13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-05, with 2,172 holding rows worth $2,797,295,000.
- Accession
- 0001080107-14-000008
- Filer
- CIK 1080107
- Filed
- 2014-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 4,795 entries on the cover page, a total value of $2,797,295,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,797,295,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAffinity
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAston Asset Management
- reports for this filerAtalanta Sosnoff Management
- reports for this filerAtivo
- reports for this filerBender
- reports for this filerC.S. McKee
- reports for this filerCapstone Asset Management
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerElessar Investment Management, LLC
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerF-Squared AlphaSector
- reports for this filerFirst Republic Investment Management
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerKelly Capital Management
- reports for this filerLateef Investment Management, L.P.
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates Inc
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNuveen
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPinnacle
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSovereign
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWedgewood Partners, Inc.
- included managerAffinity
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAston Asset Management
- included managerAtalanta Sosnoff Management
- included managerAtivo
- included managerBender
- included managerC.S. McKee
- included managerCapstone Asset Management
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD. A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerElessar Investment Management, LLC
- included managerEstabrook Capital Management 028-01283
- included managerF-Squared AlphaSector
- included managerFirst Republic Investment Management
- included managerGranite Investment Partners
- included managerHahn
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerKelly Capital Management
- included managerLateef Investment Management, L.P.
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNuveen
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPinnacle
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSovereign
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,926 | $138,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 6,600 | $138,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,669 | $138,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,286 | $137,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,592 | $137,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 4,756 | $137,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 3,745 | $136,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 1,371 | $135,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,254 | $134,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,399 | $134,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,949 | $133,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 4,449 | $132,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,330 | $132,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 8,026 | $132,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 8,450 | $132,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,066 | $131,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,300 | $131,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 2,945 | $131,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 42,000 | $131,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,680 | $130,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,788 | $130,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,860 | $129,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,267 | $129,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,570 | $128,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,266 | $128,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 3,600 | $127,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 4,384 | $127,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 9,500 | $127,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,060 | $126,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,279 | $126,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 4,755 | $126,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,581 | $125,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,676 | $125,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,124 | $125,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 13,924 | $125,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 3,895 | $125,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 4,625 | $125,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,443 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,129 | $123,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,900 | $123,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,154 | $123,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 9,700 | $122,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,827 | $121,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,437 | $121,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,481 | $121,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 2,343 | $121,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,723 | $120,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 339 | $119,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 9,403 | $119,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,903 | $119,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,000 | $119,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 7,137 | $119,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,570 | $118,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,097 | $118,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 8,524 | $118,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,794 | $117,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,396 | $117,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 5,045 | $117,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 6,441 | $117,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 7,128 | $117,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 5,330 | $116,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 3,700 | $116,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,705 | $115,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,974 | $115,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 9,273 | $115,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 6,783 | $115,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 1,162 | $114,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 2,493 | $114,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 4,300 | $114,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 6,446 | $114,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,818 | $113,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,542 | $113,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 8,062 | $113,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,500 | $113,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 7,000 | $113,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 8,907 | $113,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 111,000 | $113,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 105,000 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,367 | $112,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 3,639 | $112,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 118,000 | $112,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,339 | $111,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 7,853 | $111,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,251 | $111,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 8,243 | $111,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 4,400 | $111,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 4,912 | $111,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 2,226 | $111,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,673 | $110,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 3,385 | $110,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,302 | $110,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,128 | $110,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,833 | $110,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 109,000 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,400 | $109,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,400 | $109,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 7,109 | $109,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 79,000 | $109,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,036 | $108,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 3,602 | $108,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 6,103 | $108,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 6,182 | $108,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 3,848 | $108,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,578 | $107,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 7,580 | $107,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,398 | $107,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,196 | $107,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 2,614 | $107,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,381 | $107,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 5,464 | $107,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 4,478 | $107,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 3,146 | $107,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 661 | $106,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,607 | $106,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 2,403 | $106,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,442 | $106,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,528 | $105,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,902 | $105,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,617 | $105,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,647 | $105,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,524 | $104,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 97,000 | $104,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 97,000 | $104,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 964 | $103,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,823 | $103,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,417 | $103,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,435 | $103,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 8,500 | $103,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 5,580 | $103,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,058 | $102,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 2,800 | $102,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 8,600 | $102,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 41,500 | $102,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 1,638 | $102,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,689 | $101,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,807 | $100,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,334 | $100,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 943 | $100,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 82,000 | $100,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 9,500 | $100,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 94,000 | $100,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 168 | $99,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 804 | $99,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,785 | $99,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,811 | $99,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,634 | $99,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,862 | $99,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,811 | $98,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 6,290 | $98,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,663 | $98,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 370 | $97,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 93,000 | $97,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,603 | $96,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,650 | $96,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,637 | $96,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 7,500 | $96,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 4,150 | $96,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 85,000 | $96,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 657 | $95,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 8,683 | $95,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 3,532 | $95,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,006 | $95,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 89,000 | $95,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,222 | $95,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 5,310 | $94,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,168 | $94,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 2,126 | $94,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 3,500 | $94,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,697 | $94,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,700 | $94,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 971 | $93,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,402 | $93,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 2,767 | $93,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,633 | $93,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,825 | $93,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,269 | $93,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 55,000 | $93,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 89,000 | $93,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,983 | $92,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,358 | $91,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,816 | $91,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 1,994 | $91,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 3,283 | $91,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 108,000 | $91,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,938 | $90,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 1,261 | $90,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,820 | $90,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 4,514 | $90,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,745 | $90,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 2,263 | $90,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,000 | $90,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 84,000 | $90,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,693 | $89,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 5,237 | $89,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,343 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,296 | $88,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,013 | $88,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,339 | $88,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,957 | $88,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,439 | $88,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,708 | $88,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,034 | $87,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,679 | $87,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,875 | $87,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 82,000 | $87,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,453 | $86,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 3,328 | $86,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,297 | $86,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 2,716 | $86,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,055 | $86,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6,786 | $85,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,872 | $85,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 3,992 | $85,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,593 | $85,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 3,180 | $85,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 760 | $84,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,146 | $84,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,075 | $84,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,745 | $83,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,666 | $83,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 24,500 | $83,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 6,491 | $83,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 1,450 | $82,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 919 | $82,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,286 | $82,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,950 | $82,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,456 | $81,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 732 | $81,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 3,094 | $81,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,678 | $81,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,803 | $81,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 900 | $81,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 2,387 | $81,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,890 | $80,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,950 | $80,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 535 | $80,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 969 | $80,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,948 | $80,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,882 | $79,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,379 | $79,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 8,000 | $79,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,399 | $79,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,213 | $79,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 6,200 | $79,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 200 | $78,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,200 | $78,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 869 | $77,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 4,000 | $77,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 3,487 | $77,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,672 | $77,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 18,900 | $77,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,325 | $77,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,181 | $76,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 4,100 | $76,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 72,000 | $76,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,346 | $75,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,150 | $75,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,261 | $75,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 5,558 | $75,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,843 | $75,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,661 | $75,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,150 | $75,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,530 | $75,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 2,000 | $75,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 25,377 | $75,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,357 | $74,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 506 | $74,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,537 | $74,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,397 | $73,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 3,156 | $73,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,432 | $73,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,385 | $73,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 780 | $73,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,070 | $72,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,662 | $72,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 3,205 | $72,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 1,000 | $72,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 59,000 | $72,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 5,924 | $72,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 70,000 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,500 | $71,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,250 | $71,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 725 | $71,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,046 | $70,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,200 | $70,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,970 | $70,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 7,200 | $70,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,800 | $70,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 49,000 | $70,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 669 | $69,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,293 | $69,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,500 | $69,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,149 | $69,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 4,800 | $69,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 72,000 | $69,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 3,174 | $68,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,300 | $68,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,134 | $67,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 2,540 | $67,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,100 | $67,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 4,002 | $67,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 699 | $67,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,016 | $67,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 656 | $67,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,962 | $66,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,322 | $66,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,316 | $66,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,806 | $66,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 4,151 | $66,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,700 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,485 | $65,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,154 | $65,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,789 | $65,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,100 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,520 | $64,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 3,565 | $64,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,380 | $64,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 5,000 | $64,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 9,628 | $64,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 7,000 | $63,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,500 | $63,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,871 | $63,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 4,450 | $63,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,158 | $63,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 63,000 | $63,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 7,400 | $63,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 6,843 | $63,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 62,000 | $63,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 875 | $62,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,175 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,048 | $62,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 794 | $62,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,133 | $62,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,375 | $62,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,528 | $62,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,513 | $61,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,420 | $61,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,425 | $61,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 592 | $61,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 509 | $60,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 730 | $60,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,800 | $60,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $60,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 5,790 | $60,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,480 | $60,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,161 | $60,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 830 | $60,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 5,000 | $60,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 6,206 | $59,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 4,931 | $59,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 2,690 | $59,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 2,103 | $59,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 499 | $58,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 2,306 | $58,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,250 | $58,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 851 | $58,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,150 | $58,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 507 | $57,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,435 | $57,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 813 | $57,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 935 | $57,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,286 | $57,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 858 | $57,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 979 | $57,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 1,795 | $56,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 794 | $56,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 23,000 | $56,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 790 | $55,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,200 | $55,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,750 | $55,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,838 | $55,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,075 | $54,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 1,804 | $54,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,193 | $53,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 561 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,170 | $53,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 50,000 | $53,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 4,737 | $53,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,448 | $52,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 793 | $52,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,853 | $52,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,479 | $52,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,560 | $52,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 731 | $52,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 2,417 | $52,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,199 | $52,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,470 | $52,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,484 | $51,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,987 | $51,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 704 | $51,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 4,179 | $51,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 900 | $51,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 4,000 | $51,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 4,050 | $51,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,500 | $51,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,806 | $51,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,305 | $50,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,005 | $50,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,011 | $50,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,224 | $50,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,500 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,965 | $49,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 2,033 | $49,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,000 | $49,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 2,000 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 411 | $49,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 35,000 | $49,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,950 | $48,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,400 | $48,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 600 | $48,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 51,000 | $48,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 570 | $47,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,422 | $47,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2,407 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,295 | $47,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,516 | $47,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 38,000 | $47,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 3,756 | $47,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 34,000 | $47,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 740 | $46,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 585 | $46,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 762 | $46,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,301 | $46,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 4,273 | $46,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 1,164 | $46,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,900 | $46,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,000 | $46,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 625 | $45,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 500 | $45,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 300 | $45,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 2,414 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 650 | $45,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 914 | $45,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,711 | $45,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 555 | $45,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,700 | $45,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 49,000 | $45,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 618 | $44,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 980 | $44,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 991 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,300 | $44,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,191 | $44,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 110 | $44,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,170 | $44,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,500 | $44,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,811 | $43,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 45,000 | $43,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 745 | $43,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,150 | $43,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 6,435 | $43,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,500 | $43,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 40,000 | $43,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,212 | $42,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,374 | $42,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 325 | $41,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,200 | $41,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 3,263 | $41,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 556 | $41,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,310 | $41,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,012 | $41,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,779 | $41,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 6,000 | $41,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 979 | $40,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 692 | $40,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 850 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,180 | $40,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 675 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,365 | $40,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,254 | $40,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 800 | $40,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 1,500 | $40,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 367 | $40,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 32,000 | $40,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 920 | $40,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 33,000 | $40,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 500 | $39,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 800 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,021 | $39,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,000 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 500 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 955 | $39,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,000 | $39,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 24,000 | $39,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,309 | $38,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,241 | $38,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 678 | $38,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 716 | $38,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,950 | $38,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,025 | $38,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,000 | $38,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,500 | $38,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 834 | $38,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,485 | $38,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 2,140 | $38,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 513 | $37,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,975 | $37,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 35,000 | $37,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 1,000 | $36,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 485 | $36,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 479 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-14-000008 | this filing | 2014-05-05 | acceptance time not in the bulk data set |