13F-HR filed by COLONY GROUP LLC
COLONY GROUP LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-19, with 839 holding rows worth $1,094,692,000.
- Accession
- 0001080628-16-000013
- Filer
- CIK 1080628
- Filed
- 2016-02-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 843 entries on the cover page, a total value of $1,094,692,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,094,699,000 with VALUE read as thousands by filing date, 13F file number 028-04819. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCopeland Capital Management, LLC028-14668
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POSTNL NV-ADR | 73753A103 | COM | 11,120 | $42,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,045 | $41,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,000 | $41,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,000 | $41,000 | thousands by filing date | |
| 06053G586 | 06053G586 | Common | 3,600 | $41,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,200 | $40,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,583 | $40,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 805 | $39,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 575 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 965 | $39,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 500 | $39,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 2,173 | $39,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,570 | $38,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,700 | $38,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 755 | $37,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 711 | $37,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,000 | $37,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 450 | $36,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,100 | $36,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 487 | $35,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,040 | $35,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 281 | $34,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 3,000 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 486 | $33,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 750 | $33,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 1,552 | $32,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 300 | $31,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 970 | $31,000 | thousands by filing date | |
| HINES REAL ESTATE INVT TR INC COM | 433264108 | COM | 4,684 | $31,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 325 | $30,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 599 | $30,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,100 | $29,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 675 | $29,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 630 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 300 | $28,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,100 | $28,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1,059 | $27,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 325 | $27,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 150 | $26,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,000 | $26,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 269 | $26,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 483 | $25,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 451 | $25,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 470 | $24,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 203 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 67 | $23,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,000 | $23,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 176 | $23,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UGI CORP NEW COM | 902681105 | Stock | 637 | $22,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 517 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 225 | $22,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 145 | $22,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 252 | $22,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 475 | $21,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,381 | $21,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,000 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 393 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 250 | $20,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 590 | $20,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 236 | $20,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,615 | $20,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 235 | $19,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 330 | $19,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,000 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 855 | $18,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 165 | $17,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 170 | $17,000 | thousands by filing date | |
| COMPAGNIE DE ST GOBAIN ORD | F80343100 | Common Stock | 400 | $17,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 2,000 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,038 | $16,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 3,104 | $16,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 830 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 356 | $15,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 180 | $15,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 205 | $15,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 215 | $15,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 160 | $15,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,190 | $15,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 150 | $14,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 165 | $14,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 195 | $14,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 250 | $14,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 120 | $14,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 150 | $14,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,577 | $14,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 304 | $14,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,085 | $14,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 589 | $14,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 170 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ESSENDANT INC | 296689102 | COM | 435 | $14,000 | thousands by filing date | |
| IPSEN ORD | F5362H107 | Equities | 205 | $14,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 430 | $13,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 400 | $13,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 500 | $13,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 135 | $13,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 170 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 230 | $12,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 350 | $12,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 340 | $12,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 49 | $11,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 280 | $11,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 78 | $11,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 95 | $11,000 | thousands by filing date | |
| AVNET INC | 53807103 | COM | 253 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Attunity Ltd | M15332121 | SHS NEW | 1,000 | $11,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 255 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 150 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 240 | $10,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,075 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 205 | $9,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 107 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 171 | $9,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 254 | $9,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 430 | $9,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 150 | $9,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 975 | $9,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 70 | $9,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 304 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 230 | $8,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 30 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 110 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 439 | $8,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 278 | $8,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 830 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Barnes Group Inc | 67806109 | CS | 235 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ConocoPhillips | 20825C104 | COM | 150 | $7,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 350 | $7,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 50 | $7,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,000 | $7,000 | thousands by filing date | |
| POKPHAND(C.P.)CO USD0.01(HONG KONG REGD) | G71507134 | Common | 60,000 | $7,000 | thousands by filing date | |
| RAPID7 INC COM | 74932V208 | Equities | 492 | $7,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 133 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 400 | $6,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 200 | $6,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 160 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 200 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 40 | $6,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 250 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 200 | $6,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 40 | $6,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 75 | $6,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 200 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 50 | $5,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 92 | $5,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 285 | $5,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 40 | $5,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 270 | $5,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 70 | $5,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 140 | $5,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 666 | $5,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 100 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 70 | $5,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 300 | $5,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 90 | $5,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 100 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 135 | $5,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 260 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 414 | $5,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 120 | $5,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 75 | $5,000 | thousands by filing date | |
| ABIOMED INC COM | 3654100 | COM | 50 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VORNADO REALTY TRUST * | 929042802 | PRF | 200 | $5,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 5,000 | $5,000 | thousands by filing date | |
| NUVEEN MA PREMIUM INCOME | 67061E302 | Equities | 375 | $5,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50 | $4,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 340 | $4,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 160 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 55 | $4,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 383 | $4,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 256 | $4,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 210 | $4,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 120 | $4,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $4,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 53 | $4,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 100 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 40 | $4,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 600 | $4,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,250 | $4,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 175 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,141 | $4,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 155 | $4,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 190 | $4,000 | thousands by filing date | |
| ABB LTD SPONS ADR | 375204 | COM | 225 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 153 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 53 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 105 | $3,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 18 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 50 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 98 | $3,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 20 | $3,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 65 | $3,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18 | $3,000 | thousands by filing date | |
| RUSPETRO PLC | G7722P109 | COM | 37,000 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 850 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 75 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 39 | $2,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 75 | $2,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 30 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 150 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 118 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 44 | $2,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 29 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 108 | $2,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 55 | $2,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 55 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 159 | $2,000 | thousands by filing date | |
| FRANKLIN CREDIT MGMT | 353491202 | Common | 49,050 | $2,000 | thousands by filing date | |
| BOOT BARN HOLDINGS INC COM | 99406100 | COM | 200 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chubb Limited | H1467J104 | COM | 6 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 340 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 13 | $1,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 14 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 80 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 32 | $1,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 25 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 60 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 16 | $1,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 9 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 14 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 27 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 39 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 69 | $1,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 10 | $1,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 10 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 33 | $1,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 12 | $1,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 61 | $1,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 25 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 75 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 38 | $1,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 32 | $1,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 30 | $1,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 52 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 75 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 27 | $1,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,500 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 18 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 1,600 | $1,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 39 | $1,000 | thousands by filing date | |
| BASF ADR | 55262505 | ADR | 7 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLIANZ SE SP ADR 1/10 SH | 18805101 | COM | 46 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Engility Holdings Inc | 29286C107 | COM | 33 | $1,000 | thousands by filing date | |
| CARE CAPITAL PROPERT | Q2980K107 | COM | 25 | $1,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 100 | $1,000 | thousands by filing date | |
| Frontier Communications Corp | 31822Q103 | COM | 180 | $1,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK CDA COM | 780087102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI INC COM | 01741R102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOLAB INC COM | 278865100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287713 | US TELECOM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E.ON AG ADR | 268780103 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGIE SA ADR | 29286D105 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST JAPAN RAILWAY-UNSP ADR | 273202101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTAS WIND SYS AS SHS | K9773J128 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Targa Resources Partners, LP | 87611X105 | LTD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gulf Keystone Pete Ord | G4209G108 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD | 67901108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| MITSUBISHI CORP-SPONS ADR | 606769305 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIA TAI ENTERPRISES INTL LTD USD | G2151A103 | Equities | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL (HBAN) HUNTINGTON JAN 15 16 $10 (10 | 1822249EE | Options | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALL (HBAN) HUNTINGTON JAN 20 17 $10 (10 | 2236899EE | Options | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JV GROUP INC | 482226107 | Equities | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080628-16-000013 | this filing | 2016-02-19 | acceptance time not in the bulk data set |