13F-HR/A filed by COLDSTREAM CAPITAL MANAGEMENT INC
COLDSTREAM CAPITAL MANAGEMENT INC filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-11-14, with 228 holding rows worth $564,196,000.
- Accession
- 0001082339-16-000012
- Filer
- CIK 1082339
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, amendment of type restatement, 228 entries on the cover page, a total value of $564,196,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $564,196,000 with VALUE read as thousands by filing date, 13F file number 028-04387. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Microsoft Corp | 594918104 | COM | 793,915 | $45,730,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 460,427 | $45,656,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 393,956 | $44,237,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 305,766 | $27,907,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,073,236 | $26,627,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 575,469 | $21,655,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 188,718 | $16,369,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 184,935 | $16,089,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 118,463 | $13,254,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 147,376 | $12,369,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 909,982 | $11,548,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 224,267 | $11,173,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 80,662 | $10,441,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 56,923 | $9,923,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 45,606 | $9,865,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 74,129 | $9,057,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 160,747 | $8,703,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 351,260 | $7,749,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 182,134 | $6,876,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,824 | $6,424,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 47,062 | $5,306,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 41,576 | $4,911,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 39,629 | $4,881,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 73,858 | $3,889,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,463 | $3,881,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 36,319 | $3,170,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 97,098 | $3,080,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,694 | $2,850,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 13,074 | $2,844,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,986 | $2,809,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,351 | $2,806,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,699 | $2,792,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 91,224 | $2,750,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 66,704 | $2,709,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 29,631 | $2,659,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 41,235 | $2,601,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,970 | $2,522,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 37,311 | $2,485,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,802 | $2,400,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 22,175 | $2,310,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 50,365 | $2,160,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 136,725 | $2,140,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,712 | $2,091,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,427 | $2,077,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,254 | $2,068,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,343 | $2,059,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 22,335 | $2,046,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,611 | $2,035,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,421 | $2,031,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 41,986 | $2,014,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,210 | $1,976,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 20,271 | $1,967,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 15,734 | $1,922,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 19,796 | $1,914,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,699 | $1,909,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 59,544 | $1,892,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,767 | $1,881,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 20,937 | $1,847,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 41,561 | $1,840,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 14,624 | $1,838,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 15,018 | $1,837,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,478 | $1,835,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 18,168 | $1,813,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,455 | $1,787,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 27,666 | $1,776,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,478 | $1,776,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 15,210 | $1,771,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,916 | $1,767,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 23,078 | $1,726,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 64,588 | $1,723,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 35,120 | $1,721,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 23,694 | $1,711,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 39,544 | $1,698,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 29,948 | $1,643,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 21,014 | $1,633,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 23,678 | $1,592,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 22,594 | $1,552,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 19,427 | $1,523,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 140,946 | $1,360,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,836 | $1,345,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 17,968 | $1,343,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,402 | $1,336,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,297,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 89,355 | $1,230,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 15,323 | $1,219,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 40,990 | $1,169,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,427 | $1,109,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,391 | $1,100,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,908 | $1,008,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 15,050 | $991,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 90,341 | $980,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 11,298 | $952,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 15,661 | $921,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,000 | $917,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 18,969 | $909,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,446 | $907,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,545 | $896,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,517 | $876,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,527 | $800,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,505 | $706,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,852 | $701,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,182 | $701,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 16,531 | $691,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,337 | $685,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,899 | $664,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,586 | $630,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,477 | $619,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,361 | $580,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 709 | $570,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 12,320 | $555,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 56,197 | $542,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,939 | $534,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 13,239 | $528,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,002 | $528,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 10,059 | $523,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 21,264 | $512,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,577 | $496,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 637 | $495,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,976 | $492,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,252 | $491,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 9,380 | $488,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,565 | $486,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,767 | $485,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,589 | $475,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 12,606 | $472,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 9,205 | $469,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,318 | $467,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 6,804 | $461,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,188 | $449,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,119 | $448,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 5,232 | $448,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,893 | $447,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,899 | $446,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 4,021 | $434,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,301 | $428,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,431 | $428,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 6,858 | $425,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,468 | $416,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,390 | $408,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 13,384 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,665 | $406,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,793 | $403,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,258 | $403,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,146 | $401,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,027 | $395,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,527 | $390,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15,368 | $385,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,115 | $383,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,638 | $372,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 3,292 | $371,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,054 | $366,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 6,065 | $365,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,491 | $359,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,517 | $354,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 10,779 | $354,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 4,857 | $350,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 7,298 | $349,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,274 | $348,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,488 | $344,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,431 | $339,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,699 | $338,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,579 | $337,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,742 | $334,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,396 | $333,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,918 | $331,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,537 | $328,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,000 | $328,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,250 | $322,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,802 | $321,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,253 | $321,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,986 | $316,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7,392 | $315,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 9,348 | $307,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,832 | $307,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 20,152 | $303,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,899 | $301,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,875 | $298,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,052 | $297,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,477 | $295,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,200 | $295,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,653 | $287,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,489 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,666 | $277,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,177 | $275,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 10,169 | $273,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 8,676 | $273,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,709 | $271,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,502 | $270,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 5,343 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,538 | $269,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 21,152 | $268,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,429 | $266,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,500 | $266,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 3,098 | $264,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 9,217 | $261,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,571 | $256,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,998 | $256,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,250 | $255,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,540 | $255,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 3,911 | $254,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,288 | $247,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,922 | $247,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,652 | $243,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,493 | $237,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,644 | $237,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,235 | $233,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,854 | $231,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,037 | $230,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,286 | $230,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,764 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,519 | $229,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,123 | $225,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,499 | $222,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,324 | $221,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,158 | $218,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,674 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,736 | $210,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,150 | $209,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 9,443 | $207,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,526 | $205,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,075 | $202,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 14,509 | $188,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,715 | $116,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 15,351 | $95,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,770 | $81,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,000 | $31,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 11,350 | $29,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001082339-16-000010 | superseded | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001082339-16-000011 | superseded | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001082339-16-000012 | this filing | 2016-11-14 | acceptance time not in the bulk data set |