13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 2,397 holding rows worth $4,427,678,000 by the sum of the rows.
- Accession
- 0001080107-17-000004
- Filer
- CIK 1080107
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,397 entries on the cover page, a total value of $442,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,427,678,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $442,767,000, 90% less than the sum of the rows, $4,427,678,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHEIN HENRY INC | 806407102 | COM | 304 | $55,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 959 | $55,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,311 | $55,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,726 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,218 | $55,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,510 | $54,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,104 | $54,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 685 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,377 | $54,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,904 | $54,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,000 | $54,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 844 | $53,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 397 | $53,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,089 | $53,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,434 | $53,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 834 | $53,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3,000 | $53,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 1,005 | $53,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 8,423 | $53,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 4,897 | $53,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,755 | $53,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 475 | $52,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,358 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,582 | $52,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 422 | $51,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 105 | $51,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 600 | $51,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,449 | $51,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 4,977 | $51,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,350 | $51,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 3,700 | $51,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 745 | $50,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,570 | $50,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 4,700 | $50,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,188 | $50,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,800 | $50,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 15,500 | $50,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 12,700 | $50,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,846 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,495 | $49,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,120 | $49,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 700 | $49,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 2,500 | $49,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 463 | $48,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,916 | $48,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 600 | $48,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,132 | $48,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,593 | $48,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,730 | $48,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,000 | $48,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,047 | $48,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 1,500 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 4,200 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 3,150 | $47,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 47,000 | $47,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,200 | $46,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 860 | $46,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,200 | $46,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,358 | $46,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,102 | $46,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,558 | $46,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 45,000 | $46,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,700 | $45,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 8,500 | $45,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 45,000 | $45,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,310 | $44,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,700 | $44,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,731 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 780 | $44,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,677 | $44,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 956 | $44,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,000 | $44,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 317 | $44,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 169 | $43,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 595 | $43,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 975 | $43,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 543 | $43,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,102 | $43,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,492 | $43,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,111 | $43,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,000 | $43,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 1,400 | $43,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 4,367 | $43,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 255 | $43,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,530 | $43,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 1,800 | $43,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 930 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 840 | $42,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,146 | $42,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 298 | $42,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 300 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 728 | $42,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,847 | $42,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,850 | $42,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,078 | $41,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 937 | $41,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,000 | $41,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,055 | $41,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 633 | $41,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 6,207 | $41,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 640 | $40,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,265 | $40,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,200 | $40,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,723 | $40,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 251 | $40,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 3,600 | $40,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 4,000 | $40,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,698 | $39,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,025 | $39,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,139 | $39,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,785 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,424 | $39,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 840 | $39,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 524 | $39,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,525 | $39,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,068 | $38,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 400 | $38,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 775 | $38,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,400 | $38,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,500 | $38,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,800 | $38,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 2,500 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 450 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,000 | $38,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 3,397 | $38,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,223 | $37,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,100 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 937 | $37,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 750 | $37,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,193 | $37,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 424 | $37,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 750 | $37,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,565 | $37,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 1,900 | $37,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 700 | $36,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 569 | $36,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 426 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,175 | $36,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,439 | $36,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,800 | $36,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,691 | $36,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,500 | $36,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 300 | $36,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,227 | $36,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,000 | $36,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,000 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,500 | $36,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $35,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 631 | $35,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,850 | $35,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 788 | $35,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 349 | $35,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,275 | $35,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,000 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 940 | $35,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $35,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,916 | $35,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,099 | $35,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,257 | $34,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 1,000 | $34,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,236 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 500 | $34,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $34,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 240 | $34,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,000 | $34,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,200 | $34,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 5,213 | $34,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 398 | $33,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 301 | $33,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,662 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $33,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,448 | $33,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,021 | $33,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,500 | $33,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 795 | $33,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 800 | $32,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,125 | $32,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,368 | $32,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 840 | $32,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,402 | $32,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 300 | $32,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 677 | $32,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,470 | $32,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,243 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 657 | $32,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,620 | $32,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 375 | $31,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,020 | $31,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 907 | $31,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,500 | $31,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,500 | $31,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 432 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,900 | $31,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,121 | $31,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,350 | $31,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,200 | $31,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,000 | $31,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,301 | $31,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,166 | $31,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 600 | $30,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 752 | $30,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,307 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,323 | $30,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 850 | $30,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,800 | $30,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,600 | $30,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 880 | $30,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,610 | $30,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,208 | $30,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,185 | $30,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 1,100 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,796 | $30,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 753 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 955 | $29,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 124 | $29,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 500 | $29,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,100 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 800 | $29,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,969 | $29,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 235 | $28,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,632 | $28,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $28,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 460 | $28,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,659 | $28,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,470 | $28,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,000 | $28,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 375 | $27,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 648 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 665 | $27,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,248 | $27,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 500 | $27,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 5,000 | $27,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 816 | $27,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,400 | $27,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,050 | $27,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 2,313 | $27,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 466 | $27,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,373 | $27,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 500 | $26,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 290 | $26,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,059 | $26,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,501 | $26,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 600 | $26,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 601 | $26,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $26,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 920 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 255 | $26,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 642 | $26,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,432 | $26,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,300 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 840 | $25,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 745 | $25,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,200 | $25,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,800 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,945 | $25,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 545 | $25,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 235 | $25,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,400 | $25,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $25,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,477 | $25,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 4,000 | $25,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 900 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,500 | $25,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,250 | $25,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $25,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,000 | $25,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 25,000 | $25,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 620 | $24,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,668 | $24,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,900 | $24,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,642 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 2,100 | $24,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,846 | $24,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 815 | $24,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,924 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 900 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 587 | $24,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 500 | $23,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $23,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 500 | $23,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,187 | $23,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3,757 | $23,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 626 | $23,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $23,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 350 | $23,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 775 | $23,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 433 | $23,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 125 | $22,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 200 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 462 | $22,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 2,174 | $22,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 645 | $22,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,640 | $22,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 289 | $22,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $22,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 250 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 506 | $22,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,120 | $22,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 2,300 | $22,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,950 | $22,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 306 | $22,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,624 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 360 | $22,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 294 | $22,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 1,875 | $22,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 800 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 900 | $22,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 203 | $21,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,928 | $21,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 297 | $21,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 658 | $21,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,260 | $21,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 250 | $21,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,563 | $21,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,455 | $21,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,500 | $21,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 425 | $20,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 460 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,000 | $20,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 535 | $20,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 230 | $20,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 600 | $20,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 333 | $20,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,094 | $20,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 8,100 | $20,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 800 | $20,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 2,340 | $20,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 801 | $20,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 14,000 | $20,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,272 | $19,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 680 | $19,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 100 | $19,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 385 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 500 | $19,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,138 | $19,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,614 | $19,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 550 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,300 | $19,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,000 | $19,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,300 | $19,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,178 | $19,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,700 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 911 | $19,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 480 | $19,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 800 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 395 | $18,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,125 | $18,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 285 | $18,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 337 | $18,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 955 | $18,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,200 | $18,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 450 | $18,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,700 | $18,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 622 | $18,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 360 | $17,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 630 | $17,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 400 | $17,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $17,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $17,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 908 | $17,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $17,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,900 | $17,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 466 | $17,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 700 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 910 | $17,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 235 | $16,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,940 | $16,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 749 | $16,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,050 | $16,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 265 | $16,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 400 | $16,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 200 | $16,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,202 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 508 | $16,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,000 | $16,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 623 | $16,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 650 | $16,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 800 | $16,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 95 | $16,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 752 | $16,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 365 | $16,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,500 | $16,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,205 | $16,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 583 | $16,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 235 | $16,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $16,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,566 | $16,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,000 | $16,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,661 | $16,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 712 | $16,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,525 | $16,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 400 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 298 | $15,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 400 | $15,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 100 | $15,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 700 | $15,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 600 | $15,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,475 | $15,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,050 | $15,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 500 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 415 | $15,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,520 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 432 | $15,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 953 | $15,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 420 | $15,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $15,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 319 | $15,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 293 | $15,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 862 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 355 | $15,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 275 | $15,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 600 | $15,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 315 | $15,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 510 | $15,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,000 | $15,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,440 | $15,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,152 | $15,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 300 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 107 | $14,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 304 | $14,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $14,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,313 | $14,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,100 | $14,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 962 | $14,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 920 | $14,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,500 | $14,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 131 | $14,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,158 | $14,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,950 | $14,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 479 | $14,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 553 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,894 | $14,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 400 | $14,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 300 | $14,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $14,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,766 | $14,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $14,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 244 | $14,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 200 | $14,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 500 | $14,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 3,833 | $14,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 106 | $13,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 700 | $13,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 300 | $13,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 155 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 625 | $13,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 750 | $13,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,719 | $13,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 293 | $13,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 900 | $13,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,800 | $13,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,025 | $13,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $13,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 156 | $13,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,000 | $13,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 235 | $13,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 700 | $13,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 590 | $13,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 400 | $13,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 499 | $13,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 525 | $13,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 200 | $12,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 140 | $12,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 324 | $12,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 800 | $12,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 59 | $12,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 400 | $12,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 338 | $12,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 731 | $12,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 250 | $12,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 889 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,100 | $12,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 700 | $12,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 361 | $12,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 450 | $12,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 836 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $12,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 185 | $12,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 336 | $12,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 800 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 400 | $12,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 500 | $12,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 312 | $12,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 337 | $12,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,929 | $12,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 200 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 500 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 300 | $12,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 8,016 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 1,000 | $12,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 500 | $12,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 700 | $12,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 16,500 | $12,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 1,000 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-17-000004 | this filing | 2017-08-11 | acceptance time not in the bulk data set |