13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,031 holding rows worth $6,187,339,000.
- Accession
- 0001080107-20-000001
- Filer
- CIK 1080107
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,031 entries on the cover page, a total value of $6,187,339,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,187,339,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GROUPON INC | 399473107 | COMMON STOCK | 13,500 | $32,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,500 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 20,000 | $28,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 40,500 | $9,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 10,000 | $4,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 157,000 | $2,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 100,000 | $1,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 120,000 | $1,000 | thousands by filing date | principal |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 120,000 | $1,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 110,000 | $1,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 115,000 | $1,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 120,000 | $1,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 140,000 | $1,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 115,000 | $1,000 | thousands by filing date | principal |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 100,000 | $1,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 125,000 | $1,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 120,000 | $1,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 120,000 | $1,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 120,000 | $1,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC 0 09/26/2023 | 06741J7V5 | Corp Bond | 110,000 | $1,000 | thousands by filing date | principal |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 50,000 | $1,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 100,000 | $1,000 | thousands by filing date | principal |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 60,000 | $1,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 50,000 | $1,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 60,000 | $1,000 | thousands by filing date | principal |
| COWEN GROUP INC | 223622AE1 | BOND | 50,000 | $1,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 120,000 | $1,000 | thousands by filing date | principal |
| NEM | 06739FJQ5 | 0.00% 10/30/2023 | 110,000 | $1,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-20-000001 | this filing | 2020-02-14 | acceptance time not in the bulk data set |