13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 2,253 holding rows worth $2,857,314,000 by the sum of the rows.
- Accession
- 0001080107-15-000034
- Filer
- CIK 1080107
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 4,203 entries on the cover page, a total value of $2,857,314,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,857,314,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $2,857,314,000,000, about 1,000 times the sum of the rows, $2,857,314,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerElessar Investment Manager, LLC
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, LLC
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners, Inc.
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerElessar Investment Management LLC
- included managerEstabrook Capital Management 028-01283
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc.
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSterling Capital
- included managerThornburg Investment Mangement
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,290 | $127,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,741 | $127,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,300 | $126,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5,989 | $126,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,233 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 4,319 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 3,314 | $125,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,480 | $124,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,614 | $124,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 140,000 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,615 | $123,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,508 | $122,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,510 | $122,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,024 | $122,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 2,250 | $121,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,650 | $121,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,139 | $121,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,886 | $121,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 126,000 | $121,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,545 | $120,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,735 | $120,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 6,332 | $120,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 3,919 | $120,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,995 | $119,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,650 | $119,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 9,048 | $119,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,346 | $119,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,989 | $119,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 120,000 | $119,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,478 | $118,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,602 | $118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,766 | $118,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 5,031 | $118,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 94,000 | $118,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8,045 | $117,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,414 | $117,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,725 | $117,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 8,175 | $117,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 6,750 | $116,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,867 | $115,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,700 | $115,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,530 | $114,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 9,615 | $114,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,407 | $113,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 2,706 | $113,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,825 | $113,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,130 | $113,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,550 | $113,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,373 | $113,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,460 | $112,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,860 | $112,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 6,000 | $112,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,463 | $112,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,675 | $112,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,719 | $111,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,499 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,735 | $111,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 10,600 | $111,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,648 | $111,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 1,452 | $111,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 118,000 | $111,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,605 | $110,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,243 | $110,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,222 | $110,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 2,800 | $110,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 932 | $109,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,417 | $109,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,683 | $109,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,847 | $109,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 1,105 | $109,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,222 | $108,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 8,978 | $108,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 7,694 | $108,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,169 | $107,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 11,000 | $107,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,084 | $107,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,069 | $107,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 9,728 | $107,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 4,440 | $107,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,592 | $106,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 6,600 | $105,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 3,908 | $105,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,236 | $105,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,365 | $104,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 6,736 | $104,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 102,000 | $104,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,535 | $103,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,272 | $103,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 8,437 | $102,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,947 | $102,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,961 | $101,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 8,100 | $101,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,754 | $100,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 2,775 | $100,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,195 | $100,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 922 | $100,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,301 | $100,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 109,000 | $100,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,000 | $99,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 5,113 | $99,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 3,009 | $99,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,441 | $98,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 4,050 | $98,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,811 | $97,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,510 | $97,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,320 | $97,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,684 | $97,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,378 | $97,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 98,000 | $97,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,017 | $96,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 182,600 | $96,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,406 | $95,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,060 | $95,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,635 | $95,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,481 | $95,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 91,000 | $95,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 93,000 | $95,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,005 | $95,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 8,916 | $95,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,184 | $95,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,475 | $94,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,519 | $94,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 2,500 | $94,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,109 | $93,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,578 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,384 | $93,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 3,249 | $93,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,080 | $93,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,666 | $93,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,135 | $92,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,175 | $92,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,748 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,108 | $91,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,406 | $90,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,790 | $90,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,238 | $89,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,313 | $89,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,242 | $89,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 3,250 | $89,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,134 | $89,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5,350 | $89,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,500 | $89,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 99,000 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 825 | $88,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 7,228 | $88,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 103,000 | $88,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 400 | $87,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,914 | $87,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 2,480 | $87,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2,979 | $87,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 6,660 | $87,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,461 | $87,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,100 | $86,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 540 | $86,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,218 | $86,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 12,000 | $86,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,695 | $85,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,517 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 3,530 | $85,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,299 | $85,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,802 | $85,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 827 | $84,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,869 | $84,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 492 | $84,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 4,451 | $84,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 762 | $83,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 619 | $83,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,740 | $83,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,791 | $83,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,124 | $83,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,745 | $83,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,781 | $83,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 6,374 | $83,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,200 | $83,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,092 | $82,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,338 | $82,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,483 | $82,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,353 | $82,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 2,674 | $82,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,743 | $82,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 10,215 | $82,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 27,000 | $82,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 4,005 | $82,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 5,756 | $81,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 862 | $81,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 7,665 | $81,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 6,000 | $81,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 82,000 | $81,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,040 | $80,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,667 | $80,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 4,005 | $80,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 9,500 | $80,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 3,000 | $80,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 2,064 | $80,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 541 | $79,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,689 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 2,355 | $79,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 4,200 | $79,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,896 | $79,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 9,400 | $79,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 4,571 | $79,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,195 | $78,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 7,800 | $78,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,740 | $78,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,872 | $78,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 4,743 | $77,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,554 | $77,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 588 | $77,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 3,225 | $77,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,192 | $76,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 998 | $76,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 72,000 | $76,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,950 | $75,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,515 | $75,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,416 | $75,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,732 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 4,946 | $75,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,009 | $74,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,376 | $74,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,243 | $74,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 539 | $74,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 85,000 | $74,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 790 | $73,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 90,000 | $73,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,794 | $72,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 926 | $72,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,410 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4,850 | $72,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 2,203 | $72,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 72,000 | $72,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,100 | $71,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 11,191 | $71,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,000 | $71,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,377 | $71,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 80,000 | $71,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,374 | $70,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,681 | $70,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,708 | $70,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 730 | $70,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,753 | $70,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,600 | $70,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,709 | $70,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,500 | $70,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 975 | $69,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,800 | $69,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 6,000 | $69,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 974 | $69,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,036 | $69,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,746 | $68,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 801 | $68,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,281 | $68,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 4,500 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,752 | $68,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 696 | $68,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,108 | $68,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 311 | $67,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 2,174 | $66,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 3,189 | $66,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 1,163 | $66,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,321 | $66,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,950 | $66,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 42,000 | $66,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,286 | $65,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 51,000 | $65,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 388 | $64,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 565 | $64,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,828 | $64,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,442 | $63,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,750 | $63,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 1,413 | $63,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 472 | $63,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,253 | $63,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 3,270 | $63,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,948 | $62,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,528 | $62,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 725 | $62,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,257 | $62,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,750 | $62,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 925 | $61,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 953 | $61,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 770 | $61,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 3,050 | $61,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 146 | $61,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,222 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,595 | $61,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,250 | $61,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,000 | $61,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,940 | $61,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 1,100 | $61,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,010 | $60,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 1,024 | $60,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 5,900 | $60,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 995 | $59,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,711 | $59,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,586 | $59,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,685 | $59,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,335 | $59,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 9,400 | $59,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 18,119 | $59,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 988 | $59,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 848 | $58,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,500 | $58,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,497 | $58,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 671 | $58,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 903 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,202 | $58,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 554 | $58,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 79 | $58,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,610 | $58,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 5,422 | $57,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,153 | $57,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 965 | $57,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 416 | $57,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 640 | $56,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 520 | $56,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 848 | $56,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 3,133 | $56,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 956 | $56,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,102 | $56,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 7,250 | $56,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 3,185 | $56,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 738 | $56,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 17,921 | $56,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 5,665 | $56,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,203 | $55,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,105 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,000 | $55,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 3,035 | $55,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,231 | $55,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 889 | $55,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,666 | $55,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,228 | $55,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,947 | $54,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,050 | $54,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 2,550 | $54,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 691 | $54,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 502 | $54,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,049 | $54,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,021 | $54,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,141 | $54,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,504 | $54,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,800 | $54,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,305 | $53,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,650 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,847 | $53,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 3,699 | $53,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 807 | $53,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 728 | $53,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 7,000 | $53,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 17,000 | $53,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 8,576 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,474 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,120 | $52,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,131 | $52,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,601 | $52,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 291 | $52,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,138 | $52,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 3,182 | $52,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,380 | $52,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 750 | $51,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,630 | $51,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 913 | $51,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 10,210 | $51,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 1,139 | $51,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,055 | $50,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 533 | $50,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,350 | $50,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,908 | $50,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 4,039 | $50,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,410 | $50,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,038 | $50,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 55,000 | $50,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,288 | $50,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 5,819 | $50,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,740 | $50,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,601 | $49,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,250 | $49,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 4,112 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 355 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,790 | $49,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,000 | $49,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,560 | $49,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 3,813 | $49,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,085 | $49,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 592 | $48,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 465 | $48,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 959 | $48,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,514 | $48,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 805 | $48,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 2,009 | $48,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 54,000 | $48,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,400 | $47,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 863 | $47,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,200 | $47,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 600 | $47,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,212 | $47,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,366 | $47,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,753 | $47,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,719 | $47,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 9,048 | $47,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,900 | $47,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 3,230 | $47,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 9,065 | $46,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 822 | $46,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,251 | $46,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,016 | $46,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,200 | $46,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 534 | $46,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,578 | $46,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,875 | $46,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 3,500 | $46,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 625 | $45,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 708 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,636 | $45,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,488 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,231 | $45,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,750 | $45,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,852 | $45,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 632 | $45,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 870 | $45,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,885 | $45,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,534 | $45,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 45,000 | $45,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 415 | $44,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,641 | $44,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 298 | $44,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,851 | $44,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,100 | $44,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,775 | $44,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,055 | $44,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,170 | $44,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,582 | $44,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 1,750 | $44,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 708 | $43,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 949 | $43,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,534 | $42,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 670 | $42,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 629 | $42,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 686 | $42,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,319 | $42,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 2,500 | $42,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,395 | $42,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,428 | $42,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,609 | $42,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,422 | $42,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 902 | $42,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,480 | $42,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 3,550 | $42,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,890 | $42,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,000 | $42,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 411 | $42,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,303 | $41,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 822 | $41,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,590 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 955 | $41,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,788 | $41,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,433 | $41,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 561 | $41,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,300 | $41,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,300 | $41,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 1,086 | $41,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,766 | $41,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 486 | $40,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,100 | $40,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,626 | $40,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,240 | $40,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,750 | $40,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 40,000 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,607 | $39,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $39,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 800 | $39,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,776 | $39,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 4,000 | $39,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,996 | $38,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 2,094 | $38,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 194 | $38,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 859 | $38,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 712 | $38,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,553 | $38,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,000 | $38,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 571 | $38,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 270 | $38,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 450 | $38,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 34,000 | $38,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 637 | $37,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,192 | $37,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,000 | $37,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,725 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 550 | $37,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,050 | $37,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 485 | $36,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 300 | $36,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,021 | $36,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 2,163 | $36,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 598 | $36,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,002 | $36,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,000 | $36,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 728 | $36,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 80,161 | $36,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 18,185 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-15-000034 | this filing | 2015-11-13 | acceptance time not in the bulk data set |