13F-HR filed by ARISTEIA CAPITAL, L.L.C.
ARISTEIA CAPITAL, L.L.C. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 54 holding rows worth $1,145,967,000.
- Accession
- 0001080171-13-000022
- Filer
- CIK 1080171
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 54 entries on the cover page, a total value of $1,145,967,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,145,967,000 with VALUE read as thousands by filing date, 13F file number 028-07622. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 8,485,900 | $185,841,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,862,212 | $119,304,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 59,696,000 | $110,813,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,782,091 | $90,770,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 70,000,000 | $85,306,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,816,571 | $46,051,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 530,607 | $33,492,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 26,500,000 | $32,792,000 | thousands by filing date | principal |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 39,971,000 | $29,547,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,026,790 | $27,672,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 30,459,000 | $23,948,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 19,500,000 | $21,935,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400PAC6 | BOND | 19,500,000 | $21,901,000 | thousands by filing date | principal |
| VODAFONE GP PLC | 92857W209 | ADR | 761,000 | $21,875,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 21,000,000 | $20,423,000 | thousands by filing date | principal |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 21,000,000 | $20,147,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 13,651,000 | $17,073,000 | thousands by filing date | principal |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 674,199 | $16,619,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,290,584 | $15,661,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 11,494,000 | $15,143,000 | thousands by filing date | principal |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,322,303 | $13,585,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,894,128 | $13,099,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 13,139,242 | $12,942,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AH2 | BOND | 12,000,000 | $11,925,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AC9 | BOND | 8,800,000 | $11,033,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,650,000 | $10,721,000 | thousands by filing date | principal |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 2,771,003 | $10,641,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 535,600 | $10,160,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 727,000 | $9,458,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 470,488 | $8,657,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 8,368,000 | $8,099,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 8,358,000 | $7,305,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 7,300,000 | $6,522,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 7,500,000 | $6,398,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 5,080,000 | $6,195,000 | thousands by filing date | principal |
| Vitesse Semiconductor Corp | 928497AE6 | DBCV 8.000% 6/1 | 4,961,000 | $5,241,000 | thousands by filing date | principal |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,794,000 | $4,860,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 124,600 | $4,757,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 82,500 | $3,171,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 3,636,000 | $3,120,000 | thousands by filing date | principal |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 106,700 | $3,000,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 11,875,000 | $2,494,000 | thousands by filing date | principal |
| VERSO PAPER CORP | 92531L108 | COM | 2,145,511 | $2,467,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 128,805 | $2,340,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 3,250,000 | $2,215,000 | thousands by filing date | principal |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,013,826 | $1,876,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 500,000 | $1,790,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000,000 | $1,452,000 | thousands by filing date | principal |
| PEABODY ENERGY CORP | 704549104 | COM | 96,982 | $1,420,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 48,300 | $1,283,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 149,600 | $479,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 241,086 | $429,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 71,500 | $275,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,000 | $245,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080171-13-000022 | this filing | 2013-08-14 | acceptance time not in the bulk data set |