13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 1,360 holding rows worth $10,199,431,966.
- Accession
- 0001080107-24-000001
- Filer
- CIK 1080107
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,360 entries on the cover page, a total value of $10,199,431,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,199,431,966 with VALUE read as dollars as filed, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Utilities ETF | 92204A876 | SHS | 3,203 | $439,085 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 12,785 | $438,142 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,076 | $436,946 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 8,470 | $434,548 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,910 | $434,376 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 14,301 | $432,605 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 23,213 | $425,959 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 300 | $425,691 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,372 | $425,086 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 30,251 | $423,951 | dollars as filed | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 14,016 | $421,602 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,230 | $420,961 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 4,836 | $419,571 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,041 | $419,368 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 10,603 | $414,577 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 11,290 | $413,779 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 6,582 | $410,322 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,768 | $409,090 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 8,342 | $408,758 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 32,087 | $408,149 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,843 | $407,188 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 29,120 | $405,933 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,988 | $404,715 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,736 | $404,339 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 16,295 | $403,953 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 30,461 | $402,999 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 8,325 | $402,680 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,773 | $402,496 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 7,056 | $396,053 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,387 | $395,142 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,945 | $395,118 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 42,590 | $393,540 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 18,591 | $393,386 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 9,809 | $393,275 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 18,544 | $392,762 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 11,312 | $392,640 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,641 | $391,880 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,735 | $390,824 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 18,546 | $387,797 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 5,004 | $386,914 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,516 | $384,420 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,467 | $383,305 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,203 | $383,101 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 12,278 | $382,214 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 31,220 | $382,133 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 9,950 | $380,663 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,896 | $380,214 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 1,352 | $378,979 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,600 | $377,586 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 16,885 | $375,860 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 25,230 | $375,170 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 28,737 | $373,006 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 19,356 | $372,022 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 32,457 | $371,633 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 657 | $371,632 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,580 | $369,856 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 12,228 | $367,964 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,012 | $367,667 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 10,062 | $367,564 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 34,343 | $366,789 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,081 | $365,551 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 7,286 | $364,227 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 255,165 | $362,334 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,472 | $360,003 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,226 | $359,999 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 3,660 | $359,894 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 6,496 | $359,099 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 19,375 | $359,025 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 30,285 | $357,969 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 29,825 | $355,514 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 7,768 | $353,677 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,052 | $353,517 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 45,820 | $352,356 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 14,533 | $350,391 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,218 | $348,891 | dollars as filed | |
| COHU INC | 192576106 | COM | 9,844 | $348,379 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,117 | $347,959 | dollars as filed | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,815 | $347,906 | dollars as filed | |
| CDW CORP COM | 12514G108 | Stock | 1,529 | $347,572 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 8,363 | $347,268 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,429 | $346,775 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,576 | $346,369 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 285 | $345,694 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,776 | $345,576 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,119 | $345,112 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 18,600 | $343,542 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 41,755 | $343,232 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 5,500 | $342,870 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,241 | $342,590 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 4,721 | $341,517 | dollars as filed | |
| F N B CORP | 302520101 | COM | 24,776 | $341,169 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,684 | $340,066 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,229 | $338,579 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17,428 | $337,406 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,714 | $335,264 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 7,829 | $330,149 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,136 | $328,371 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 8,494 | $326,679 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 22,558 | $325,968 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,155 | $325,409 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,236 | $324,609 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 52,902 | $323,232 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 11,925 | $323,048 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 902 | $317,612 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,828 | $316,402 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,615 | $315,668 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,664 | $315,415 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 15,956 | $314,971 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 19,369 | $314,944 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 13,800 | $314,916 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,167 | $314,147 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,126 | $310,974 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 13,585 | $310,553 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,663 | $310,290 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 6,869 | $309,448 | dollars as filed | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,366 | $309,135 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 4,669 | $308,154 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 7,652 | $307,381 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 17,694 | $303,806 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,860 | $303,075 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,218 | $303,075 | dollars as filed | |
| UBS GROUP AG SHS | H42097107 | Stock | 9,803 | $302,913 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,009 | $302,794 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,437 | $302,263 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,677 | $301,994 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,894 | $301,162 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 9,408 | $293,906 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 288 | $291,341 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,407 | $290,992 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,887 | $289,705 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 12,004 | $289,296 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 35,049 | $288,459 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 23,445 | $288,374 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,416 | $288,290 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,293 | $288,141 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,178 | $288,084 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,415 | $287,027 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 4,268 | $286,907 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,920 | $286,520 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,903 | $286,500 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,568 | $286,047 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 10,197 | $285,924 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,718 | $284,738 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 2,342 | $284,342 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 14,550 | $284,307 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,050 | $283,894 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 11,742 | $283,689 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,180 | $282,288 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 12,502 | $281,924 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,045 | $280,485 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 6,375 | $279,671 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 8,863 | $279,554 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 9,170 | $277,576 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,424 | $276,489 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 14,939 | $275,628 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,361 | $275,401 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,642 | $275,363 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y508 | CORE BOND ETF | 10,400 | $275,028 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,238 | $272,174 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,969 | $270,548 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,358 | $269,661 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 27,585 | $268,956 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 4,227 | $265,413 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,800 | $262,908 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,186 | $262,770 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,874 | $262,712 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 2,086 | $262,231 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 5,104 | $260,610 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 411 | $259,522 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,750 | $257,978 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 23,819 | $257,962 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,315 | $256,624 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,319 | $254,791 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,667 | $253,838 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 28,813 | $252,984 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,526 | $250,381 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 7,487 | $250,159 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,158 | $250,094 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 7,950 | $249,392 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,532 | $248,403 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 5,969 | $247,572 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 27,578 | $247,099 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,687 | $246,290 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,809 | $246,021 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 7,222 | $245,548 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,400 | $242,676 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 21,012 | $242,478 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,767 | $240,542 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,445 | $240,397 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,089 | $239,743 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,349 | $239,029 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,409 | $238,804 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 9,360 | $236,434 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 954 | $235,954 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,784 | $235,612 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,500 | $231,790 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,083 | $231,329 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 31,963 | $231,092 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 11,115 | $230,207 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 46,975 | $230,178 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,383 | $229,793 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,726 | $229,765 | dollars as filed | |
| MANAGER DIRECTED PORTFOLIOS | 56170L695 | VERT GLB SUST RE | 23,001 | $229,090 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,872 | $228,670 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 9,585 | $228,506 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,774 | $228,013 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,820 | $226,450 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 5,618 | $226,237 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,569 | $225,180 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 14,100 | $225,036 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 8,722 | $224,853 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,224 | $224,653 | dollars as filed | |
| TANGER INC | 875465106 | COM | 8,093 | $224,340 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 35,456 | $224,082 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 18,800 | $223,918 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 1,467 | $223,497 | dollars as filed | |
| RBB FD INC | 74933W460 | US TRSRY 6 MNTH | 4,450 | $222,367 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 15,750 | $222,075 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 13,234 | $221,537 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,219 | $220,268 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 4,407 | $219,645 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,400 | $218,460 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,651 | $218,439 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 10,132 | $216,825 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 8,577 | $216,655 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 2,224 | $216,462 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,540 | $215,672 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 2,399 | $215,454 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 21,775 | $215,137 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,767 | $215,096 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,475 | $215,009 | dollars as filed | |
| SPDW | 78463X889 | COM | 6,286 | $213,787 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,796 | $211,713 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,990 | $211,502 | dollars as filed | |
| CLEARWATER ANALYTICS HLDGS I | 185123106 | CL A | 10,545 | $211,216 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 4,625 | $210,966 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,312 | $210,947 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $210,406 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 707 | $210,219 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 1,525 | $209,520 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 6,001 | $209,435 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,281 | $209,400 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,673 | $209,383 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 7,150 | $209,352 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 11,445 | $208,986 | dollars as filed | |
| CAPITAL GRP FIXED INCM ETF T | 14020Y201 | MUN INM ETF | 7,716 | $208,949 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 8,489 | $208,845 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,650 | $208,791 | dollars as filed | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,959 | $208,728 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 33,000 | $207,900 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,292 | $207,146 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,487 | $206,586 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 14,801 | $206,030 | dollars as filed | |
| FORTREA HLDGS INC COMMON STOCK | 34965K107 | Stock | 5,888 | $205,491 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,542 | $205,413 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,130 | $205,311 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 2,850 | $203,633 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 1,353 | $203,194 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 1,596 | $202,546 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,222 | $202,537 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 2,919 | $202,024 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,876 | $201,941 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,852 | $201,720 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,472 | $201,035 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,217 | $200,671 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 13,659 | $198,875 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 21,081 | $191,837 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22,380 | $188,663 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 13,800 | $187,680 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,712 | $187,044 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,457 | $181,063 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 26,596 | $179,789 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 13,115 | $174,430 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 12,900 | $174,408 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 12,280 | $173,025 | dollars as filed | |
| LITHIUM AMERS CORP NEW COM SHS | 53681J103 | Stock | 26,465 | $169,376 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,164 | $168,013 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 150,000 | $167,625 | dollars as filed | principal |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,125 | $166,319 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 18,845 | $164,894 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 23,850 | $162,657 | dollars as filed | |
| LITHIUM AMERICAS ARGENTINA C | 53681K100 | COM SHS | 25,465 | $160,939 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 13,350 | $160,734 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 23,096 | $160,517 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 160,000 | $159,698 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 180,000 | $155,700 | dollars as filed | principal |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,465 | $154,444 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,028 | $154,311 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 39,640 | $153,410 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,699 | $149,641 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 145,000 | $148,774 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 150,000 | $147,675 | dollars as filed | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,000 | $147,360 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 135,000 | $146,475 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 146,000 | $144,102 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 135,000 | $139,860 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 150,000 | $138,465 | dollars as filed | principal |
| TRAEGER INC | 89269P103 | COMMON STOCK | 50,200 | $137,046 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 150,000 | $137,025 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 150,000 | $136,500 | dollars as filed | principal |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 10,010 | $136,136 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 150,000 | $133,950 | dollars as filed | principal |
| WESTERN UN CO COM | 959802109 | Stock | 11,180 | $133,275 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 150,000 | $133,125 | dollars as filed | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,100 | $131,646 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 140,000 | $128,975 | dollars as filed | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,221 | $127,568 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,454 | $127,434 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,711 | $122,073 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,112 | $122,004 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,400 | $121,752 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 170,000 | $121,586 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 110,000 | $118,667 | dollars as filed | principal |
| KAMAN CORP | 483548AF0 | BOND | 120,000 | $116,400 | dollars as filed | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 17,763 | $116,348 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 110,000 | $113,234 | dollars as filed | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 29,258 | $110,010 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 14,948 | $109,571 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 110,000 | $108,680 | dollars as filed | principal |
| OUTSET MEDICAL INC | 690145107 | COM | 19,820 | $107,226 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 11,250 | $104,738 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,949 | $92,711 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,000 | $92,320 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 11,950 | $87,235 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,058 | $86,500 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $86,380 | dollars as filed | principal |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 19,108 | $86,177 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 102,500 | $85,485 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 16,774 | $80,683 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,000 | $80,640 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 10,022 | $79,675 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 13,444 | $72,870 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,553 | $72,807 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,655 | $70,807 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,745 | $63,778 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,195 | $63,727 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 30,100 | $51,170 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,000 | $42,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,067 | $40,771 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,438 | $36,897 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 135,343 | $33,700 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,348 | $28,046 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10 | $19,500 | dollars as filed | put |
| ATYR PHARMA INC | 002120202 | COM NEW | 12,750 | $17,978 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 12,200 | $17,690 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 125,000 | $16,875 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 15,000 | $14,940 | dollars as filed | principal |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 28,000 | $11,032 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 15 | $10,350 | dollars as filed | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2 | $8,580 | dollars as filed | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4 | $8,400 | dollars as filed | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1 | $3,430 | dollars as filed | put |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 14,353 | $3,149 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1 | $3,100 | dollars as filed | put |
| LANTHEUS HLDGS INC | 516544103 | COM | 2 | $2,260 | dollars as filed | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10 | $1,260 | dollars as filed | put |
| ZSCALERINC | 98980G102 | STOK | 5 | $1,135 | dollars as filed | put |
| NUCOR CORP COM | 670346105 | Stock | 1 | $675 | dollars as filed | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10 | $170 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4 | $20 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-24-000001 | this filing | 2024-02-09 | acceptance time not in the bulk data set |