13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-11, with 1,346 holding rows worth $9,471,391,292.
- Accession
- 0001080107-23-000003
- Filer
- CIK 1080107
- Filed
- 2023-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 1,346 entries on the cover page, a total value of $9,471,391,292 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,471,391,292 with VALUE read as dollars as filed, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 290 | $380,376 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 35,262 | $380,127 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 7,302 | $377,885 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 1,951 | $377,519 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 28,574 | $377,467 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 16,385 | $377,204 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 16,033 | $376,134 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,801 | $375,726 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 9,201 | $374,021 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 41,359 | $373,885 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,430 | $372,940 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,735 | $372,691 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 44,395 | $372,030 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 16,922 | $372,030 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 7,894 | $371,807 | dollars as filed | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,555 | $371,111 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 19,575 | $368,989 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 12,000 | $368,160 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 10,734 | $365,171 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 12,815 | $364,587 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 8,070 | $364,280 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 8,865 | $363,908 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,263 | $363,813 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,252 | $362,527 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 7,600 | $362,444 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 11,799 | $362,374 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 34,807 | $361,645 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,939 | $361,229 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 3,058 | $360,752 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 41,056 | $359,245 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,809 | $358,417 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 15,469 | $357,798 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,150 | $357,524 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 20,500 | $356,700 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,150 | $356,202 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 13,000 | $356,076 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 3,044 | $354,535 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 2,110 | $354,079 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,674 | $352,980 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,200 | $352,800 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,267 | $351,441 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,716 | $349,696 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 5,500 | $348,920 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17,253 | $347,820 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 9,980 | $346,016 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 5,092 | $345,441 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 6,519 | $343,291 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 6,458 | $342,984 | dollars as filed | |
| SPDW | 78463X889 | COM | 10,532 | $342,711 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,368 | $342,274 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,163 | $341,192 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 23,018 | $341,137 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 40,783 | $340,130 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 5,478 | $339,746 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,972 | $339,492 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,992 | $338,362 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 2,311 | $338,099 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 22,786 | $337,921 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 16,465 | $336,874 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 880 | $336,574 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,478 | $333,034 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 410 | $331,776 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 19,200 | $331,200 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,643 | $329,579 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 13,059 | $328,696 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 16,250 | $328,413 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,571 | $327,055 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 6,914 | $326,836 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 9,159 | $326,247 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 12,735 | $325,761 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 17,710 | $325,333 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,521 | $323,862 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11,193 | $322,246 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,810 | $321,837 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 8,707 | $321,215 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,405 | $319,730 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,942 | $317,249 | dollars as filed | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,122 | $317,115 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 14,905 | $315,241 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,467 | $315,035 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,581 | $314,524 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 828 | $313,398 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 33,500 | $313,225 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 43,413 | $313,012 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 893 | $312,827 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,190 | $312,417 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 12,590 | $312,368 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 15,147 | $310,068 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,426 | $308,755 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 8,933 | $307,831 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,928 | $304,181 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 32,516 | $304,032 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 18,150 | $303,105 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 8,642 | $302,643 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 5,900 | $302,552 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 6,666 | $302,236 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,387 | $301,631 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,146 | $301,042 | dollars as filed | |
| F N B CORP | 302520101 | COM | 26,193 | $299,648 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 13,263 | $299,496 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 256,407 | $297,432 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,793 | $296,584 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,978 | $296,075 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,633 | $296,008 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 22,541 | $294,387 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 41,028 | $293,350 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,048 | $293,324 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,616 | $293,208 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,540 | $292,796 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,655 | $291,474 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,594 | $288,459 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 10,691 | $288,355 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 4,423 | $286,478 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,415 | $286,411 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 576 | $286,318 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 55,324 | $284,919 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 6,270 | $283,279 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,250 | $282,645 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,930 | $281,134 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,424 | $280,998 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 9,645 | $280,390 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,492 | $280,099 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 22,066 | $279,135 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,608 | $278,248 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 23,849 | $278,079 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 3,410 | $277,785 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,744 | $277,762 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,892 | $277,592 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,718 | $277,110 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,838 | $276,379 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,609 | $275,446 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 27,851 | $274,619 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,215 | $273,351 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 34,500 | $273,240 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,383 | $272,901 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,203 | $271,746 | dollars as filed | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 10,408 | $271,649 | dollars as filed | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,100 | $271,504 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,860 | $269,667 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,572 | $269,662 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,785 | $269,204 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,128 | $268,553 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 17,296 | $267,569 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 8,862 | $266,953 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,609 | $265,593 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,755 | $265,133 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,548 | $264,716 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,195 | $264,427 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 30,859 | $263,851 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 2,086 | $263,587 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 6,384 | $259,829 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,600 | $259,578 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,141 | $259,298 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,264 | $258,977 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,711 | $258,928 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 27,984 | $258,581 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 10,141 | $258,494 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,976 | $257,543 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,907 | $254,315 | dollars as filed | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,226 | $253,275 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,811 | $252,241 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,300 | $252,005 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,886 | $251,948 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 6,370 | $250,914 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,910 | $250,211 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,166 | $250,035 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 7,652 | $249,685 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,730 | $249,089 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 16,325 | $248,956 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,154 | $246,664 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 5,940 | $246,510 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,323 | $245,244 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 13,585 | $244,666 | dollars as filed | |
| WORLD GOLD TR | 98149E303 | SPDR GLD MINIS | 6,419 | $244,500 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,514 | $243,942 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,633 | $243,499 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 8,237 | $240,520 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,500 | $239,330 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 7,609 | $238,934 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,088 | $238,855 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,296 | $238,187 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,989 | $238,010 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 2,235 | $236,071 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,310 | $235,828 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,613 | $233,971 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 15,723 | $233,329 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,704 | $233,295 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 28,446 | $232,973 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,113 | $232,822 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,100 | $232,716 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,388 | $232,643 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 9,570 | $231,885 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 29,002 | $231,726 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,380 | $231,260 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 4,800 | $230,592 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,142 | $230,030 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,022 | $229,830 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,975 | $229,105 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,521 | $229,083 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,227 | $228,814 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,676 | $228,724 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 9,865 | $227,684 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,970 | $227,062 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,450 | $226,501 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 25,817 | $224,615 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 125,000 | $223,750 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 7,800 | $223,392 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,689 | $222,389 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 13,825 | $221,477 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,000 | $221,400 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 52,000 | $221,000 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,351 | $220,390 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,999 | $219,425 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 2,707 | $219,186 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 14,369 | $218,847 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 403 | $217,854 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,016 | $216,410 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 6,274 | $216,077 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,422 | $215,958 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 850 | $211,863 | dollars as filed | |
| OLIN CORP | 680665205 | COM PAR $1 | 4,105 | $210,956 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 8,250 | $210,870 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,823 | $209,533 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,362 | $209,285 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,008 | $208,912 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 25,596 | $208,615 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,424 | $208,388 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 5,000 | $206,250 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,300 | $205,583 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 15,250 | $205,418 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $204,980 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 2,224 | $204,608 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 10,457 | $204,016 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 4,506 | $203,711 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 20,472 | $203,696 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,977 | $203,318 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 32 | $203,220 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 16,281 | $199,931 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 23,701 | $195,059 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 22,100 | $194,259 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 19,438 | $193,993 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 16,091 | $190,517 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 14,637 | $189,988 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,301 | $189,555 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,940 | $186,528 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,559 | $184,743 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,464 | $183,205 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 160,000 | $173,760 | dollars as filed | principal |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 17,300 | $170,405 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,231 | $169,164 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 170,000 | $166,600 | dollars as filed | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,964 | $165,389 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,900 | $160,992 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,158 | $159,448 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,993 | $158,476 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 13,133 | $155,102 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 140,000 | $152,720 | dollars as filed | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,754 | $150,334 | dollars as filed | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 17,600 | $150,128 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 180,000 | $148,500 | dollars as filed | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 150,000 | $145,500 | dollars as filed | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,333 | $145,193 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 150,000 | $144,450 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 150,000 | $144,075 | dollars as filed | principal |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,550 | $142,661 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 150,000 | $141,645 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 140,000 | $140,000 | dollars as filed | principal |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,000 | $139,560 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 150,000 | $138,675 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 170,000 | $138,023 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 150,000 | $137,754 | dollars as filed | principal |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,150 | $136,445 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 20,255 | $136,114 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 135,000 | $135,473 | dollars as filed | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 135,000 | $135,081 | dollars as filed | principal |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,960 | $134,649 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,323 | $134,161 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 13,615 | $133,429 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 11,046 | $129,570 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,650 | $125,883 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,138 | $123,796 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 130,000 | $119,581 | dollars as filed | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,361 | $119,265 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 16,000 | $118,720 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 11,799 | $117,341 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 120,000 | $115,620 | dollars as filed | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 28,743 | $111,810 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 29,258 | $109,425 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 91,403 | $103,285 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 110,000 | $101,475 | dollars as filed | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 19,791 | $95,792 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,864 | $90,978 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $83,813 | dollars as filed | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,550 | $81,330 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 100,000 | $80,250 | dollars as filed | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,855 | $79,444 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 11,628 | $78,839 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 21,000 | $78,120 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,000 | $76,300 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 22,950 | $75,735 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,000 | $72,360 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,022 | $71,531 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 68,038 | $70,079 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 18,108 | $69,354 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,994 | $68,017 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,478 | $65,585 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,279 | $63,563 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,195 | $62,576 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,907 | $59,522 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 12,750 | $53,295 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,481 | $50,520 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 22,750 | $49,140 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 32,825 | $47,268 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 14,292 | $46,878 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 135,343 | $42,592 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 21 | $38,020 | dollars as filed | put |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 14,300 | $36,322 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 10,130 | $35,354 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,673 | $31,518 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10 | $29,000 | dollars as filed | put |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 23,519 | $27,870 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 10,000 | $24,700 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 9 | $21,850 | dollars as filed | put |
| ROYAL BK CDA COM | 780087102 | Stock | 15 | $21,750 | dollars as filed | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16 | $20,800 | dollars as filed | put |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 152,329 | $20,107 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $19,693 | dollars as filed | principal |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 125,000 | $17,150 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 15,000 | $14,543 | dollars as filed | principal |
| Lowes Companies,Inc. | 548661107 | COM | 17 | $6,127 | dollars as filed | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 9 | $5,540 | dollars as filed | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4 | $5,320 | dollars as filed | put |
| MasterCard, Inc | 57636Q104 | COM | 1 | $5,080 | dollars as filed | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10 | $4,600 | dollars as filed | call |
| Deere & Company | 244199105 | COM | 1 | $4,090 | dollars as filed | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 425 | $3,575 | dollars as filed | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13 | $3,100 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 1 | $1,680 | dollars as filed | put |
| DISCOVER FINL SVCS | 254709108 | COM | 2 | $1,540 | dollars as filed | put |
| BED BATH & BEYOND INC | 690370101 | COM | 1 | $1,210 | dollars as filed | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2 | $540 | dollars as filed | put |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $520 | dollars as filed | put |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 1 | $284 | dollars as filed | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1 | $27 | dollars as filed | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1 | $24 | dollars as filed | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2 | $20 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-23-000003 | this filing | 2023-08-11 | acceptance time not in the bulk data set |