13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 2,286 holding rows worth $3,042,969,000 by the sum of the rows.
- Accession
- 0001080107-15-000032
- Filer
- CIK 1080107
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 4,655 entries on the cover page, a total value of $3,042,969,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,042,969,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,042,969,000,000, about 1,000 times the sum of the rows, $3,042,969,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerElessar Investment Management LLC
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNuveen
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, Inc.
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSovereign
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners, Inc.
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerElessar Investment Management, LLC
- included managerEstabrook Capital Management 028-01283
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc.
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNuveen
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSovereign
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,300 | $42,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,000 | $42,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 471 | $42,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 965 | $42,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 32,000 | $42,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,041 | $41,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,277 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 955 | $41,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,500 | $41,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 2,400 | $41,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 40,000 | $41,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 300 | $40,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 230 | $40,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,093 | $40,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 598 | $40,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,201 | $40,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,100 | $40,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 306 | $40,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 5,301 | $40,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 949 | $40,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 28,000 | $40,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,700 | $39,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,013 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 780 | $39,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $39,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 285 | $39,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 487 | $39,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 29,000 | $39,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,500 | $39,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 800 | $38,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,500 | $38,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,000 | $38,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,580 | $38,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 3,006 | $38,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 425 | $38,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 515 | $37,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,000 | $37,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 4,172 | $37,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 600 | $36,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 332 | $36,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,857 | $36,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 800 | $36,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,028 | $36,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 178 | $36,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 35,000 | $36,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 5,100 | $36,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,055 | $35,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 950 | $35,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 516 | $35,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,814 | $35,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 202 | $35,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,021 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 958 | $35,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,505 | $35,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,071 | $35,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,704 | $35,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 421 | $35,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2,103 | $35,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 406 | $34,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 556 | $34,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 628 | $34,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 416 | $34,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 14,650 | $34,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 125 | $33,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 463 | $33,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 3,227 | $33,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 408 | $33,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,500 | $33,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,188 | $33,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 728 | $33,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,655 | $33,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,188 | $33,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,500 | $33,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,000 | $33,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,293 | $32,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 710 | $32,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 235 | $32,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 575 | $32,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 587 | $32,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $32,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 6,666 | $32,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 620 | $32,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,692 | $32,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,225 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 200 | $31,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 980 | $31,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 935 | $31,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 655 | $31,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 922 | $31,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,125 | $31,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,691 | $31,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,498 | $31,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 332 | $31,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 1,005 | $31,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,269 | $31,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,550 | $30,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 928 | $30,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,448 | $30,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,750 | $30,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,481 | $30,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 29,000 | $30,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,890 | $29,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 337 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $29,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,150 | $29,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 625 | $29,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 473 | $29,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,000 | $29,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 959 | $29,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $28,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 115 | $28,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,500 | $28,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 540 | $28,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 28,000 | $28,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,500 | $28,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 271 | $28,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,075 | $28,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,000 | $28,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 898 | $27,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 518 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $27,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,700 | $27,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 517 | $27,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 944 | $27,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,120 | $27,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 766 | $27,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $27,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,760 | $26,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,113 | $26,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,317 | $26,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 410 | $26,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,329 | $26,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,462 | $26,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 885 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 867 | $26,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,000 | $26,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 435 | $26,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 1,246 | $26,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,000 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 1,000 | $26,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,527 | $26,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 241 | $25,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,700 | $25,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 2,013 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $25,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 300 | $25,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 2,500 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 516 | $25,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 700 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 999 | $25,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 302 | $25,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,762 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 1,000 | $25,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $24,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 444 | $24,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 109 | $24,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,059 | $24,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,012 | $24,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 792 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,300 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 812 | $24,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,184 | $24,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $24,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 830 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,300 | $24,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 140 | $23,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,310 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 710 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 763 | $23,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,130 | $23,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $23,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $23,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 341 | $23,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,580 | $23,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,200 | $23,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 672 | $23,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 719 | $23,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,500 | $23,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 176 | $22,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 190 | $22,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,624 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,822 | $22,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 116 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 872 | $22,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,850 | $22,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 4,000 | $22,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $22,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,700 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,650 | $22,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 256 | $22,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 150 | $21,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 189 | $21,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 245 | $21,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 200 | $21,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 300 | $21,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 422 | $21,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $21,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 690 | $21,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,039 | $21,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $21,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 571 | $21,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,500 | $21,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 378 | $21,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 200 | $21,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,250 | $21,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 719 | $21,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,000 | $21,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 200 | $20,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 451 | $20,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $20,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,000 | $20,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,400 | $20,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 308 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 400 | $20,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 276 | $20,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,550 | $20,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 767 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 400 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 20,000 | $20,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 222 | $19,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,050 | $19,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 640 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,300 | $19,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 467 | $19,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 4,448 | $19,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 800 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 450 | $19,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 499 | $18,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,320 | $18,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 600 | $18,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 889 | $18,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,898 | $18,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 765 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 561 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 754 | $18,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,500 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 400 | $18,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 400 | $18,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 377 | $17,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 334 | $17,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 200 | $17,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,335 | $17,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $17,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 50,000 | $17,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 139 | $17,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,394 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 727 | $17,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 680 | $17,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 300 | $16,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 439 | $16,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 220 | $16,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 194 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 800 | $16,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,202 | $16,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 516 | $16,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,509 | $16,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 300 | $16,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,428 | $16,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,477 | $16,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,147 | $16,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 535 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $16,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,500 | $16,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 210 | $15,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 825 | $15,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $15,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 517 | $15,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 457 | $15,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 600 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 600 | $15,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 1,000 | $15,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 171 | $14,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,000 | $14,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $14,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 607 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 499 | $14,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,090 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,583 | $14,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 953 | $14,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 730 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,000 | $14,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 376 | $14,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 2,249 | $14,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,000 | $14,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 144 | $14,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 208 | $14,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 809 | $14,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 1,901 | $14,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 536 | $14,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $14,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 450 | $14,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,433 | $14,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,300 | $14,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $14,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 286 | $13,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 74 | $13,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 695 | $13,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 262 | $13,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 700 | $13,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 100 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,000 | $13,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,300 | $13,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 156 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 576 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $13,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 652 | $13,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 642 | $13,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 263 | $13,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 816 | $13,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,300 | $13,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,302 | $13,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,001 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $13,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $13,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $13,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 200 | $13,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 117 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,040 | $12,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 632 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 253 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 324 | $12,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 253 | $12,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 175 | $12,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320 | $12,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 800 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 265 | $12,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $12,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,550 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $12,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 625 | $12,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 376 | $12,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $12,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,149 | $12,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 547 | $12,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 356 | $12,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 400 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 120 | $12,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 200 | $11,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 349 | $11,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 479 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $11,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 172 | $11,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,100 | $11,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $11,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 427 | $11,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,050 | $11,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,019 | $11,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 729 | $11,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 378 | $11,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,900 | $11,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 500 | $11,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 882 | $11,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 256 | $11,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 258 | $11,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,000 | $11,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 416 | $11,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 150 | $11,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 197 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $10,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $10,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 202 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 434 | $10,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 150 | $10,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 298 | $10,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $10,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 337 | $10,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 76 | $10,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 300 | $10,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 325 | $10,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 300 | $10,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 500 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $10,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 159 | $10,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 245 | $10,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 438 | $10,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $10,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $10,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 1,000 | $10,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 140 | $9,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 293 | $9,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 79 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 939 | $9,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 550 | $9,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 141 | $9,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $9,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 200 | $9,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 560 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $9,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 808 | $9,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 378 | $9,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 750 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 147 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $9,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 167 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 311 | $9,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 314 | $9,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400 | $9,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 160 | $9,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 222 | $9,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 200 | $9,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 368 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,100 | $9,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 400 | $9,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 475 | $9,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 475 | $9,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 676 | $9,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $8,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 235 | $8,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 16 | $8,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 194 | $8,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 170 | $8,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $8,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $8,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $8,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,063 | $8,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 225 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $8,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,000 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 596 | $8,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,022 | $8,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 566 | $8,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 696 | $8,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 335 | $8,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $8,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 800 | $8,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,735 | $8,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 400 | $8,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 750 | $8,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,500 | $8,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,514 | $8,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 400 | $8,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 100 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 129 | $7,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 200 | $7,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 150 | $7,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 139 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 250 | $7,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 186 | $7,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 320 | $7,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 600 | $7,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 206 | $7,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 70 | $7,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $7,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 130 | $7,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 450 | $7,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 300 | $7,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,007 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 500 | $7,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 184 | $7,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,029 | $7,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 300 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,596 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 301 | $7,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 240 | $7,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 886 | $7,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 625 | $7,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 918 | $7,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 648 | $7,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 200 | $7,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,622 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 110 | $6,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 300 | $6,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 348 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100 | $6,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,207 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 124 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 140 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 139 | $6,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 160 | $6,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 400 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 701 | $6,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 819 | $6,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 262 | $6,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 94 | $6,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,000 | $6,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 800 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 75 | $6,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 500 | $6,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 149 | $6,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 196 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 438 | $6,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 206 | $6,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 327 | $6,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 206 | $6,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 15,000 | $6,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 350 | $6,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 500 | $6,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 15,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-15-000032 | this filing | 2015-08-14 | acceptance time not in the bulk data set |