13F-HR/A filed by COLONY GROUP LLC
COLONY GROUP LLC filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2016-03-16, with 903 holding rows worth $860,259,000.
- Accession
- 0001080628-16-000015
- Filer
- CIK 1080628
- Filed
- 2016-03-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, amendment of type restatement, 904 entries on the cover page, a total value of $860,259,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $860,244,000 with VALUE read as thousands by filing date, 13F file number 028-04819. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCopeland Capital Management, LLC028-14668
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENUINE PARTS CO COM | 372460105 | Stock | 410 | $34,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $34,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,000 | $33,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,000 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 579 | $32,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,100 | $32,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 300 | $31,000 | thousands by filing date | |
| HINES REAL ESTATE INVT TR INC COM | 433264108 | COM | 4,684 | $31,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 725 | $30,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 958 | $29,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,089 | $29,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,500 | $28,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 599 | $28,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 300 | $28,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 853 | $28,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,452 | $28,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,059 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 300 | $27,000 | thousands by filing date | |
| TARGET CORP | 87612E110 | COM | 344 | $27,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 853 | $27,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 307 | $26,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 225 | $26,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $26,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $26,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 250 | $26,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 550 | $25,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 385 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 483 | $25,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 150 | $24,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,387 | $24,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 508 | $24,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $24,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 2,173 | $24,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 50 | $23,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 176 | $22,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 475 | $22,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 472 | $22,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 149 | $21,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $21,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,104 | $21,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 2,000 | $21,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,236 | $20,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 348 | $20,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 341 | $20,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 391 | $20,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,100 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 225 | $20,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 252 | $20,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 500 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 250 | $19,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 590 | $19,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,000 | $19,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 304 | $19,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 150 | $18,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 577 | $18,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 301 | $18,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,000 | $18,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 235 | $18,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 236 | $18,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 251 | $17,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 500 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 245 | $17,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 294 | $17,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,015 | $17,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 597 | $17,000 | thousands by filing date | |
| COMPAGNIE DE ST GOBAIN ORD | F80343100 | Common Stock | 400 | $17,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 433 | $16,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,000 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 170 | $16,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 318 | $16,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 515 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 493 | $15,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 350 | $15,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 330 | $15,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 105 | $15,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 130 | $15,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 448 | $15,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 500 | $15,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 150 | $14,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 514 | $14,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 205 | $14,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 480 | $14,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 100 | $14,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,122 | $14,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 150 | $14,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,000 | $14,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 252 | $13,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 138 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 75 | $13,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 500 | $13,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 130 | $13,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,000 | $13,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 304 | $13,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 3,000 | $13,000 | thousands by filing date | |
| IPSEN ORD | F5362H107 | Equities | 205 | $13,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 149 | $12,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 318 | $12,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 42 | $12,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 388 | $12,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 500 | $12,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,085 | $12,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 114 | $11,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 78 | $11,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 350 | $11,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 150 | $11,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,000 | $11,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 500 | $11,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 975 | $11,000 | thousands by filing date | |
| RAPID7 INC COM | 74932V208 | Equities | 492 | $11,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 115 | $10,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 255 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $10,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 107 | $10,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 128 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 94 | $10,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 51 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 500 | $10,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 400 | $10,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 274 | $9,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 108 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 225 | $9,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 54 | $9,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 35 | $9,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $9,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 161 | $9,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 529 | $9,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 900 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 850 | $9,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 230 | $8,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $8,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 258 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 99 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 500 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 500 | $8,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 806 | $8,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 965 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 110 | $8,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 180 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 425 | $8,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 500 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 125 | $7,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 290 | $7,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 77 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 274 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 211 | $7,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 200 | $7,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 50 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 114 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 103 | $7,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 40 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 556 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 180 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 290 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,141 | $7,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 210 | $7,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 500 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 280 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,000 | $7,000 | thousands by filing date | |
| POKPHAND(C.P.)CO USD0.01(HONG KONG REGD) | G71507134 | Common | 60,000 | $7,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 75 | $6,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 53 | $6,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 100 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 120 | $6,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 315 | $6,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 200 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 158 | $6,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 84 | $6,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 167 | $6,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 250 | $6,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 5,000 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 50 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 114 | $5,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 133 | $5,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 124 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 335 | $5,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 104 | $5,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 488 | $5,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 666 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 213 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 108 | $5,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 124 | $5,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 94 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 251 | $5,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 85 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 135 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 414 | $5,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 300 | $5,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 82 | $5,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 122 | $5,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 99 | $5,000 | thousands by filing date | |
| VORNADO REALTY TRUST * | 929042802 | PRF | 200 | $5,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 100 | $5,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 380 | $5,000 | thousands by filing date | |
| NUVEEN MA PREMIUM INCOME | 67061E302 | Equities | 375 | $5,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 66 | $4,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 18 | $4,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 250 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 80 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 488 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 70 | $4,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 108 | $4,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 109 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 150 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 68 | $4,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 383 | $4,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 55 | $4,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 439 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 300 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 225 | $4,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 100 | $4,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 33 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 440 | $4,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 212 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100 | $4,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 600 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 133 | $4,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 200 | $4,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 59 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 491 | $4,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,500 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 153 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 104 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 105 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 85 | $3,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 58 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 50 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 25 | $3,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 80 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 92 | $3,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 143 | $3,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 23 | $3,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 201 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 55 | $3,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 40 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 245 | $3,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 65 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 53 | $3,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 172 | $3,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 258 | $3,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 175 | $3,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 144 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 112 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 66 | $3,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 100 | $3,000 | thousands by filing date | |
| Prosiebensat 1 Media SE | 743476202 | COM | 250 | $3,000 | thousands by filing date | |
| RUSPETRO PLC | G7722P109 | COM | 37,000 | $3,000 | thousands by filing date | |
| CALL (HBAN) HUNTINGTON JAN 20 17 $10 (10 | 2236899EE | Options | 20 | $3,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 36 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 46 | $2,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 75 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 39 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 55 | $2,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 30 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 118 | $2,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 53 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 50 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 340 | $2,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 29 | $2,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 79 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 31 | $2,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 20 | $2,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 86 | $2,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 36 | $2,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 74 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 75 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 108 | $2,000 | thousands by filing date | |
| Lonza Group AG ADR | 54338V101 | USD | 166 | $2,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 94 | $2,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 50 | $2,000 | thousands by filing date | |
| SEKISUI HOUSE SPONS ADR | 816078307 | COM | 100 | $2,000 | thousands by filing date | |
| Daiwa Securities Group Inc Sp | 234064301 | ADR | 310 | $2,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 50 | $2,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 132 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 74 | $2,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 159 | $2,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 35 | $2,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 666 | $2,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 44 | $2,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 340 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 20 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 26 | $1,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 14 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 143 | $1,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 60 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 14 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 18 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 18 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 11 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 39 | $1,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 42 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 138 | $1,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 61 | $1,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 25 | $1,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 38 | $1,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 6 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 38 | $1,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 56 | $1,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 32 | $1,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 7 | $1,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 30 | $1,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 79 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 104 | $1,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 52 | $1,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 19 | $1,000 | thousands by filing date | |
| ATLAS COPCO AB SPONS ADR B | 049255805 | COM | 67 | $1,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 58 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 75 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 27 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 15 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 22 | $1,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 50 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 11 | $1,000 | thousands by filing date | |
| Gulf Keystone Pete Ord | G4209G108 | COM | 1,400 | $1,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 1,600 | $1,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 39 | $1,000 | thousands by filing date | |
| ARGONAUT GOLD INC | 04016A101 | COM | 522 | $1,000 | thousands by filing date | |
| ASAHI GLASS CO LTD-UNSP ADR | 043393206 | COM | 234 | $1,000 | thousands by filing date | |
| FUJI HEAVY INDUS-UNSPONS ADR | 359556206 | COM | 20 | $1,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 33 | $1,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 100 | $1,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 140 | $1,000 | thousands by filing date | |
| Chemours Company | 147350201 | CL B | 100 | $1,000 | thousands by filing date | |
| CALL (HBAN) HUNTINGTON JAN 15 16 $10 (10 | 1822249EE | Options | 10 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI INC COM | 01741R102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOLAB INC COM | 278865100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287713 | US TELECOM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E.ON AG ADR | 268780103 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGIE SA ADR | 29286D105 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST JAPAN RAILWAY-UNSP ADR | 273202101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTAS WIND SYS AS SHS | K9773J128 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI CORP-SPONS ADR | 606769305 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTAGE BIOTECH INC | G7185A102 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIA TAI ENTERPRISES INTL LTD USD | G2151A103 | Equities | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JV GROUP INC | 482226107 | Equities | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASS MEGAWATTS WIND | 575416102 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080628-15-000011 | superseded | 2015-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001080628-16-000015 | this filing | 2016-03-16 | acceptance time not in the bulk data set |