,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 10,914 | $503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 17,410 | $500,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 13,523 | $500,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 18,771 | $499,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,662 | $498,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 66,848 | $496,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 21,360 | $496,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 13,252 | $495,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 45,415 | $488,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 50,982 | $487,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 11,198 | $486,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 33,212 | $486,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 21,499 | $485,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 10,565 | $484,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 15,536 | $484,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 14,695 | $483,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 14,032 | $482,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 20,981 | $482,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 21,609 | $480,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 39,655 | $479,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 33,236 | $478,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,926 | $478,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 29,781 | $476,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 41,395 | $475,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 13,104 | $474,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,403 | $473,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 17,552 | $472,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 26,256 | $470,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 15,915 | $467,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 38,080 | $466,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 33,434 | $466,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 36,733 | $464,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 27,506 | $463,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 11,337 | $463,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 15,816 | $463,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 11,368 | $462,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 34,801 | $459,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,717 | $456,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 49,488 | $456,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 43,470 | $456,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 32,070 | $455,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 21,737 | $455,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 27,510 | $454,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 17,700 | $454,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 39,515 | $452,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 13,929 | $451,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,081 | $449,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 11,841 | $448,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 31,597 | $446,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 18,150 | $446,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 21,826 | $444,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 25,361 | $444,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 12,925 | $443,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 66,954 | $442,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 23,360 | $441,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 14,961 | $441,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 98,325 | $440,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 18,024 | $439,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 11,267 | $438,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 12,051 | $437,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 14,051 | $436,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 20,667 | $435,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 17,916 | $433,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 79,939 | $432,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,438 | $429,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 13,177 | $429,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 38,120 | $427,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 31,240 | $426,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 32,115 | $426,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 22,419 | $425,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 57,536 | $424,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 19,464 | $424,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 37,728 | $423,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 235,156 | $421,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 38,300 | $417,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 25,338 | $416,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC | 84860F109 | COM | 23,417 | $415,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 24,527 | $413,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 16,206 | $413,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 58,893 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 20,839 | $412,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 22,514 | $411,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 80,044 | $410,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 78,700 | $409,000 | thousands by filing date | call |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 22,889 | $409,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 37,442 | $409,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 16,081 | $409,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 14,750 | $407,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 25,906 | $404,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 25,017 | $402,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 32,938 | $402,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 13,529 | $401,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 28,068 | $401,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 16,500 | $398,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,660 | $397,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 15,122 | $396,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 15,334 | $395,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,537 | $393,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 19,526 | $393,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 19,760 | $393,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 14,384 | $393,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,350 | $392,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 17,755 | $391,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 24,198 | $391,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 25,233 | $391,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,505 | $389,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 33,222 | $389,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 67,144 | $389,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 33,707 | $388,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 22,037 | $387,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 19,747 | $386,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 63,766 | $385,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 10,200 | $385,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 17,028 | $383,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 64,242 | $382,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 21,720 | $380,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 27,906 | $380,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 40,000 | $380,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 77,125 | $380,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 27,800 | $378,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 14,342 | $377,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 17,611 | $377,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 20,057 | $377,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 20,131 | $374,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 30,215 | $373,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 19,565 | $373,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 21,937 | $372,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 14,705 | $372,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 26,023 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,674 | $371,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 46,519 | $371,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 22,705 | $371,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23,683 | $368,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 45,117 | $367,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 19,025 | $366,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 39,215 | $364,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 27,804 | $362,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 17,544 | $361,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 25,335 | $361,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 23,905 | $360,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 20,108 | $360,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 15,042 | $360,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 10,205 | $359,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 17,528 | $358,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 23,872 | $358,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 112,305 | $357,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 17,000 | $356,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 27,340 | $354,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 24,044 | $353,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 27,695 | $353,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 10,533 | $352,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 193,007 | $351,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 24,864 | $348,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 23,833 | $347,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 13,638 | $346,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 26,539 | $345,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 23,381 | $344,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 72,320 | $344,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 50,199 | $343,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 43,354 | $339,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 64,513 | $338,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 15,469 | $338,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 13,463 | $337,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 22,150 | $336,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 10,059 | $334,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 13,092 | $334,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 10,754 | $332,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 28,300 | $331,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 25,010 | $331,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 18,800 | $330,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 25,282 | $330,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 14,125 | $329,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 34,731 | $328,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,153 | $326,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13,607 | $324,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 23,330 | $324,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 16,069 | $324,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 21,570 | $324,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 17,300 | $323,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 18,800 | $323,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 15,190 | $320,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,318 | $317,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 22,785 | $316,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 14,566 | $316,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 90,246 | $316,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 27,601 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 37,354 | $314,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 20,831 | $313,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 41,185 | $313,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,286 | $312,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 19,509 | $310,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 10,350 | $310,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 19,310 | $310,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 43,465 | $309,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 22,263 | $309,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 14,500 | $308,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,688 | $306,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 42,378 | $304,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 23,350 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 10,081 | $297,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,230 | $296,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 38,065 | $294,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 27,235 | $294,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 13,795 | $293,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 25,558 | $292,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 23,554 | $292,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,313 | $290,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 10,108 | $290,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23,345 | $289,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 13,709 | $289,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 14,497 | $289,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 20,438 | $289,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 16,368 | $288,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,290 | $287,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 11,562 | $287,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 39,185 | $286,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 23,385 | $283,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 20,776 | $281,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 13,500 | $280,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 34,685 | $280,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 33,622 | $280,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 23,286 | $279,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,485 | $279,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 23,554 | $279,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 20,443 | $278,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 21,027 | $276,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 16,950 | $276,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 31,700 | $275,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 43,442 | $275,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 29,231 | $274,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 14,402 | $274,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 16,885 | $274,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 15,349 | $272,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,911 | $272,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 43,800 | $271,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 34,031 | $271,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 21,009 | $271,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,387 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 21,201 | $270,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 24,342 | $268,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 14,649 | $268,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 12,780 | $267,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 25,959 | $266,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 22,479 | $266,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 21,630 | $266,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 76,800 | $266,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 79,609 | $266,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 15,449 | $264,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 325,000 | $261,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 32,483 | $261,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 36,351 | $260,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 39,733 | $258,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082407 | PFD SER C 7.125% | 10,650 | $258,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,244 | $256,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 18,857 | $255,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 11,738 | $253,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 42,450 | $253,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,500 | $252,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 43,103 | $252,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 10,895 | $252,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 82,216 | $252,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 48,424 | $252,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 35,906 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 22,100 | $251,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 26,401 | $250,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 15,275 | $250,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,850 | $250,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 12,627 | $250,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,434 | $249,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 15,065 | $249,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 18,312 | $249,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 16,407 | $248,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 16,707 | $248,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 34,935 | $246,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 13,583 | $245,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 20,163 | $243,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 32,017 | $242,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 47,366 | $242,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 34,159 | $242,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 29,093 | $241,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 42,147 | $241,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $238,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 10,675 | $238,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 11,555 | $238,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 19,286 | $238,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 16,320 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 16,624 | $236,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 21,600 | $236,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 13,422 | $234,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 16,337 | $233,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 17,125 | $233,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 10,626 | $232,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,052 | $231,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 21,850 | $230,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 20,457 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,477 | $228,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 18,463 | $228,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 166,348 | $228,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 78,156 | $228,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 13,186 | $224,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 101,740 | $224,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 20,300 | $223,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,241 | $223,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 15,762 | $220,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 15,750 | $219,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,492 | $219,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,821 | $219,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,200 | $219,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 11,061 | $219,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 57,300 | $218,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 42,110 | $218,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 13,871 | $218,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 12,826 | $218,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,967 | $217,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 22,008 | $216,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 17,837 | $215,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 32,646 | $215,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 27,917 | $214,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,653 | $214,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,725 | $214,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 34,206 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 10,715 | $214,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 40,371 | $212,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 29,579 | $211,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 16,785 | $211,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 10,450 | $210,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 118,582 | $210,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 48,716 | $207,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 17,585 | $205,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 15,404 | $205,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 10,120 | $204,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,371 | $204,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 10,450 | $202,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,627 | $201,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,163 | $201,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 13,285 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-13-000008 | this filing | 2013-07-22 | acceptance time not in the bulk data set |