13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 1,281 holding rows worth $9,179,132,000.
- Accession
- 0001080107-22-000002
- Filer
- CIK 1080107
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,281 entries on the cover page, a total value of $9,179,132,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,179,132,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,668 | $365,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 30,300 | $364,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,477 | $364,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,866 | $364,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,272 | $361,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 26,000 | $360,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,500 | $357,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,566 | $356,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 19,120 | $356,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 9,430 | $354,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 14,013 | $354,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,632 | $353,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 16,395 | $351,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 36,670 | $351,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,161 | $350,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,920 | $346,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,432 | $346,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,799 | $345,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 24,795 | $344,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 10,188 | $344,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,958 | $344,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 16,093 | $343,000 | thousands by filing date | |
| Vivid Seats Inc | 92854T100 | Common Stock | 31,000 | $343,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,843 | $342,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 30,108 | $342,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 6,041 | $341,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 4,851 | $341,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,398 | $340,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,137 | $339,000 | thousands by filing date | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 5,994 | $337,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,742 | $335,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,130 | $334,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,149 | $333,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,523 | $332,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,674 | $332,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 33,004 | $332,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,672 | $331,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,600 | $331,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,951 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 15,638 | $328,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,295 | $326,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,325 | $325,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,950 | $325,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 10,009 | $324,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 8,051 | $324,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,481 | $323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,922 | $323,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,609 | $322,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 19,829 | $321,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,115 | $320,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 12,347 | $317,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,291 | $317,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 16,765 | $317,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,098 | $316,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 10,432 | $316,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 21,561 | $315,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,983 | $315,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 9,053 | $315,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,012 | $314,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 10,830 | $312,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 9,460 | $312,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 6,176 | $310,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,274 | $309,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,396 | $308,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 12,236 | $307,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,302 | $305,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,667 | $304,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 6,058 | $304,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 6,585 | $304,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 69,758 | $304,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,146 | $303,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,975 | $302,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,697 | $302,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,273 | $300,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,349 | $300,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,250 | $299,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,438 | $296,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 20,528 | $296,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,714 | $296,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,351 | $294,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,467 | $293,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 17,535 | $293,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 615 | $291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,600 | $290,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,474 | $289,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 9,189 | $288,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,876 | $288,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,420 | $288,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 26,245 | $286,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,623 | $286,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 16,850 | $286,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,338 | $285,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,428 | $285,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,375 | $285,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,357 | $284,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,575 | $284,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,952 | $284,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,840 | $284,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,238 | $281,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,400 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,761 | $277,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,621 | $277,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,040 | $276,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,582 | $276,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,028 | $276,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 26,941 | $275,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,130 | $273,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 2,054 | $273,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,050 | $273,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 21,813 | $272,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,406 | $271,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,800 | $270,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 16,151 | $270,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,387 | $269,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,218 | $268,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,442 | $268,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,350 | $267,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,859 | $267,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 17,446 | $267,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,001 | $266,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 8,395 | $265,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,510 | $264,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 12,622 | $264,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,386 | $263,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,300 | $262,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,518 | $262,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,448 | $261,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,005 | $261,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 610 | $259,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,883 | $257,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,850 | $256,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,657 | $256,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 12,157 | $256,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 5,025 | $252,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,891 | $252,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,985 | $250,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,937 | $248,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,225 | $248,000 | thousands by filing date | |
| TIDAL TRUST I | 886364645 | SONICSHARES GBL | 7,146 | $247,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,739 | $241,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,924 | $241,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,468 | $240,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 48,000 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,560 | $239,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,746 | $238,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,058 | $238,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 41,920 | $238,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,006 | $237,000 | thousands by filing date | |
| RH | 74967X103 | COM | 725 | $236,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,200 | $235,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,097 | $234,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,106 | $232,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,639 | $232,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 20,972 | $232,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,918 | $231,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,125 | $231,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $231,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,583 | $230,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 24,908 | $230,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,034 | $230,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,305 | $230,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,847 | $229,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,188 | $227,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,499 | $227,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 3,666 | $227,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,024 | $227,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 8,761 | $227,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 3,406 | $226,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,140 | $225,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,118 | $223,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,590 | $222,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,702 | $221,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,940 | $219,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,091 | $219,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,255 | $218,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 9,319 | $217,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,999 | $217,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 635 | $215,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 947 | $215,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,905 | $215,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,582 | $215,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 7,200 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,380 | $215,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,000 | $214,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 9,758 | $214,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,544 | $214,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 10,701 | $213,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,411 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,177 | $212,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,434 | $211,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,950 | $210,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 6,077 | $210,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 7,200 | $210,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,331 | $209,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 6,609 | $208,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,419 | $208,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,159 | $208,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,014 | $207,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 86,000 | $207,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 937 | $205,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,800 | $205,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 18,167 | $205,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 7,068 | $205,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,116 | $204,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,529 | $203,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 17,598 | $203,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 6,908 | $203,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 11,939 | $201,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 7,910 | $201,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,579 | $200,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 4,362 | $200,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,133 | $200,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,745 | $192,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 10,013 | $190,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 17,300 | $190,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,171 | $181,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 170,000 | $179,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 24,715 | $177,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 11,775 | $175,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,813 | $173,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,400 | $173,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,238 | $170,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,894 | $169,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,509 | $167,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 150,000 | $164,000 | thousands by filing date | principal |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 125,000 | $163,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,712 | $160,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 160,000 | $159,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 155,000 | $159,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,673 | $158,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 127,500 | $158,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 36,670 | $157,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 10,994 | $156,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 170,000 | $155,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 125,000 | $155,000 | thousands by filing date | principal |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,020 | $155,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 130,000 | $155,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,028 | $152,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,895 | $150,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,215 | $149,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,655 | $149,000 | thousands by filing date | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 170,000 | $144,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 150,000 | $144,000 | thousands by filing date | principal |
| ALECTOR INC | 014442107 | COMMON STOCK | 10,000 | $143,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 11,550 | $139,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,051 | $135,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 25,300 | $134,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 15,000 | $130,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 21,518 | $130,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,459 | $127,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 110,000 | $122,000 | thousands by filing date | principal |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,213 | $121,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 100,000 | $119,000 | thousands by filing date | principal |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,240 | $114,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 100,000 | $110,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 65,000 | $105,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,450 | $102,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,073 | $91,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $90,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 55,310 | $89,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 135,343 | $87,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 14,527 | $80,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,163 | $73,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 60,000 | $69,000 | thousands by filing date | principal |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 33,714 | $63,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 52,500 | $60,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 10,636 | $59,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 24,237 | $54,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,065 | $51,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,000 | $43,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 16,800 | $42,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,975 | $37,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $27,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13,500 | $24,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,000 | $24,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $21,000 | thousands by filing date | principal |
| QUANERGY SYSTEMS INC | 74764U112 | *W EXP 02/01/202 | 80,000 | $20,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $18,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| OBLONG INC | 674434105 | COM | 10,000 | $7,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,500 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-22-000002 | this filing | 2022-05-12 | acceptance time not in the bulk data set |