13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 1,331 holding rows worth $9,213,291,883.
- Accession
- 0001080107-23-000004
- Filer
- CIK 1080107
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,331 entries on the cover page, a total value of $9,213,291,883 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,213,291,883 with VALUE read as dollars as filed, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,150 | $382,336 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 29,250 | $382,298 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 11,524 | $379,140 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,365 | $378,154 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,182 | $377,093 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,045 | $375,729 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 73,500 | $375,585 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 19,467 | $373,766 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 3,402 | $373,642 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,989 | $372,279 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 10,543 | $371,431 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,251 | $370,873 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,700 | $370,413 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 48,658 | $370,287 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 20,675 | $369,049 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17,456 | $368,496 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,623 | $367,119 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 12,854 | $365,568 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 20,142 | $364,757 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 35,356 | $364,520 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,005 | $364,402 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,577 | $362,853 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 13,140 | $362,664 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 28,737 | $362,374 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 16,033 | $361,865 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,735 | $359,186 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 16,885 | $356,274 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,791 | $355,937 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,733 | $355,354 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,203 | $354,199 | dollars as filed | |
| AMEREN CORP COM | 023608102 | Stock | 4,721 | $353,272 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 4,840 | $352,739 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 9,260 | $352,184 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,272 | $351,342 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 42,686 | $350,452 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 42,224 | $349,619 | dollars as filed | |
| FRONTLINE PLC COM | M46528101 | Stock | 18,610 | $349,496 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 34,182 | $345,931 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 25,000 | $345,250 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,046 | $344,087 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 12,724 | $342,802 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,667 | $342,757 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,674 | $340,270 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,846 | $338,659 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 5,701 | $338,126 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 304 | $336,853 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 56 | $333,945 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 32,415 | $332,578 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,550 | $331,832 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,576 | $331,402 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 880 | $330,185 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 9,743 | $329,995 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 39,574 | $329,651 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,305 | $328,725 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 16,220 | $328,617 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 6,458 | $325,742 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,390 | $325,441 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 31,894 | $323,405 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 12,560 | $322,799 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,892 | $322,662 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 6,589 | $322,532 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,563 | $319,864 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,154 | $319,566 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 9,601 | $317,419 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 74,659 | $317,305 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,377 | $316,807 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 33,913 | $315,052 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 614 | $315,031 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,268 | $314,522 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,977 | $311,909 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,916 | $311,297 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 5,500 | $311,190 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,581 | $311,077 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 21,268 | $310,524 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,851 | $310,401 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,921 | $308,815 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,750 | $307,183 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 9,223 | $306,980 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 893 | $306,844 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,052 | $304,364 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,930 | $302,288 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,077 | $302,270 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,942 | $301,894 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 6,666 | $300,837 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 16,950 | $299,846 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 12,878 | $299,414 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 344 | $298,774 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 8,340 | $298,595 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,608 | $298,521 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 3,139 | $294,029 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 10,120 | $293,809 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,199 | $293,625 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 53,875 | $293,619 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 9,970 | $293,517 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,555 | $293,266 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 13,382 | $293,201 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,328 | $292,493 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 10,000 | $291,300 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 234,725 | $291,059 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,383 | $288,867 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 11,845 | $288,635 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 43,383 | $285,894 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,494 | $285,876 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,615 | $284,908 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 23,965 | $284,711 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 22,870 | $284,274 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 16,513 | $283,693 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,076 | $283,250 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,400 | $282,220 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 17,637 | $282,192 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,908 | $280,492 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 30,715 | $280,428 | dollars as filed | |
| F N B CORP | 302520101 | COM | 25,944 | $279,945 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,645 | $279,908 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,928 | $279,683 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 9,813 | $275,268 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,146 | $275,093 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,500 | $274,987 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 16,900 | $273,696 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,942 | $272,381 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,866 | $267,360 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,235 | $265,947 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,415 | $265,446 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,692 | $262,937 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,530 | $262,881 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,608 | $262,491 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,757 | $261,953 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,600 | $261,492 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,469 | $261,188 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,008 | $261,048 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,252 | $260,984 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 1,784 | $260,910 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 10,141 | $258,849 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,199 | $257,605 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,445 | $257,548 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,860 | $256,701 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 11,455 | $256,342 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 7,652 | $255,118 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,917 | $255,062 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 33,332 | $253,323 | dollars as filed | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 5,059 | $253,191 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,121 | $253,029 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 22,690 | $252,313 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,319 | $251,055 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,295 | $250,779 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 22,150 | $249,631 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,285 | $249,500 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,227 | $249,243 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,126 | $247,067 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,488 | $246,218 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,912 | $245,278 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 13,585 | $245,209 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 2,088 | $245,173 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 5,322 | $244,652 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 3,394 | $244,266 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,899 | $244,019 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 13,800 | $243,984 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,340 | $243,481 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,229 | $241,476 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 30,731 | $240,624 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 27,578 | $240,226 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,100 | $239,343 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 24,273 | $239,339 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 9,666 | $236,720 | dollars as filed | |
| KADANT INC | 48282T104 | COM | 1,048 | $236,376 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 7,300 | $233,162 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,405 | $232,289 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,500 | $231,530 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 35,975 | $230,960 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 15,423 | $230,574 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 30,054 | $230,514 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,940 | $229,732 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 9,920 | $229,350 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,636 | $229,194 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,704 | $228,932 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 4,519 | $228,661 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,284 | $228,533 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 5,000 | $228,500 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,680 | $228,295 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 8,735 | $227,459 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,193 | $226,405 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 15,112 | $225,782 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 10,618 | $225,314 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,140 | $224,890 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,380 | $224,229 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,964 | $224,033 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,867 | $223,911 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,747 | $222,990 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,354 | $222,729 | dollars as filed | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 4,500 | $222,525 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 10,985 | $222,336 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,504 | $221,558 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 12,970 | $221,268 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 10,286 | $220,738 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 14,796 | $218,833 | dollars as filed | |
| AGCO CORP | 001084102 | COM | 1,844 | $218,108 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,640 | $217,853 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,064 | $217,333 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 7,631 | $217,190 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,000 | $216,350 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 55,324 | $216,317 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,784 | $216,189 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,726 | $214,953 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 5,870 | $214,666 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,501 | $214,436 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 19,345 | $214,149 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,898 | $213,506 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 25,832 | $213,376 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,774 | $212,771 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,285 | $211,403 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,420 | $210,892 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,300 | $210,629 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 9,121 | $209,784 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 3,551 | $209,722 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 11,133 | $208,521 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,034 | $208,417 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,020 | $207,777 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,091 | $207,438 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,259 | $207,415 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,424 | $207,192 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $206,530 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,230 | $206,132 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 690 | $205,310 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 4,594 | $203,977 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 18,745 | $203,946 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,225 | $203,054 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 15,250 | $201,910 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,761 | $200,932 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,180 | $200,865 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 10,536 | $197,922 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,377 | $188,195 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,472 | $182,406 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,090 | $181,229 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 15,981 | $177,869 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 26,446 | $176,924 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 18,500 | $176,490 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 14,299 | $174,020 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,559 | $169,547 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 11,050 | $167,629 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 17,747 | $167,532 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 33,000 | $160,380 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 13,141 | $158,223 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 160,000 | $158,125 | dollars as filed | principal |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 10,825 | $156,854 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 150,000 | $156,675 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 180,000 | $152,658 | dollars as filed | principal |
| WESTERN UN CO COM | 959802109 | Stock | 11,019 | $145,231 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,323 | $143,983 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,832 | $143,579 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 150,000 | $143,130 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 150,000 | $140,475 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 150,000 | $138,195 | dollars as filed | principal |
| TRAEGER INC | 89269P103 | COMMON STOCK | 50,300 | $137,319 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 150,000 | $137,100 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 135,000 | $136,266 | dollars as filed | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,640 | $135,935 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 145,000 | $135,285 | dollars as filed | principal |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 14,220 | $134,806 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 135,000 | $132,381 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 150,000 | $131,625 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 170,000 | $131,427 | dollars as filed | principal |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 13,832 | $128,361 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,465 | $127,949 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 150,000 | $127,785 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 140,000 | $126,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 150,000 | $125,475 | dollars as filed | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,018 | $119,854 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,621 | $118,503 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 23,535 | $116,969 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 120,000 | $114,300 | dollars as filed | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,100 | $112,332 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 13,104 | $110,999 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 110,000 | $109,241 | dollars as filed | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 29,258 | $107,084 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 110,000 | $105,463 | dollars as filed | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,176 | $104,415 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,900 | $102,942 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,400 | $97,032 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 21,950 | $95,483 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,300 | $93,790 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 10,091 | $89,911 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,195 | $84,650 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 100,000 | $82,850 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $82,625 | dollars as filed | principal |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 10,022 | $81,980 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,855 | $78,287 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 103,500 | $77,925 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 19,108 | $76,814 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 37,825 | $72,624 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,766 | $66,742 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,953 | $63,353 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,282 | $57,156 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 18,167 | $55,137 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 43,800 | $54,750 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,315 | $51,781 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 135,343 | $49,928 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,000 | $47,520 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,500 | $47,380 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,994 | $47,298 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 22,950 | $44,753 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 40,600 | $41,818 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 22,750 | $35,945 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 10,130 | $35,759 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 10,067 | $35,637 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10 | $34,900 | dollars as filed | put |
| ROYAL BK CDA COM | 780087102 | Stock | 15 | $33,450 | dollars as filed | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,501 | $33,017 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 14,292 | $32,300 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 125,000 | $31,100 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 14,300 | $28,886 | dollars as filed | |
| Deere & Company | 244199105 | COM | 4 | $27,455 | dollars as filed | put |
| ZSCALERINC | 98980G102 | STOK | 5 | $27,275 | dollars as filed | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,234 | $25,075 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $19,831 | dollars as filed | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8 | $18,320 | dollars as filed | put |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 10,000 | $17,000 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9 | $14,810 | dollars as filed | put |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 15,000 | $14,745 | dollars as filed | principal |
| NUCOR CORP COM | 670346105 | Stock | 10 | $11,795 | dollars as filed | put |
| Lowes Companies,Inc. | 548661107 | COM | 5 | $10,825 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 7 | $8,260 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 2 | $7,724 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 9 | $6,970 | dollars as filed | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10 | $6,900 | dollars as filed | call |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 28,000 | $6,188 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 17,042 | $5,879 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1 | $4,995 | dollars as filed | put |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10 | $3,200 | dollars as filed | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2 | $2,800 | dollars as filed | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4 | $2,280 | dollars as filed | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1 | $63 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-23-000004 | this filing | 2023-11-08 | acceptance time not in the bulk data set |