13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 2,273 holding rows worth $3,069,752,000 by the sum of the rows.
- Accession
- 0001080107-16-000036
- Filer
- CIK 1080107
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 745 entries on the cover page, a total value of $601,111,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,069,752,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $601,111,000,000, 19482% more than the sum of the rows, $3,069,752,000. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Investment Management LLC
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerEmerald Advisers Inc.
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates, Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, Inc.
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners, Inc.
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Investment Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerEmerald Advisers Inc.
- included managerEstabrook Capital Management 028-01283
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc.
- included managerMcDonnell Investment Management
- included managerMiller, Tabak & Co. LLC
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, Inc.
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIGI INTL INC | 253798102 | COM | 3,414 | $38,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,008 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,333 | $38,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 376 | $38,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 273 | $38,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,052 | $37,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 575 | $37,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 242 | $37,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,778 | $37,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,000 | $37,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 1,005 | $37,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 559 | $37,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,885 | $37,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 688 | $36,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,041 | $36,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,002 | $36,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,079 | $36,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 237 | $36,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 492 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,693 | $36,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 400 | $36,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 5,150 | $36,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 501 | $36,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 33,000 | $36,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 10,000 | $36,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 900 | $36,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 633 | $35,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 826 | $35,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,227 | $35,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,500 | $35,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 625 | $35,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,500 | $35,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,176 | $35,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 600 | $34,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 489 | $34,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 350 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 698 | $34,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 672 | $34,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 958 | $34,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 610 | $34,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,029 | $34,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,650 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,300 | $34,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 810 | $34,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,409 | $34,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 35,000 | $34,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,000 | $34,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,230 | $33,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,059 | $33,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 176 | $33,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,691 | $33,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 446 | $33,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,409 | $33,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 576 | $33,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,901 | $32,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 161 | $32,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,700 | $32,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 947 | $32,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 3,015 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 780 | $32,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,448 | $32,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,691 | $32,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 800 | $32,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,201 | $32,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 770 | $32,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 29,000 | $32,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,225 | $32,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,700 | $31,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 388 | $31,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,150 | $31,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,130 | $31,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,500 | $31,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $31,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,000 | $31,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 2,475 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 798 | $31,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 200 | $30,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,800 | $30,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $30,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,021 | $30,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 630 | $30,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,451 | $30,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,828 | $30,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 15,007 | $30,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,025 | $30,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 777 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 6,000 | $29,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 340 | $29,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 933 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,307 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 900 | $29,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,240 | $29,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 30,000 | $29,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 482 | $29,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,113 | $28,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,003 | $28,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 396 | $28,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 590 | $28,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 630 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 400 | $28,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 400 | $28,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 300 | $28,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,950 | $28,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 880 | $28,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,322 | $28,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $28,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,000 | $28,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 22,500 | $28,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $27,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,112 | $27,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,609 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 914 | $27,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,468 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $27,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,093 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $27,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,770 | $27,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 728 | $27,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 543 | $27,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 448 | $27,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,730 | $27,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,504 | $27,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,481 | $27,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 4,000 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 27,000 | $27,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 4,610 | $27,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 444 | $26,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $26,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,059 | $26,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,719 | $26,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 200 | $26,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 449 | $26,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,125 | $26,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 815 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,300 | $26,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 566 | $26,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 830 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 999 | $26,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 512 | $25,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,902 | $25,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 435 | $25,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 242 | $25,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,091 | $25,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,850 | $25,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,000 | $25,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,800 | $25,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 780 | $25,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $25,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 450 | $25,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 29,000 | $25,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,317 | $24,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 984 | $24,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 310 | $24,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,000 | $24,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 841 | $24,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,800 | $24,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,023 | $24,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,700 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 1,343 | $24,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $23,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,000 | $23,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 375 | $23,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,069 | $23,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 957 | $23,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 550 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 763 | $23,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 301 | $23,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 418 | $23,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 306 | $23,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,524 | $23,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,213 | $23,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 295 | $23,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 150 | $23,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,250 | $23,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 250 | $23,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,400 | $22,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 28,000 | $22,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,500 | $22,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,374 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 872 | $22,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 730 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,650 | $22,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 530 | $22,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 922 | $21,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 428 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 570 | $21,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,502 | $21,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 291 | $21,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,324 | $21,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,384 | $21,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,343 | $21,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,300 | $21,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 544 | $21,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,300 | $21,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 217 | $20,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 546 | $20,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 562 | $20,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 200 | $20,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $20,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 442 | $20,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,984 | $20,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 658 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,300 | $20,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,596 | $20,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 831 | $20,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,750 | $20,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 105 | $20,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 335 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 400 | $20,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,000 | $20,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $20,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,400 | $20,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,000 | $20,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 9,500 | $20,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 409 | $19,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 451 | $19,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 215 | $19,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 689 | $19,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,659 | $19,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $19,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 799 | $19,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $19,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $19,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 815 | $19,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,950 | $19,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,300 | $19,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,000 | $19,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,217 | $19,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,133 | $19,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 350 | $19,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,000 | $19,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,000 | $19,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 638 | $19,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 20,000 | $19,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 278 | $18,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 334 | $18,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 319 | $18,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 362 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $18,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 814 | $18,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 626 | $18,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 740 | $18,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 620 | $18,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 2,500 | $18,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,011 | $18,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 312 | $18,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 173 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,000 | $18,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,000 | $18,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 14,000 | $18,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 4,916 | $18,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 206 | $17,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 220 | $17,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,988 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,762 | $17,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,202 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 540 | $17,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 359 | $17,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 470 | $17,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 726 | $17,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 345 | $17,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 545 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 754 | $17,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,477 | $17,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 100 | $16,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,039 | $16,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,388 | $16,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 625 | $16,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 300 | $16,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 942 | $16,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 669 | $16,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 940 | $16,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 450 | $16,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 116 | $16,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,050 | $16,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,100 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 125 | $15,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,169 | $15,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 196 | $15,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 286 | $15,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,650 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 825 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 800 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $15,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 250 | $15,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 571 | $15,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 171 | $15,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 450 | $15,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,161 | $15,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,500 | $15,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 600 | $15,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 500 | $15,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $15,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,500 | $15,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 150 | $14,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 198 | $14,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 220 | $14,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 586 | $14,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 63 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 300 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 700 | $14,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,097 | $14,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 185 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 150 | $14,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 541 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 525 | $14,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 294 | $14,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 3,405 | $14,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 349 | $14,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 431 | $14,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 2,024 | $14,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $14,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,635 | $14,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,575 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $14,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,500 | $14,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 600 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 420 | $14,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 15,000 | $14,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 15,000 | $14,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 659 | $13,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 265 | $13,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 24 | $13,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 111 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 226 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 953 | $13,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320 | $13,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 454 | $13,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 889 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 561 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $13,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,000 | $13,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,000 | $13,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,317 | $13,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,000 | $13,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $13,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 20,185 | $13,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 700 | $13,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 10,888 | $13,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 116 | $13,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,300 | $13,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 400 | $13,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 196 | $12,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 286 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 247 | $12,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 74 | $12,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 900 | $12,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 703 | $12,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 436 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 455 | $12,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $12,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 456 | $12,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 889 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 814 | $12,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,901 | $12,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,300 | $12,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 570 | $12,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 253 | $12,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 569 | $12,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 773 | $12,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 315 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,432 | $12,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 659 | $12,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $12,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,000 | $12,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 882 | $12,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 11,350 | $12,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 408 | $12,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 852 | $12,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 200 | $12,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 500 | $12,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,143 | $11,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 650 | $11,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $11,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 390 | $11,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 150 | $11,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 529 | $11,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 300 | $11,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,051 | $11,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 324 | $11,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $10,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,050 | $10,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 410 | $10,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 320 | $10,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 125 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 307 | $10,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $10,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 990 | $10,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 316 | $10,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,053 | $10,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 165 | $10,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 724 | $10,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,200 | $10,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 511 | $10,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 229 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 438 | $10,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 669 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 400 | $10,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 400 | $10,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $9,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 100 | $9,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 205 | $9,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 160 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $9,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 325 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $9,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,000 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $9,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $9,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 185 | $9,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,038 | $9,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 583 | $9,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 750 | $9,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 300 | $9,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 490 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $9,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50 | $9,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $9,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,960 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 373 | $9,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 129 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 100 | $8,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 102 | $8,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 147 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,603 | $8,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 475 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 800 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,083 | $8,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 863 | $8,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 149 | $8,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 500 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 419 | $8,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 300 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $8,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 795 | $8,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,760 | $8,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,000 | $8,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 700 | $8,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 250 | $8,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 400 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,110 | $8,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 700 | $8,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,062 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,622 | $7,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 400 | $7,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 88 | $7,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 456 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10 | $7,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 250 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $7,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 204 | $7,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 147 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 135 | $7,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 515 | $7,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 556 | $7,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $7,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 882 | $7,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,900 | $7,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 315 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 227 | $7,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 926 | $7,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,000 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 438 | $7,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,100 | $7,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 637 | $7,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 555 | $7,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 416 | $7,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 317 | $7,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 410 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 355 | $6,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 201 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 75 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 110 | $6,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 200 | $6,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 200 | $6,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 195 | $6,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 59 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 201 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 250 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 181 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 202 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 202 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 115 | $6,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-16-000036 | this filing | 2016-02-12 | acceptance time not in the bulk data set |