13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-02, with 1,118 holding rows worth $5,101,585,000.
- Accession
- 0001080107-18-000004
- Filer
- CIK 1080107
- Filed
- 2018-08-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,118 entries on the cover page, a total value of $5,101,585,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,101,585,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WIX COM LTD SHS | M98068105 | Stock | 2,182 | $219,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,745 | $219,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,940 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,980 | $218,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,728 | $218,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,863 | $218,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,063 | $218,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 4,115 | $217,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,150 | $217,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,310 | $216,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 5,340 | $216,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,131 | $216,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 8,417 | $215,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 63,500 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,000 | $214,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,070 | $213,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 3,495 | $213,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,810 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 7,190 | $213,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,435 | $213,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 3,880 | $213,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 33,013 | $212,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 16,080 | $211,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 19,326 | $211,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6,677 | $210,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 6,694 | $210,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,650 | $206,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 10,946 | $206,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,410 | $203,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,888 | $203,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,072 | $202,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,441 | $202,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,290 | $202,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,767 | $201,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,508 | $201,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 19,300 | $201,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 47,938 | $199,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,000 | $197,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 26,400 | $192,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,174 | $189,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,100 | $181,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,856 | $179,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,928 | $176,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 45,000 | $167,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,085 | $167,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 16,112 | $165,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,886 | $161,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,048 | $157,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 11,391 | $156,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,767 | $154,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 11,974 | $153,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,620 | $152,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,605 | $148,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 147,000 | $147,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 150,000 | $146,000 | thousands by filing date | principal |
| QUINSTREET INC | 74874Q100 | COM | 11,314 | $144,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 70,000 | $142,000 | thousands by filing date | principal |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 31,915 | $138,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,800 | $137,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 15,755 | $133,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 100,000 | $132,000 | thousands by filing date | principal |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 130,000 | $131,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 12,150 | $130,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 140,000 | $127,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 100,000 | $125,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 125,000 | $125,000 | thousands by filing date | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,000 | $123,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 120,000 | $120,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 120,000 | $119,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 120,000 | $119,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 120,000 | $119,000 | thousands by filing date | principal |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,550 | $117,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,500 | $117,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 120,000 | $117,000 | thousands by filing date | principal |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 110,000 | $117,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 120,000 | $116,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 120,000 | $115,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 120,000 | $115,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 100,000 | $114,000 | thousands by filing date | principal |
| FORTERRA INC | 34960W106 | COM | 11,500 | $112,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 110,000 | $111,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,854 | $106,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 17,792 | $106,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 76,500 | $105,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 100,000 | $100,000 | thousands by filing date | principal |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 90,000 | $100,000 | thousands by filing date | principal |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 100,000 | $99,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 20,389 | $91,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,012 | $90,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,000 | $90,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 10,000 | $88,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 10,000 | $88,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 64,550 | $86,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,178 | $86,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 120,000 | $84,000 | thousands by filing date | principal |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 15,000 | $83,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,652 | $81,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,129 | $80,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 80,000 | $78,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 77,000 | $78,000 | thousands by filing date | principal |
| FANG HOLDING-ADR | 30711Y102 | ADR | 18,487 | $72,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 57,342 | $65,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $63,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 45,000 | $62,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 75,000 | $57,000 | thousands by filing date | principal |
| BALLANTYNE STRONG INC | 058516105 | COM | 10,510 | $51,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,506 | $48,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 25,000 | $48,000 | thousands by filing date | principal |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,000 | $37,000 | thousands by filing date | |
| Link Motion Inc | 53577L105 | COM | 27,000 | $31,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 19,000 | $28,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 10,000 | $17,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 15,000 | $15,000 | thousands by filing date | principal |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 10,587 | $14,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 25,071 | $9,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-18-000004 | this filing | 2018-08-02 | acceptance time not in the bulk data set |