13F-HR filed by ARISTEIA CAPITAL, L.L.C.
ARISTEIA CAPITAL, L.L.C. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 62 holding rows worth $1,719,824,000.
- Accession
- 0001080171-19-000010
- Filer
- CIK 1080171
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 62 entries on the cover page, a total value of $1,719,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,719,824,000 with VALUE read as thousands by filing date, 13F file number 028-07622. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALTABA INC | 021346101 | COM | 16,273,411 | $317,006,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 153,698,000 | $198,242,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 850,467 | $185,376,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 134,896,000 | $137,348,000 | thousands by filing date | principal |
| MATCH GROUP INC | 57665R106 | COM | 1,788,595 | $127,777,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 875,000 | $121,511,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 60,648,000 | $71,339,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 58,722,000 | $53,948,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 45,000,000 | $47,739,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 325,000 | $45,133,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 35,190,000 | $34,970,000 | thousands by filing date | principal |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 4,898,728 | $28,854,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,262,186 | $26,999,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 26,450,000 | $21,715,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 19,394,000 | $20,339,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 19,000,000 | $19,879,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 18,500,000 | $19,546,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 31,424,000 | $19,090,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,590,000 | $16,934,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 18,500,000 | $16,865,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 9,685,404 | $16,562,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 21,000,000 | $13,484,000 | thousands by filing date | principal |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 1,319,551 | $13,433,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 17,053,000 | $12,406,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 450,000 | $12,020,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 1,677,743 | $11,887,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 14,342,000 | $11,787,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 9,000,000 | $10,774,000 | thousands by filing date | principal |
| SEADRILL LTD | G7998G106 | COM | 4,990,000 | $10,479,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 829,024 | $8,830,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 12,000,000 | $8,580,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 228,622 | $6,401,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 88,800 | $5,017,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 24,800 | $3,628,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,765,232 | $3,566,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 3,500,000 | $3,558,000 | thousands by filing date | principal |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 327,431 | $3,382,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,100 | $3,377,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 381,122 | $3,133,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 151,350 | $2,909,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 250,100 | $2,684,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 199,695 | $2,538,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 205,270 | $2,196,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 2,000,000 | $2,063,000 | thousands by filing date | principal |
| INTELSAT S A | L5140P101 | COM | 75,000 | $1,710,000 | thousands by filing date | call |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,500,000 | $1,700,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 9,527 | $1,229,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 226,504 | $1,196,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 63,400 | $1,185,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 11,273 | $1,110,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 66,000 | $1,065,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 742,870 | $1,025,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,400 | $836,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 105,000 | $635,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 171,000 | $633,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,200 | $547,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 51,000 | $520,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 246,600 | $385,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 11,600 | $279,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 170,600 | $196,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 58,800 | $139,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 12,193 | $130,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080171-19-000010 | this filing | 2019-11-14 | acceptance time not in the bulk data set |