13F-HR filed by ARISTEIA CAPITAL, L.L.C.
ARISTEIA CAPITAL, L.L.C. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 67 holding rows worth $1,964,374,000.
- Accession
- 0001080171-15-000012
- Filer
- CIK 1080171
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 67 entries on the cover page, a total value of $1,964,374,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,964,374,000 with VALUE read as thousands by filing date, 13F file number 028-07622. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Dow Chemical Company | 260543103 | COM | 9,000,000 | $381,600,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 5,969,759 | $339,560,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,433,652 | $157,087,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 66,659,000 | $58,853,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,078,309 | $53,592,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 34,220,000 | $51,641,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 23,000,000 | $46,865,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 37,392,000 | $44,888,000 | thousands by filing date | principal |
| SINA CORP | G81477954 | COM | 1,114,900 | $44,730,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 60,084,000 | $42,641,000 | thousands by filing date | principal |
| GOOGLE INC | 38259P706 | CL C | 70,000 | $42,589,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 28,700,000 | $39,874,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 26,300,000 | $31,384,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 48,302,000 | $30,657,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 794,129 | $28,366,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 24,000,000 | $27,721,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 26,625,000 | $27,598,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,016,100 | $27,414,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 24,500,000 | $27,274,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 25,000,000 | $23,642,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 215,000 | $22,975,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 23,500,000 | $21,967,000 | thousands by filing date | principal |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 23,378,000 | $21,500,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 34,634,000 | $21,213,000 | thousands by filing date | principal |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 3,294,677 | $19,933,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 18,647,000 | $19,792,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 463,683 | $19,020,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 11,932,000 | $18,727,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 17,000,000 | $16,692,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 14,000,000 | $16,498,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 12,580,000 | $15,926,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 24,917,000 | $15,012,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 16,360,000 | $14,489,000 | thousands by filing date | principal |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 15,000,000 | $14,200,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 10,500,000 | $13,834,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 250,300 | $13,651,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 14,866,000 | $13,611,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 235,587 | $12,839,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,049,423 | $11,701,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 10,100,000 | $11,454,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 9,800,000 | $10,634,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 8,290 | $10,254,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,276,442 | $8,118,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 250,000 | $7,825,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 460,942 | $7,748,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,149,667 | $7,739,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 699,950 | $6,916,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 700,000 | $6,902,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,200,000 | $5,184,000 | thousands by filing date | principal |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 43,928,000 | $4,393,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 443,926 | $4,173,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 396,598 | $4,006,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,200,000 | $2,928,000 | thousands by filing date | call |
| DYCOM INDS INC COM | 267475101 | Stock | 28,111 | $2,034,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 200,000 | $1,970,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,500,000 | $1,819,000 | thousands by filing date | principal |
| CENVEO INC | 15670S105 | COM | 934,455 | $1,757,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 96,782 | $1,573,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 212,752 | $1,254,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,186,812 | $1,151,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,626,870 | $1,145,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 500,000 | $476,000 | thousands by filing date | principal |
| FRONTLINE LTD | G3682E127 | COM | 125,000 | $336,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 50,000 | $326,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 57,332 | $322,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,600 | $278,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 380,142 | $103,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080171-15-000012 | this filing | 2015-11-13 | acceptance time not in the bulk data set |