13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-01-31, with 1,264 holding rows worth $9,382,998,000.
- Accession
- 0001080107-22-000001
- Filer
- CIK 1080107
- Filed
- 2022-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,264 entries on the cover page, a total value of $9,382,998,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,382,998,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,600 | $352,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,025 | $350,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,345 | $349,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 9,172 | $349,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,499 | $348,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,958 | $347,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 2,054 | $345,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 39,515 | $345,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 15,495 | $345,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 17,053 | $344,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 21,198 | $341,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,741 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,324 | $337,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,518 | $335,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 2,802 | $335,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,274 | $334,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,591 | $333,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,861 | $332,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,697 | $332,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,600 | $332,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,815 | $331,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,672 | $330,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 7,600 | $330,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,993 | $329,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,638 | $328,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 14,714 | $327,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,086 | $326,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 20,411 | $326,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 219 | $326,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 17,152 | $326,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,937 | $323,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,262 | $323,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 48,000 | $323,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,728 | $317,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,609 | $316,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 473 | $316,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,578 | $315,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 12,228 | $315,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 498 | $314,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 11,900 | $313,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,432 | $313,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,599 | $312,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,383 | $312,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,366 | $311,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,125 | $311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,689 | $310,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 17,140 | $310,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 67,763 | $308,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 9,570 | $308,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,215 | $307,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,048 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,887 | $307,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 992 | $306,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,975 | $303,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,502 | $302,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 26,941 | $301,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,696 | $300,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,620 | $300,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,675 | $299,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 30,461 | $298,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 6,405 | $295,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 24,706 | $295,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 6,220 | $293,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 660 | $292,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 9,406 | $291,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 6,275 | $290,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 138 | $289,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,097 | $289,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 6,446 | $288,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,582 | $288,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,729 | $286,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 5,100 | $285,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,398 | $284,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 4,654 | $282,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,802 | $281,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,387 | $280,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 9,168 | $280,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,027 | $273,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,239 | $272,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,950 | $272,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,969 | $272,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,233 | $271,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,840 | $271,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,652 | $270,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,205 | $270,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,525 | $270,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,182 | $268,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 615 | $268,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 9,946 | $268,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 683 | $267,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24,885 | $267,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,291 | $267,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,639 | $264,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,526 | $264,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 21,802 | $264,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 48,724 | $264,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,560 | $262,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,419 | $261,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,588 | $260,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,410 | $259,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 7,666 | $257,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 798 | $256,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,118 | $256,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,004 | $256,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,322 | $255,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,851 | $255,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,010 | $254,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 5,700 | $253,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 33,127 | $251,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,070 | $250,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,622 | $250,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,050 | $250,000 | thousands by filing date | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 11,750 | $250,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 300 | $249,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 127,500 | $249,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,683 | $247,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,392 | $247,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 3,727 | $246,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 4,058 | $246,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,074 | $245,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 104,000 | $245,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,087 | $243,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,392 | $243,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,209 | $243,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 589 | $243,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,624 | $243,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 18,333 | $243,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,507 | $241,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,600 | $241,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,352 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 6,050 | $241,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,063 | $240,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,634 | $240,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,824 | $238,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 7,969 | $237,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,374 | $237,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,710 | $234,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,829 | $234,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 4,672 | $234,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,192 | $233,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 10,656 | $233,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,253 | $232,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,845 | $232,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,150 | $231,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,400 | $231,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 5,053 | $229,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 18,800 | $229,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 5,000 | $228,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 7,060 | $228,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,607 | $226,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 7,119 | $226,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 14,342 | $226,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,401 | $226,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 12,394 | $225,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 12,293 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,758 | $224,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 770 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,942 | $223,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 10,196 | $223,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 37,682 | $222,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,078 | $221,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,305 | $221,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 8,086 | $220,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 86,000 | $219,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,741 | $219,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,030 | $219,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,388 | $217,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,590 | $217,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,343 | $216,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,151 | $215,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,264 | $214,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,492 | $214,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 4,629 | $213,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,715 | $213,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 19,919 | $213,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 4,594 | $211,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,950 | $210,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,370 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 3,380 | $209,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,378 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,045 | $207,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,000 | $207,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 10,000 | $207,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 418 | $206,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,921 | $206,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,783 | $206,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,183 | $206,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 752 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,062 | $205,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,094 | $205,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 16,330 | $205,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,848 | $204,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,556 | $204,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 800 | $204,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 900 | $204,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,520 | $203,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,527 | $203,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 25,922 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 5,014 | $202,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 850 | $200,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,738 | $200,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,449 | $194,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 10,000 | $183,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 19,442 | $182,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,215 | $182,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 10,994 | $182,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,644 | $178,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,613 | $173,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,894 | $173,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,267 | $171,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 170,000 | $169,000 | thousands by filing date | principal |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,137 | $168,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,579 | $168,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,655 | $165,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 16,182 | $164,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 150,000 | $163,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 14,957 | $159,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,500 | $158,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 20,000 | $157,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,455 | $157,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 160,000 | $155,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 150,000 | $155,000 | thousands by filing date | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 130,000 | $152,000 | thousands by filing date | principal |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 15,595 | $146,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 150,000 | $143,000 | thousands by filing date | principal |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 11,000 | $142,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 125,000 | $139,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 10,256 | $129,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,367 | $127,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 15,772 | $126,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 75,000 | $119,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 110,000 | $118,000 | thousands by filing date | principal |
| GUESS INC | 401617AD7 | BOND | 100,000 | $117,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 55,310 | $114,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,073 | $113,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 100,000 | $111,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 23,047 | $107,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,591 | $105,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 17,518 | $105,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 11,639 | $102,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 100,000 | $102,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,450 | $90,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 100,000 | $90,000 | thousands by filing date | principal |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,000 | $79,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 25,300 | $78,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 10,100 | $74,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 60,000 | $70,000 | thousands by filing date | principal |
| ARTS WAY MFG INC | 043168103 | COM | 19,527 | $69,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 57,500 | $55,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,000 | $52,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,954 | $49,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 19,563 | $47,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 13,500 | $44,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,000 | $43,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 16,800 | $43,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 19,643 | $36,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $28,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 20,000 | $22,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $20,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 13,000 | $13,000 | thousands by filing date | principal |
| OBLONG INC | 674434105 | COM | 10,000 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,500 | $8,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,320 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-22-000001 | this filing | 2022-01-31 | acceptance time not in the bulk data set |