13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 2,369 holding rows worth $4,123,471,000.
- Accession
- 0001080107-17-000003
- Filer
- CIK 1080107
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 2,369 entries on the cover page, a total value of $4,123,471,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,123,471,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANKWELL FINL GROUP INC | 06654A103 | COM | 348 | $11,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $11,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 221 | $11,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $11,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,300 | $11,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $11,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3,284 | $11,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 525 | $11,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 641 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $11,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,000 | $11,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 700 | $11,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 20,000 | $11,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 115 | $10,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50 | $10,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 117 | $10,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 204 | $10,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 200 | $10,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 59 | $10,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 790 | $10,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 457 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 200 | $10,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 194 | $10,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 475 | $10,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 700 | $10,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 237 | $10,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 300 | $10,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,018 | $10,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,300 | $10,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 300 | $10,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,000 | $10,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,300 | $10,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,000 | $10,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 610 | $10,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,538 | $10,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,136 | $10,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 207 | $10,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $10,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 500 | $10,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 684 | $10,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10,000 | $10,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 632 | $10,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 1,000 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,550 | $9,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 247 | $9,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 76 | $9,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 727 | $9,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 300 | $9,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 354 | $9,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 290 | $9,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 227 | $9,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 177 | $9,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 519 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $9,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 980 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 590 | $9,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 270 | $9,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 418 | $9,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 286 | $9,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 448 | $9,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 250 | $9,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 4,000 | $9,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 400 | $9,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 232 | $9,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 188 | $9,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 215 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 300 | $9,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 368 | $9,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,390 | $9,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 800 | $8,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 303 | $8,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 41 | $8,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 600 | $8,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 200 | $8,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 55 | $8,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 122 | $8,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 300 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 227 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $8,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 270 | $8,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 156 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 160 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $8,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 373 | $8,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 678 | $8,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,281 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 957 | $8,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5,000 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 338 | $8,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,053 | $8,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 373 | $8,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 400 | $8,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 370 | $8,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 306 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,755 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 394 | $8,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 500 | $8,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 926 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,300 | $7,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 98 | $7,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 43 | $7,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 140 | $7,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 204 | $7,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 238 | $7,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 206 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,500 | $7,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 576 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 600 | $7,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 200 | $7,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 74 | $7,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 200 | $7,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 154 | $7,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 141 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 400 | $7,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $7,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,000 | $7,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 2,000 | $7,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 329 | $6,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 236 | $6,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 200 | $6,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 206 | $6,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 300 | $6,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 150 | $6,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 100 | $6,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 196 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 44 | $6,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 222 | $6,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,011 | $6,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 76 | $6,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 600 | $6,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 200 | $6,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 111 | $6,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 100 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 200 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,000 | $6,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 150 | $6,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 134 | $6,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 180 | $6,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 192 | $6,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 725 | $6,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 250 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,000 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 170 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,050 | $6,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 7,650 | $6,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 400 | $6,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $6,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 140 | $6,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 580 | $6,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 500 | $6,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 290 | $5,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 103 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 200 | $5,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 75 | $5,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 140 | $5,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 150 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,000 | $5,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 240 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 85 | $5,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 275 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 280 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 200 | $5,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 38 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 200 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 800 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 42 | $5,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100 | $5,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 100 | $5,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $5,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $5,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 600 | $5,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 100 | $5,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,000 | $5,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 300 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 99 | $5,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 368 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 500 | $5,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 350 | $5,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 250 | $5,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 1,698 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 200 | $5,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 2,089 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 55 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,300 | $4,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 500 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 190 | $4,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 79 | $4,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 116 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 100 | $4,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 125 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 819 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 278 | $4,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 165 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 63 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 480 | $4,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 166 | $4,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 650 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 150 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 198 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 212 | $4,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 300 | $4,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,200 | $4,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,954 | $4,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,600 | $4,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,000 | $4,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 3,073 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 212 | $4,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 155 | $4,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 300 | $4,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 700 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 65 | $3,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 40 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 33 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 300 | $3,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 31 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 95 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 100 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64 | $3,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 50 | $3,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 193 | $3,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 720 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 131 | $3,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 500 | $3,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 96 | $3,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 200 | $3,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 66 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 83 | $3,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 500 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 539 | $3,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 240 | $3,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 215 | $3,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 104 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 180 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 300 | $3,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 2,600 | $3,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 2,000 | $3,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 7,500 | $3,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 19 | $2,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 5 | $2,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 156 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 100 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 110 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 300 | $2,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 20 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 80 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 145 | $2,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 415 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 429 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 50 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 125 | $2,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 125 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 639 | $2,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 294 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,700 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 105 | $2,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 102 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,080 | $2,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 100 | $2,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 2,500 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 3,200 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 470 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,886 | $2,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1,000 | $2,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50 | $1,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 6 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 100 | $1,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 140 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 475 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 105 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 25 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 100 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 70 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 120 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 47 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 106 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 278 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 125 | $1,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $1,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 31 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 566 | $1,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 25 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,000 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $1,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,000 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782U304 | COM NEW | 597 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 700 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B357 | S&P INTL DEV HIG | 72 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AECOM COM | 00766T100 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 340 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 928 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVAR INC | 91336L107 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 345 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TAX INC | 53128T102 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTNT | 98420P100 | Common | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-17-000003 | this filing | 2017-05-12 | acceptance time not in the bulk data set |