13F-HR filed by ARISTEIA CAPITAL, L.L.C.
ARISTEIA CAPITAL, L.L.C. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 74 holding rows worth $2,909,535,000.
- Accession
- 0001080171-14-000018
- Filer
- CIK 1080171
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 74 entries on the cover page, a total value of $2,909,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,909,535,000 with VALUE read as thousands by filing date, 13F file number 028-07622. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 6,153,900 | $672,929,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 4,000,000 | $375,360,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,648,300 | $370,089,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 5,223,321 | $120,868,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,161,790 | $112,984,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,895,223 | $101,925,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 25,396,000 | $90,864,000 | thousands by filing date | principal |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 14,289,149 | $79,591,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 36,203,000 | $67,205,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 81,847,000 | $56,270,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,051,546 | $49,612,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 7,970,315 | $46,387,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,309,500 | $43,069,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 7,024,881 | $36,529,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,268,638 | $32,455,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 25,000,000 | $28,894,000 | thousands by filing date | principal |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 5,652,401 | $28,545,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 7,859,000 | $27,562,000 | thousands by filing date | principal |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 46,768,000 | $27,323,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,964,005 | $26,710,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 22,350,000 | $25,430,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 26,150,000 | $23,641,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 33,134,000 | $21,537,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 14,000,000 | $20,760,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 17,750,000 | $19,290,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 23,300,000 | $19,288,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 11,932,000 | $18,510,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 28,917,000 | $18,398,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 502,700 | $17,223,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 17,500,000 | $16,680,000 | thousands by filing date | principal |
| AMRN 3.5 1/32 | 220480AB3 | Bond 30/360P2 U | 24,378,000 | $16,639,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 10,080,000 | $15,030,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 9,800,000 | $14,773,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 7,000,000 | $14,114,000 | thousands by filing date | principal |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 13,000,000 | $13,984,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 14,625,000 | $13,688,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 37,760,000 | $13,215,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 12,500,000 | $13,072,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 12,702,000 | $11,462,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 152,235 | $11,372,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 220,000 | $11,348,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 196,704 | $11,316,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,608,000 | $11,161,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 160,000 | $11,013,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,154,594 | $10,988,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 15,900,000 | $10,335,000 | thousands by filing date | principal |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 8,034,000 | $9,255,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 8,000,000 | $8,240,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,000,000 | $6,808,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 5,790 | $6,708,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 18,060,000 | $6,479,000 | thousands by filing date | principal |
| UNITED ONLINE INC | 911268209 | COM NEW | 562,217 | $6,156,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,808,407 | $5,787,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 4,528,736 | $5,751,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 5,500,000 | $5,574,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416T100 | COM | 92,032 | $5,485,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 117,848 | $5,205,000 | thousands by filing date | |
| Vitesse Semiconductor Corp | 928497AE6 | DBCV 8.000% 6/1 | 4,961,000 | $5,073,000 | thousands by filing date | principal |
| SanDisk Corporation | 80004C101 | COM | 49,688 | $4,867,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 816,200 | $4,824,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 3,930,000 | $4,407,000 | thousands by filing date | principal |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 320,447 | $3,272,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 128,805 | $2,842,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 151,102 | $2,693,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,902 | $2,160,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 52,492 | $2,153,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 26,965 | $1,644,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 1,000,000 | $1,440,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 840,000 | $1,058,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 500,000 | $900,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 100,000 | $557,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 4,364,729 | $524,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,850 | $212,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 19,278 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080171-14-000018 | this filing | 2014-11-14 | acceptance time not in the bulk data set |