13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-10, with 1,018 holding rows worth $6,542,170,000.
- Accession
- 0001080107-21-000002
- Filer
- CIK 1080107
- Filed
- 2021-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,018 entries on the cover page, a total value of $6,542,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,542,170,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,500 | $89,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,566 | $86,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 70,000 | $74,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,938 | $73,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 23,047 | $69,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 60,000 | $68,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 70,000 | $67,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,641 | $65,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 50,000 | $56,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,097 | $44,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 48,000 | $44,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 21,717 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 198,569 | $24,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 13,500 | $17,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 16,000 | $17,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 13,000 | $13,000 | thousands by filing date | principal |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 17,821 | $12,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-21-000002 | this filing | 2021-02-10 | acceptance time not in the bulk data set |