13F-HR filed by COLONY GROUP LLC
COLONY GROUP LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 872 holding rows worth $892,109,000.
- Accession
- 0001080628-14-000012
- Filer
- CIK 1080628
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 919 entries on the cover page, a total value of $892,109,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $892,095,000 with VALUE read as thousands by filing date, 13F file number 028-04819. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCopeland Capital Management, LLC028-14668
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOETIS INC CL A | 98978V103 | Stock | 663 | $24,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 203 | $24,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $23,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 427 | $23,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 589 | $23,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 424 | $22,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 590 | $22,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 170 | $22,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 44 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 225 | $22,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,405 | $21,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 196 | $21,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 203 | $21,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,000 | $21,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,005 | $21,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 525 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 216 | $20,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 291 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 193 | $20,000 | thousands by filing date | |
| INPEX CORP UNSPON ADR | 45790H101 | COM | 1,421 | $20,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 780 | $19,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 475 | $19,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 216 | $19,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 321 | $19,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 148 | $19,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 304 | $19,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 348 | $18,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 311 | $18,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 977 | $18,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,785 | $18,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 580 | $18,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES ICO | 32359309 | COMMON | 456 | $18,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COMPAGNIE DE ST GOBAIN ORD | F80343100 | Common Stock | 400 | $18,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 217 | $17,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 370 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 455 | $17,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 250 | $17,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 15 | $17,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 447 | $17,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 465 | $17,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 706 | $17,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,448 | $17,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 405 | $17,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 649 | $17,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 185 | $16,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 350 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 388 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 207 | $16,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 310 | $16,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 268 | $15,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 578 | $15,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 287 | $15,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 97 | $15,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 130 | $15,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 282 | $15,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 260 | $15,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 102 | $15,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 183 | $15,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 541 | $14,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 42 | $14,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 642 | $14,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 394 | $14,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 340 | $14,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 516 | $14,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 134 | $13,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 369 | $13,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 300 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 395 | $13,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 177 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 75 | $13,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 609 | $13,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,000 | $13,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 150 | $12,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 356 | $12,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 518 | $12,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 158 | $12,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 305 | $12,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 554 | $12,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 100 | $12,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 74 | $12,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 500 | $12,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 229 | $12,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 117 | $12,000 | thousands by filing date | |
| Koninklijke Ahold-Sp Ad | 500467402 | COM | 714 | $12,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 705 | $12,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 119 | $11,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 369 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 114 | $11,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 198 | $11,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 157 | $11,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 316 | $11,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 326 | $11,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 318 | $11,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 242 | $11,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 271 | $11,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 255 | $10,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 122 | $10,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 62 | $10,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 165 | $10,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 365 | $10,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 128 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 120 | $10,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 145 | $10,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 761 | $10,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 112 | $9,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $9,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,132 | $9,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 145 | $9,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 133 | $9,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 54 | $9,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 150 | $9,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 258 | $9,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 154 | $9,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 80 | $9,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 40 | $9,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 99 | $9,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 594 | $9,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 242 | $9,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 405 | $9,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 200 | $9,000 | thousands by filing date | |
| NAVISITE INC | 63935M208 | EQUS | 488 | $9,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 113 | $8,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 96 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 224 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 70 | $8,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 184 | $8,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 225 | $8,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 249 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 209 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 69 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 211 | $8,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 666 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 600 | $8,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 145 | $8,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 469 | $8,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 190 | $8,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 70 | $8,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 201 | $8,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 275 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 110 | $8,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 72 | $8,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 183 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 370 | $8,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 411 | $8,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 870 | $8,000 | thousands by filing date | |
| GALAXY ENTERTAINMENT GROUP | 36318L104 | COM | 144 | $8,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 115 | $7,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 142 | $7,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 300 | $7,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 190 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 124 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 207 | $7,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 135 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 208 | $7,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 240 | $7,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 102 | $7,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 108 | $7,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 180 | $7,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 156 | $7,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 51 | $7,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 120 | $7,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 730 | $7,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 66 | $7,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 205 | $7,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 87 | $7,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 365 | $7,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 132 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 278 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 78 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 225 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 430 | $7,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 111 | $7,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 82 | $7,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 111 | $7,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 416 | $7,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 525 | $7,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 1,000 | $7,000 | thousands by filing date | |
| POKPHAND(C.P.)CO USD0.01(HONG KONG REGD) | G71507134 | Common | 60,000 | $7,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 63 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 124 | $6,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 58 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 183 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 125 | $6,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 303 | $6,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 61 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 189 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 69 | $6,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 167 | $6,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 165 | $6,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 383 | $6,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 115 | $6,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 414 | $6,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 78 | $6,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 652 | $6,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 434 | $6,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 60 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 50 | $5,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 100 | $5,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 39 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 160 | $5,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 33 | $5,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 101 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 213 | $5,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 300 | $5,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 164 | $5,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 138 | $5,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 59 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 233 | $5,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 375 | $5,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 97 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 81 | $5,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 91 | $5,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 510 | $5,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 200 | $5,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 245 | $5,000 | thousands by filing date | |
| VORNADO REALTY TRUST * | 929042802 | PRF | 200 | $5,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 25 | $4,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 488 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 50 | $4,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 75 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 132 | $4,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 383 | $4,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 38 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 100 | $4,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 200 | $4,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 50 | $4,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 90 | $4,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 388 | $4,000 | thousands by filing date | |
| BANKERS PETROLEUM LTD | 066286303 | COM | 812 | $4,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 100 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 101 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 25 | $3,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 90 | $3,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 175 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 75 | $3,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 100 | $3,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 159 | $3,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 132 | $3,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 1,600 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 125 | $3,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 49 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 18 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 118 | $2,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 174 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 192 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 189 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 340 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 10 | $1,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 7 | $1,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10 | $1,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 18 | $1,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 17 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 147 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 143 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 18 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 39 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 20 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 10 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 33 | $1,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 12 | $1,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 25 | $1,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 6 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 38 | $1,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 46 | $1,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 7 | $1,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 30 | $1,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 52 | $1,000 | thousands by filing date | |
| LIQUIDMETAL TECH LQMT | 53634X100 | COM | 5,000 | $1,000 | thousands by filing date | |
| BLUE RIDGE REAL ESTATE CO COM | 096005301 | COM | 73 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 180 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 33 | $1,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 70 | $1,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 243 | $1,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 50 | $1,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 11 | $1,000 | thousands by filing date | |
| Gulf Keystone Pete Ord | G4209G108 | COM | 1,400 | $1,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 1,000 | $1,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 15 | $1,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 158 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 23 | $1,000 | thousands by filing date | |
| Integrated Measurement | 45320R108 | COM | 1,000 | $1,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50 | $1,000 | thousands by filing date | |
| Capstone Companies Inc | 14070F102 | Sm Cap Gwth | 20,000 | $1,000 | thousands by filing date | |
| UNITECH CORPORATE PARKS PLC | G9221L100 | COM | 100 | $1,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNUM GROUP COM | 91529Y106 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI INC COM | 01741R102 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERCULES CAPITAL INC | 427096508 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287713 | US TELECOM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETSMART INC | 716768106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINCI SA ADR | 927320101 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E.ON AG ADR | 268780103 | ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LO JACK CORP | 539451104 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEARC INC | 451663108 | COMMON STOCK | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST JAPAN RAILWAY-UNSP ADR | 273202101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTAS WIND SYS AS SHS | K9773J128 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBRA ELECTRONICS CORP | 191042100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GDF SUEZ-SPON ADR | 36160B105 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITSUBISHI CORP-SPONS ADR | 606769305 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAXANO SURGICAL | 071773105 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVINE INC CL A | 255402406 | Common | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Washington Prime Group | 939647103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTAGE BIOTECH INC | G7185A102 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JV GROUP INC | 482226107 | Equities | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEMING COS INC | 339130106 | COMMON STOCK | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRCH MOUNTAIN RESOURCES LTD C AN COM (NV) | 09066X109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASUAL MALE (NV) | 148710106 | COM | 892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080628-14-000012 | this filing | 2014-11-14 | acceptance time not in the bulk data set |