13F-HR/A filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR/A for the quarter ended 2016-09-30, filed 2016-11-18, with 2,427 holding rows worth $4,018,649,000.
- Accession
- 0001080107-16-000042
- Filer
- CIK 1080107
- Filed
- 2016-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, amendment of type restatement, 5,154 entries on the cover page, a total value of $4,018,649,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,018,649,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAnchor Capital Advisors
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerDavis Selected Advisers, L.P.
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerEmerald Advisers Inc
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerLazard Asset Management
- reports for this filerLegg Mason
- reports for this filerLegg Mason Private Portfolio Group, LLC
- reports for this filerLesa Sroufe & Co.
- reports for this filerLockwood AdvisorFlex Portfolios
- reports for this filerLockwood Asset Allocation Portfolio
- reports for this filerLockwood Investment Strategies
- reports for this filerLord, Abbett & Co.,LLC
- reports for this filerMarshfield Associates Inc
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNWQ Investment Management Co., LLC
- reports for this filerNYLIM - Mackay Shields LLC
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOak Ridge Investments, LLC
- reports for this filerOcean Park
- reports for this filerPMC
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhard Partners, Inc.
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerTrillium Asset Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWHV Investment Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners, Inc.
- reports for this fileriSectors Post
- included managerAlta Capital Management 028-05199
- included managerAnchor Capital Advisors
- included managerAshfield Capital Partners LLC
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD. A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerDavis Selected Advisers, L.P.
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerEmerald Advisers Inc
- included managerEstabrook Capital Management 028-01283
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLazard Asset Management
- included managerLegg Mason
- included managerLegg Mason Private Portfolio Group, LLC
- included managerLesa Sroufe & Co.
- included managerLockwood AdvisorFlex Portfolios.
- included managerLockwood Asset Allocation Portfolio
- included managerLockwood Investment Strategies
- included managerLord, Abbett & Co., LLC
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNWQ Investment Management Co., LLC
- included managerNYLIM - Mackay Shields LLC
- included managerOak Ridge Investments 028-06668
- included managerOak Ridge Investments, LLC
- included managerOcean Park
- included managerPMC
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerTrillium Asset Management
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWHV Investment Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
- included manageriSectors Post
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FERROGLOBE PLC | G33856108 | SHS | 19,204 | $172,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 9,731 | $171,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,340 | $171,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 5,590 | $171,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 185,000 | $171,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 127,000 | $171,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,350 | $170,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,575 | $170,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 8,975 | $170,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 150,000 | $170,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 182,000 | $170,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 6,853 | $169,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,995 | $169,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 12,919 | $169,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,339 | $168,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,047 | $168,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,182 | $167,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,546 | $166,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,622 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,031 | $165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,050 | $165,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,775 | $165,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 140,000 | $165,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,069 | $164,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 17,700 | $164,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 78,850 | $164,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,318 | $164,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 1,850 | $164,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 8,700 | $164,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,334 | $163,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,942 | $162,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,659 | $161,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,115 | $161,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,878 | $161,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 6,742 | $161,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,805 | $161,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,239 | $161,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 150,000 | $161,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,055 | $160,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,725 | $160,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 2,766 | $159,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 4,308 | $158,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 6,280 | $158,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 150,000 | $158,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,570 | $157,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,949 | $157,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 4,660 | $157,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 4,784 | $157,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,717 | $156,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 948 | $156,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 858 | $155,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,397 | $155,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5,000 | $155,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 160,000 | $155,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,088 | $154,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,426 | $153,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,229 | $153,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,360 | $153,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 15,869 | $153,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,018 | $152,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,808 | $152,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 160,000 | $152,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 125,000 | $152,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 2,417 | $151,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,060 | $151,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 10,623 | $151,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,316 | $150,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,040 | $150,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 7,604 | $150,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,951 | $150,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,422 | $149,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,867 | $149,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 82,465 | $149,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 5,200 | $147,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,079 | $147,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 5,026 | $147,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 4,708 | $147,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 5,824 | $147,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,387 | $147,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 156,000 | $147,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,400 | $146,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,637 | $146,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 5,980 | $146,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,498 | $146,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 150,000 | $146,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 150,000 | $146,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,754 | $145,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,909 | $145,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,000 | $145,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 4,350 | $145,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 2,447 | $144,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 150,000 | $144,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 150,000 | $144,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 8,380 | $144,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,887 | $143,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,278 | $143,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,868 | $141,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 17,425 | $141,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 5,500 | $141,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 150,000 | $141,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 140,000 | $140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,105 | $139,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,592 | $139,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,000 | $138,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,555 | $138,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,280 | $138,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,389 | $138,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 6,285 | $138,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,361 | $138,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,250 | $137,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 11,668 | $137,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,078 | $137,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,699 | $136,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,900 | $136,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,384 | $136,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 140,000 | $135,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 125,000 | $135,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 68,500 | $134,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,092 | $134,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 8,686 | $134,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,425 | $134,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,530 | $134,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,242 | $134,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 780 | $133,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 829 | $133,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,563 | $133,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 130,000 | $133,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,122 | $132,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 5,249 | $132,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,033 | $132,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 150,000 | $132,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 1,812 | $131,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 7,787 | $131,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,940 | $130,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 3,144 | $130,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 5,575 | $130,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 20,600 | $130,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,225 | $128,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,551 | $128,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,639 | $128,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,080 | $128,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 4,600 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,136 | $126,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 30,000 | $126,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,556 | $125,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 3,071 | $125,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 2,682 | $125,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 5,250 | $125,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 42,000 | $125,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 942 | $124,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,825 | $124,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 8,500 | $124,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2,920 | $124,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,785 | $123,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 894 | $123,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 120,000 | $122,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,150 | $121,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,586 | $121,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,050 | $121,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,230 | $121,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,417 | $121,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,067 | $121,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,401 | $121,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,049 | $121,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 8,888 | $120,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,077 | $119,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,113 | $119,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,853 | $119,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 8,392 | $119,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 841 | $118,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,320 | $117,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,601 | $117,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $117,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,984 | $117,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 12,612 | $116,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,286 | $115,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 572 | $115,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 4,500 | $115,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,731 | $114,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 4,720 | $114,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 15,226 | $114,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4,536 | $114,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,614 | $114,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,019 | $114,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,527 | $113,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 100,000 | $113,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,828 | $112,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,125 | $112,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,550 | $112,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 6,631 | $112,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,526 | $111,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,197 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,305 | $111,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 616 | $110,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,239 | $110,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 5,760 | $110,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,418 | $110,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 90,000 | $110,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,641 | $110,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 3,853 | $110,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,655 | $109,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,790 | $109,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 8,100 | $109,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,600 | $109,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 100,000 | $109,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,212 | $108,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 954 | $107,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 4,259 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,440 | $107,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 1,622 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,573 | $107,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,742 | $107,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 450 | $107,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,167 | $106,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,910 | $106,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,707 | $105,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 4,000 | $105,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 4,000 | $105,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,550 | $104,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,800 | $104,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,399 | $104,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,586 | $103,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,750 | $103,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,765 | $102,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,713 | $101,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 7,626 | $101,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,449 | $101,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,120 | $100,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,137 | $100,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,242 | $99,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,096 | $99,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 2,300 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,820 | $98,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,473 | $97,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 3,532 | $97,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 4,938 | $97,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,103 | $97,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,200 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 756 | $96,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 855 | $96,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,195 | $96,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6,055 | $96,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 5,600 | $96,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 9,679 | $95,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 6,543 | $95,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 700 | $94,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 964 | $94,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 6,260 | $94,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 2,200 | $94,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 4,133 | $94,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,649 | $94,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,002 | $93,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,450 | $93,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 708 | $93,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,032 | $93,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,159 | $92,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,350 | $91,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,257 | $91,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,712 | $91,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,920 | $90,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 90,000 | $90,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 18,059 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,184 | $89,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,666 | $89,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,912 | $89,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,017 | $89,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,602 | $89,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 70,000 | $89,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 834 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 921 | $88,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 2,711 | $88,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,555 | $88,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,756 | $87,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,040 | $87,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,122 | $87,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,826 | $87,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,032 | $87,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,493 | $87,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,609 | $87,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,683 | $87,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,358 | $87,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 3,861 | $87,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,300 | $87,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,465 | $86,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,604 | $86,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,432 | $86,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,598 | $85,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,477 | $85,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,500 | $85,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,880 | $84,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,063 | $84,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 7,665 | $84,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,393 | $84,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,336 | $84,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,485 | $84,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 2,071 | $84,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,300 | $83,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,990 | $83,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,823 | $83,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,286 | $83,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,251 | $83,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2,948 | $83,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,193 | $82,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,835 | $82,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,127 | $82,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,299 | $81,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 3,010 | $81,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 6,000 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 3,000 | $81,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 792 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,030 | $80,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,612 | $80,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,132 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 4,571 | $80,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,258 | $80,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 7,928 | $80,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,277 | $80,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 6,882 | $80,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 670 | $79,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,411 | $79,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,029 | $79,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,563 | $79,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 80,000 | $79,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,100 | $78,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,600 | $78,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,449 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,540 | $78,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,600 | $78,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,685 | $78,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 7,369 | $78,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,631 | $78,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,311 | $78,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 5,452 | $78,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,950 | $77,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 946 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,490 | $77,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,217 | $77,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,100 | $76,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,465 | $76,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,358 | $76,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,126 | $76,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 2,745 | $76,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 189 | $75,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5,478 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,204 | $75,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 885 | $75,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,757 | $75,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,975 | $75,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 6,400 | $75,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,246 | $75,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 9,000 | $75,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 6,556 | $75,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,589 | $74,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 840 | $74,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 4,500 | $74,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,885 | $74,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 931 | $74,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,045 | $73,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 733 | $73,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,745 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,800 | $73,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,613 | $73,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 3,195 | $73,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,801 | $73,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 4,900 | $73,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,625 | $72,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,315 | $72,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 770 | $72,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 14,500 | $72,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,085 | $71,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 55 | $71,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 1,436 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 4,396 | $71,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,425 | $70,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 734 | $70,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,047 | $70,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 8,386 | $70,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 8,500 | $70,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,812 | $69,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 732 | $69,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 3,315 | $69,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,790 | $69,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,099 | $69,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,011 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 70,000 | $69,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 1,175 | $69,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,482 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,794 | $68,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,059 | $68,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,211 | $68,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,177 | $68,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 422 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,196 | $68,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,888 | $67,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,370 | $67,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 3,000 | $67,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,000 | $67,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,605 | $67,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 2,480 | $67,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,150 | $67,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 6,400 | $67,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 6,167 | $66,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,832 | $66,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,010 | $66,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,222 | $65,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 548 | $65,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,678 | $65,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,381 | $65,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 3,229 | $65,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,790 | $65,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,245 | $65,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 6,385 | $65,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,450 | $65,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,024 | $64,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 400 | $64,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 775 | $64,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,214 | $64,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,040 | $64,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 879 | $64,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 576 | $64,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 516 | $64,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,490 | $63,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 881 | $63,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 2,063 | $63,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 4,243 | $63,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 768 | $62,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 2,015 | $62,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 7,294 | $62,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,075 | $61,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 419 | $61,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 1,093 | $61,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,350 | $61,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 900 | $61,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 316 | $61,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,628 | $61,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,100 | $61,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,820 | $60,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 50,000 | $60,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,000 | $59,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,579 | $59,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 521 | $59,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,122 | $59,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,098 | $59,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,293 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,314 | $59,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 4,100 | $59,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,296 | $59,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,049 | $59,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $59,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,282 | $59,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,512 | $58,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 860 | $58,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,550 | $58,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 597 | $58,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,169 | $58,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 291 | $58,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,722 | $58,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 11,664 | $58,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,621 | $58,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 50,000 | $58,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 10,000 | $58,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,520 | $57,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 4,087 | $57,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,000 | $57,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,202 | $57,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 456 | $57,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,500 | $57,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,200 | $57,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 1,954 | $57,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 12,848 | $57,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,498 | $56,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,096 | $56,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,292 | $56,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,327 | $56,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,300 | $56,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 493 | $56,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,553 | $56,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,150 | $56,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,346 | $55,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,973 | $55,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,364 | $55,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 4,039 | $55,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 6,733 | $55,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,631 | $55,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,101 | $55,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,200 | $54,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 582 | $54,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,425 | $54,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 662 | $54,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 968 | $54,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,327 | $54,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,764 | $54,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,289 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,424 | $54,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,000 | $53,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,130 | $53,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,146 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,489 | $53,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,602 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,295 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-16-000040 | superseded | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001080107-16-000042 | this filing | 2016-11-18 | acceptance time not in the bulk data set |