13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-25, with 1,347 holding rows worth $8,889,842,222.
- Accession
- 0001080107-23-000002
- Filer
- CIK 1080107
- Filed
- 2023-04-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 1,347 entries on the cover page, a total value of $8,889,842,222 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,889,842,222 with VALUE read as dollars as filed, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,535 | $372,097 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,676 | $371,191 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 1,951 | $368,817 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,735 | $367,449 | dollars as filed | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,428 | $366,347 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 18,300 | $365,412 | dollars as filed | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,476 | $362,542 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,672 | $361,921 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 3,898 | $361,306 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 17,406 | $361,238 | dollars as filed | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 30,542 | $359,785 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,054 | $359,635 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 19,575 | $359,583 | dollars as filed | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 5,908 | $358,143 | dollars as filed | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 16,016 | $357,950 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 4,957 | $355,665 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 7,620 | $354,254 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,807 | $353,942 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 3,385 | $353,241 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 4,000 | $351,520 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 40,779 | $350,292 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 2,986 | $348,854 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,027 | $347,649 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 12,000 | $347,280 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 9,073 | $346,634 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 26,939 | $346,171 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 12,303 | $344,870 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 37,500 | $344,625 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 2,712 | $342,905 | dollars as filed | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,180 | $342,467 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 777 | $342,256 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 10,547 | $341,512 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 23,841 | $339,019 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 6,458 | $338,141 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,584 | $337,357 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 4,060 | $336,818 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 2,099 | $336,077 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,542 | $335,503 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 221,445 | $334,382 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,940 | $334,177 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 7,114 | $333,575 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,667 | $333,550 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 7,600 | $332,728 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,391 | $331,823 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,476 | $326,667 | dollars as filed | |
| LAKELAND BANCORP INC | 511637100 | COM | 20,764 | $324,749 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 23,095 | $323,099 | dollars as filed | |
| CRANE HLDGS CO | 224441113 | COMMON STOCK | 8,304 | $323,026 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 9,977 | $322,975 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 3,076 | $322,957 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 6,589 | $320,687 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 25,346 | $320,126 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 3,885 | $318,570 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 12,390 | $318,489 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 10,849 | $318,445 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,387 | $318,122 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 4,806 | $317,829 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,594 | $317,792 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 7,283 | $316,704 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,504 | $316,009 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,388 | $314,693 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,283 | $314,666 | dollars as filed | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,200 | $314,226 | dollars as filed | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6,600 | $311,388 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 43,413 | $311,275 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,250 | $311,265 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,000 | $309,808 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 3,278 | $309,574 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 13,369 | $307,754 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 1,000 | $307,680 | dollars as filed | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 10,513 | $307,295 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,313 | $305,002 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,942 | $303,296 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 13,143 | $302,815 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 11,362 | $302,701 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N764 | HEDGED EQUITY | 12,785 | $302,110 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,623 | $300,791 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 26,086 | $300,772 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,435 | $299,673 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,017 | $299,526 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,745 | $295,794 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,975 | $293,276 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 8,735 | $292,696 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,250 | $292,500 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 300 | $291,930 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,609 | $291,920 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 22,187 | $291,094 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,050 | $290,757 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 16,567 | $289,923 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 888 | $289,284 | dollars as filed | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 11,316 | $287,717 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 6,625 | $287,658 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 9,607 | $287,338 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 936 | $286,709 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,603 | $286,631 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 8,427 | $286,434 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 24,717 | $285,234 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 15,115 | $285,220 | dollars as filed | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 12,060 | $283,772 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,324 | $282,767 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 6,155 | $282,421 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 6,624 | $281,917 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 16,105 | $281,198 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 9,219 | $280,903 | dollars as filed | |
| ELFBEAUTYINC | 26856L103 | STOK | 3,407 | $280,566 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,934 | $280,432 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,230 | $280,380 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,863 | $280,029 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,321 | $279,641 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 8,240 | $279,411 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 15,541 | $278,735 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,859 | $278,609 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 9,370 | $277,821 | dollars as filed | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 13,585 | $277,542 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,171 | $275,334 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 391 | $274,752 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 31,142 | $274,653 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 10,638 | $273,929 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,226 | $273,887 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 4,935 | $273,152 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,309 | $272,504 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,886 | $272,048 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 15,814 | $271,215 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,540 | $270,625 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 12,059 | $270,483 | dollars as filed | |
| F N B CORP | 302520101 | COM | 23,179 | $268,876 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,895 | $268,618 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 43,534 | $268,605 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,887 | $268,125 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 17,296 | $267,223 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 15,491 | $267,074 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 576 | $266,504 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,754 | $265,294 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 16,211 | $263,765 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 34,500 | $263,235 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 5,755 | $262,946 | dollars as filed | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 11,169 | $261,801 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,668 | $260,942 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 13,140 | $256,366 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 7,684 | $255,577 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,600 | $254,800 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 28,198 | $253,479 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 6,710 | $253,370 | dollars as filed | |
| United States Brent Oil Fund L | 91167Q100 | COM | 9,500 | $252,510 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 19,320 | $252,126 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 17,495 | $249,829 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,085 | $249,735 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 19,693 | $248,728 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,128 | $248,041 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 6,666 | $247,642 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,275 | $247,278 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,415 | $246,486 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 7,528 | $246,260 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 30,086 | $246,103 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,167 | $245,720 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,789 | $243,519 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 5,100 | $242,403 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 24,868 | $241,966 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 4,303 | $239,849 | dollars as filed | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 19,272 | $239,551 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,294 | $238,057 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 6,099 | $237,323 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,778 | $236,883 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,975 | $236,187 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 12,829 | $236,054 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,572 | $235,974 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,927 | $235,463 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,224 | $235,081 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 22,333 | $234,720 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 2,840 | $234,584 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 2,109 | $233,319 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 8,291 | $233,143 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 29,093 | $232,752 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,303 | $232,405 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 15,357 | $231,584 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,000 | $231,440 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 28,446 | $231,266 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,405 | $230,506 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,215 | $230,153 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 19,600 | $230,104 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 100,000 | $230,000 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 8,390 | $229,550 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,849 | $228,903 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 771 | $228,256 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,468 | $228,151 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,655 | $227,630 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,871 | $227,448 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 25,782 | $227,142 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 7,932 | $225,983 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 3,445 | $225,910 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 13,919 | $225,905 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,790 | $225,103 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 9,000 | $224,550 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,125 | $221,999 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 2,086 | $221,992 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 13,844 | $221,504 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,454 | $221,119 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 10,665 | $221,085 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 950 | $220,923 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 945 | $220,298 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 125,000 | $220,000 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,043 | $219,748 | dollars as filed | |
| ANDERSONS INC COM | 034164103 | Stock | 5,300 | $218,996 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,400 | $218,196 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,977 | $215,806 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 2,665 | $215,066 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,220 | $213,997 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 5,038 | $213,875 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,860 | $213,826 | dollars as filed | |
| BECTON DICKINSON & CO | 075887406 | CONV | 4,300 | $213,796 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 52,000 | $213,720 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,279 | $213,306 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 424 | $212,321 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,220 | $211,622 | dollars as filed | |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 4,586 | $209,923 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,005 | $209,883 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,015 | $209,638 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 24,400 | $209,596 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 13,401 | $209,205 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,189 | $209,007 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,268 | $208,432 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 9,865 | $208,202 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,645 | $207,567 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 18,516 | $207,564 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,475 | $207,200 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,000 | $206,150 | dollars as filed | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 1,439 | $205,719 | dollars as filed | |
| DIGI INTL INC | 253798102 | COM | 6,105 | $205,616 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,050 | $203,709 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,038 | $203,117 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,300 | $202,131 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,340 | $201,852 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $198,557 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 20,211 | $194,432 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,964 | $194,381 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,940 | $193,092 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 12,559 | $190,646 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 15,075 | $185,878 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 20,267 | $183,214 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 15,169 | $181,278 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,232 | $180,506 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 10,500 | $180,180 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,041 | $173,243 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,900 | $171,387 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,402 | $170,567 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 10,250 | $169,945 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 12,750 | $169,575 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,125 | $168,433 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 15,400 | $166,936 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,823 | $159,115 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 160,000 | $158,080 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 180,000 | $151,884 | dollars as filed | principal |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,158 | $145,166 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 14,328 | $143,863 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 170,000 | $143,820 | dollars as filed | principal |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 11,541 | $143,320 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 135,000 | $139,050 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 135,000 | $138,443 | dollars as filed | principal |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 14,943 | $137,930 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 135,000 | $134,919 | dollars as filed | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,721 | $132,690 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,150 | $132,678 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 24,250 | $126,343 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 135,000 | $122,850 | dollars as filed | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 11,650 | $116,384 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 130,000 | $116,285 | dollars as filed | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 21,871 | $116,136 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,629 | $116,021 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 11,799 | $115,748 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 18,555 | $114,558 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,204 | $113,783 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 14,770 | $113,581 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 16,653 | $113,240 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 120,000 | $112,980 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 130,000 | $112,320 | dollars as filed | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 21,263 | $111,206 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,095 | $107,320 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 35,426 | $106,632 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 77,784 | $105,008 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 120,000 | $104,940 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 100,000 | $104,100 | dollars as filed | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,402 | $103,951 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,600 | $103,904 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 14,092 | $101,321 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 110,000 | $100,238 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 100,000 | $96,940 | dollars as filed | principal |
| AMYRIS INC | 03236M200 | COM NEW | 69,333 | $94,293 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 11,677 | $93,753 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 100,000 | $92,269 | dollars as filed | principal |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 120,000 | $91,800 | dollars as filed | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,649 | $90,583 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 19,000 | $89,300 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 21,255 | $87,571 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,907 | $87,197 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,500 | $85,185 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 166,540 | $84,869 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 28,743 | $83,355 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $82,813 | dollars as filed | principal |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,000 | $81,900 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 100,000 | $81,750 | dollars as filed | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 100,000 | $80,000 | dollars as filed | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,276 | $75,009 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,022 | $74,536 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,195 | $72,365 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 10,013 | $71,593 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 75,000 | $70,875 | dollars as filed | principal |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 35,136 | $70,272 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 32,825 | $68,933 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,994 | $68,557 | dollars as filed | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 17,087 | $64,931 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,000 | $59,100 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,478 | $57,478 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 10,870 | $57,181 | dollars as filed | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 135,343 | $51,078 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 31 | $44,450 | dollars as filed | put |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18 | $44,060 | dollars as filed | put |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 22,950 | $42,458 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 50,000 | $42,155 | dollars as filed | principal |
| SACHEM CAP CORP | 78590A109 | COM | 10,130 | $37,684 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,100 | $31,856 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,523 | $30,652 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10 | $30,600 | dollars as filed | put |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5 | $29,250 | dollars as filed | put |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 13,667 | $28,017 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 12,000 | $25,200 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $19,521 | dollars as filed | principal |
| LENNAR CORP CL A | 526057104 | Stock | 10 | $14,900 | dollars as filed | put |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 125,000 | $13,750 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 1 | $9,340 | dollars as filed | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5 | $9,060 | dollars as filed | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 66,500 | $8,293 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2 | $7,100 | dollars as filed | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4 | $6,120 | dollars as filed | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10 | $5,300 | dollars as filed | call |
| LANDSTAR SYS INC COM | 515098101 | Stock | 3 | $5,160 | dollars as filed | put |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 11,000 | $3,740 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1 | $3,660 | dollars as filed | put |
| Caterpillar Inc. | 149123101 | COM | 4 | $3,540 | dollars as filed | put |
| ACUSHNET HLDGS CORP | 005098108 | COM | 4 | $3,200 | dollars as filed | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2 | $3,140 | dollars as filed | call |
| ETSY INC | 29786A106 | COM | 1 | $2,810 | dollars as filed | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,000 | $2,289 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4 | $1,760 | dollars as filed | put |
| CROCS INC COM | 227046109 | Stock | 1 | $1,410 | dollars as filed | put |
| Apple Inc | 037833100 | COM | 1 | $840 | dollars as filed | put |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 22,090 | $683 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 1 | $465 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-23-000002 | this filing | 2023-04-25 | acceptance time not in the bulk data set |