13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-03, with 1,322 holding rows worth $8,477,453,429.
- Accession
- 0001080107-23-000001
- Filer
- CIK 1080107
- Filed
- 2023-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 1,322 entries on the cover page, a total value of $8,477,453,429 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,477,453,429 with VALUE read as dollars as filed, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIMEDX GROUP INC | 602496101 | COM | 121,400 | $337,372 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 4,957 | $336,184 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 10,070 | $335,944 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 12,300 | $335,421 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 18,900 | $333,963 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 26,813 | $333,559 | dollars as filed | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 14,166 | $333,184 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 36,500 | $331,146 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 17,358 | $330,496 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,428 | $329,635 | dollars as filed | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 11,000 | $329,120 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 1,620 | $328,763 | dollars as filed | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 4,196 | $328,631 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 6,680 | $328,589 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 7,096 | $328,474 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,459 | $325,630 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 6,588 | $323,885 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 43,600 | $323,512 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 1,000 | $323,200 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 13,558 | $322,816 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 2,876 | $321,824 | dollars as filed | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,825 | $321,700 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,832 | $320,804 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,655 | $320,732 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,404 | $315,899 | dollars as filed | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,125 | $315,000 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 9,200 | $314,456 | dollars as filed | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 4,600 | $313,214 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 1,446 | $312,295 | dollars as filed | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,566 | $312,154 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 11,017 | $310,354 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 10,693 | $310,311 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 777 | $309,679 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,251 | $308,579 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,697 | $307,432 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 41,673 | $304,213 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,376 | $303,983 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,476 | $303,392 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 7,361 | $301,847 | dollars as filed | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,800 | $301,568 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 12,858 | $300,491 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,826 | $300,377 | dollars as filed | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 11,124 | $298,811 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 13,485 | $295,996 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 2,283 | $295,831 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,387 | $295,584 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 10,458 | $295,439 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 38,046 | $295,237 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,554 | $295,049 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 21,180 | $294,619 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 7,784 | $293,612 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 38,400 | $293,376 | dollars as filed | |
| HAWKINS INC | 420261109 | COM | 7,600 | $293,360 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,811 | $292,669 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,864 | $291,620 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,057 | $290,764 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,881 | $290,586 | dollars as filed | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 17,241 | $290,458 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 22,668 | $290,379 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 35,651 | $289,130 | dollars as filed | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 9,155 | $289,115 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,291 | $289,033 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,422 | $288,005 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 6,794 | $287,590 | dollars as filed | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 14,109 | $287,558 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,162 | $286,186 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 3,348 | $285,685 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 18,796 | $285,511 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,630 | $284,521 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 23,200 | $284,432 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,525 | $284,112 | dollars as filed | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 5,955 | $283,961 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 1,951 | $283,890 | dollars as filed | |
| EPAM SYS INC COM | 29414B104 | Stock | 861 | $283,813 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 24,562 | $282,217 | dollars as filed | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,944 | $281,314 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,524 | $281,267 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 33,257 | $281,030 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,975 | $280,754 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,616 | $280,537 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,357 | $278,510 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,000 | $277,360 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,519 | $276,612 | dollars as filed | |
| CALIX INC | 13100M509 | COM | 4,037 | $276,252 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,575 | $275,844 | dollars as filed | |
| F N B CORP | 302520101 | COM | 21,130 | $275,755 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,697 | $275,453 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 8,350 | $273,903 | dollars as filed | |
| CHEGG INC | 163092109 | COM | 10,778 | $272,360 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,990 | $271,863 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,224 | $271,429 | dollars as filed | |
| ISHARES TR | 46436E544 | ESG SELECT SCREE | 8,167 | $271,297 | dollars as filed | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 21,258 | $271,252 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 2,506 | $270,347 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,050 | $270,261 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,204 | $270,097 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,609 | $269,234 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,126 | $269,045 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 11,068 | $267,956 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,610 | $267,809 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 789 | $265,214 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,336 | $263,464 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,763 | $263,308 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,745 | $262,650 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 5,000 | $262,557 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,690 | $262,534 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 581 | $262,391 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,389 | $262,101 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,887 | $260,623 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,127 | $259,116 | dollars as filed | |
| MOODYS CORP COM | 615369105 | Stock | 928 | $258,654 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 6,666 | $258,574 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 7,252 | $257,954 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,815 | $256,714 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,620 | $256,565 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 4,046 | $254,649 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,130 | $254,216 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 29,403 | $254,193 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 7,679 | $253,113 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,530 | $252,108 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,603 | $250,202 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 10,990 | $249,638 | dollars as filed | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,789 | $248,862 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,433 | $246,800 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 6,099 | $243,117 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 10,247 | $241,010 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,318 | $240,108 | dollars as filed | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,765 | $239,458 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 20,000 | $239,200 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,778 | $237,754 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,607 | $237,625 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,234 | $237,298 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 24,694 | $237,062 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,400 | $236,880 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,405 | $235,629 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,975 | $234,988 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,683 | $234,409 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 9,730 | $233,812 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 2,840 | $233,363 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 1,662 | $233,167 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 25,350 | $230,939 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 28,248 | $230,789 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 8,390 | $230,557 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 15,251 | $230,241 | dollars as filed | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,438 | $230,044 | dollars as filed | |
| PHOTRONICS INC | 719405102 | COM | 13,613 | $229,107 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,230 | $228,562 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,366 | $228,300 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 3,297 | $227,625 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 300 | $227,508 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 7,258 | $227,307 | dollars as filed | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,612 | $227,201 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 17,862 | $226,852 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,412 | $226,828 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 5,099 | $226,102 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,675 | $225,803 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,231 | $225,590 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,800 | $225,492 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,871 | $224,659 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,949 | $224,077 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 8,674 | $223,963 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,927 | $223,353 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,623 | $223,260 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,560 | $222,714 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 4,890 | $222,202 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,658 | $221,638 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 6,982 | $219,850 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,454 | $217,569 | dollars as filed | |
| S & T BANCORP INC COM | 783859101 | Stock | 6,312 | $215,744 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,238 | $214,917 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,435 | $214,748 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,977 | $213,808 | dollars as filed | |
| BANNER CORP | 06652V208 | COM NEW | 3,379 | $213,612 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 2,109 | $213,009 | dollars as filed | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 4,100 | $212,749 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,221 | $211,629 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20,066 | $210,492 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 720 | $208,980 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 2,078 | $208,737 | dollars as filed | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,001 | $208,644 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,764 | $207,875 | dollars as filed | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,267 | $207,567 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,172 | $207,505 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 5,004 | $206,239 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,860 | $205,800 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 22,464 | $204,872 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 7,929 | $204,568 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 1,008 | $203,818 | dollars as filed | |
| GEN DIGITAL INC COM | 668771108 | Stock | 9,500 | $203,585 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 4,135 | $203,029 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,611 | $202,896 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 15,361 | $201,537 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,853 | $201,011 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,754 | $200,767 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 13,376 | $196,761 | dollars as filed | |
| ICL GROUP LTD SHS | M53213100 | Stock | 26,867 | $196,398 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,875 | $194,574 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 17,595 | $193,193 | dollars as filed | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,348 | $192,254 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 105,000 | $192,150 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 32,823 | $192,015 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $189,587 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 16,611 | $185,877 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,646 | $185,870 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 80,345 | $185,597 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 11,568 | $184,056 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 10,146 | $182,638 | dollars as filed | |
| TANGER INC | 875465106 | COM | 10,036 | $180,052 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,584 | $177,191 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 11,775 | $175,919 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,005 | $175,832 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 180,000 | $174,488 | dollars as filed | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 16,088 | $172,794 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 16,650 | $172,494 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 29,384 | $168,375 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,858 | $166,990 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 29,398 | $166,687 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 18,616 | $166,613 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 120,000 | $163,200 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 11,159 | $162,266 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,158 | $158,778 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 10,877 | $156,085 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 11,125 | $154,304 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 170,000 | $151,385 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 160,000 | $150,400 | dollars as filed | principal |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 32,340 | $149,087 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 11,928 | $146,834 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 52,000 | $146,640 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 11,040 | $145,618 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,535 | $145,077 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 135,000 | $145,041 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 135,000 | $144,665 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 135,000 | $143,016 | dollars as filed | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 11,815 | $142,734 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 12,780 | $142,246 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,728 | $140,800 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,320 | $135,708 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 26,336 | $134,840 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 51,426 | $130,622 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 135,000 | $130,343 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 135,000 | $129,263 | dollars as filed | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 140,000 | $128,030 | dollars as filed | principal |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 20,555 | $127,759 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,916 | $126,916 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,000 | $126,900 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,059 | $125,255 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,405 | $121,739 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 33,341 | $120,698 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 10,808 | $119,753 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 63,906 | $118,865 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 14,628 | $116,731 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 13,900 | $116,482 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 120,000 | $111,420 | dollars as filed | principal |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 130,000 | $109,785 | dollars as filed | principal |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,878 | $107,616 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 130,000 | $107,172 | dollars as filed | principal |
| AMYRIS INC | 03236M200 | COM NEW | 69,833 | $106,844 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,000 | $105,700 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,630 | $103,927 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 11,799 | $102,769 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,335 | $101,236 | dollars as filed | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 155,808 | $99,717 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 110,000 | $99,344 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 100,000 | $98,900 | dollars as filed | principal |
| GABELLI UTIL TR | 36240A101 | COM | 13,098 | $98,369 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 100,000 | $97,100 | dollars as filed | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 18,412 | $93,351 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 17,294 | $90,275 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 120,000 | $87,600 | dollars as filed | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,522 | $85,018 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 100,000 | $84,404 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 100,000 | $82,690 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $82,125 | dollars as filed | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,073 | $81,976 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 14,000 | $81,760 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 100,000 | $80,650 | dollars as filed | principal |
| TripAdvisor Inc | 896945AD4 | CONV | 100,000 | $79,800 | dollars as filed | principal |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 10,100 | $78,780 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 75,000 | $78,045 | dollars as filed | principal |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 135,343 | $65,898 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 15,950 | $61,567 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 12,011 | $61,136 | dollars as filed | |
| ROYAL BK CDA COM | 780087102 | Stock | 31 | $53,400 | dollars as filed | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,994 | $51,326 | dollars as filed | |
| DILLARDS INC CL A | 254067101 | Stock | 12 | $50,910 | dollars as filed | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,707 | $44,490 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 32,810 | $37,075 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,450 | $35,426 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 28,525 | $34,515 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 10,130 | $33,429 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 10 | $30,500 | dollars as filed | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,334 | $29,809 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 16 | $29,120 | dollars as filed | put |
| ATYR PHARMA INC | 002120202 | COM NEW | 12,800 | $28,032 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 8 | $24,080 | dollars as filed | call |
| ELECTRA BATTERY MATERIALS CO | 28474P201 | COM | 13,667 | $22,687 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 18,000 | $20,880 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 11 | $20,790 | dollars as filed | put |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $19,926 | dollars as filed | principal |
| SNAP ON INC COM | 833034101 | Stock | 14 | $18,560 | dollars as filed | put |
| Microsoft Corp | 594918104 | COM | 5 | $18,275 | dollars as filed | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5 | $12,800 | dollars as filed | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $12,275 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 5 | $11,700 | dollars as filed | put |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 11,950 | $10,158 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 125,000 | $10,125 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2 | $6,980 | dollars as filed | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 59 | $6,967 | dollars as filed | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 66,500 | $6,850 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10 | $6,600 | dollars as filed | call |
| ETSY INC | 29786A106 | COM | 8 | $5,056 | dollars as filed | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4 | $4,480 | dollars as filed | put |
| Home Depot, Inc | 437076102 | COM | 4 | $4,220 | dollars as filed | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6 | $3,240 | dollars as filed | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,000 | $2,436 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1 | $2,230 | dollars as filed | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 10,500 | $1,473 | dollars as filed | |
| OBLONG INC | 674434105 | COM | 10,000 | $1,176 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 1 | $524 | dollars as filed | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2 | $396 | dollars as filed | call |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 40,000 | $40 | dollars as filed | |
| Intel Corp | 458140100 | COM | 5 | $5 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-23-000001 | this filing | 2023-02-03 | acceptance time not in the bulk data set |