13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 2,138 holding rows worth $2,677,197,000 by the sum of the rows.
- Accession
- 0001080107-14-000001
- Filer
- CIK 1080107
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 763 entries on the cover page, a total value of $621,188,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,677,197,000 with VALUE read as thousands by filing date, 13F file number 028-07602. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $621,188,000, 77% less than the sum of the rows, $2,677,197,000. This page uses the sum of the rows.
Other managers
- reports for this filerCrowell Weedon
- reports for this filerD.A. Davidson 028-07602
- reports for this filerDavidson Trust 028-10302
- reports for this filerEnvestNet
- reports for this filerFirst American Bank
- reports for this filerFundQuest
- reports for this filerStephens
- reports for this filerTD Ameritrade
- reports for this filerWedbush Morgan
- included managerCrowell Weedon
- included managerD.A. Davidson 028-07602
- included managerDavidsonTrust 028-10302
- included managerEnvestnet
- included managerEquitas
- included managerFirst American Bank
- included managerFundQuest
- included managerStephens
- included managerTD Ameritrade
- included managerWedbush Morgan
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZULILY INC | 989774104 | CL A | 50 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 24 | $1,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 138 | $1,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 33 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 79 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 32 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 130 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 50 | $1,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 42 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 38 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 44 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 110 | $1,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 64 | $1,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 766 | $1,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 253 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 100 | $1,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 27 | $1,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 54 | $1,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 24 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 250 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 56 | $1,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 24 | $1,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 122 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,910 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 50 | $1,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 28 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 1,000 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 2,000 | $1,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 500 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 500 | $1,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 550 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 1,000 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURY SYS INC COM | 589378108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CMS ENERGY CORP COM | 125896100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UGI CORP NEW COM | 902681105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPA HOLDINGS SA | P31076105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNOPTA INC | 8676EP108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTEST CORP. | 00762U200 | Common stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDGOLD RES LTD | 752344309 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 965 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY INTL INC | 249030107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERRO CORP | 315405100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHEAST UTILS | 664397106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT CORP | 450911201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC COMPANY INC | 563571108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONUS NETWORKS INC | 835916107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBASSADORS GROUP INC | 023177108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUWARE CORP | 205638109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAUSAU PAPER CORP | 943315101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC | 63009F105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONAMI CORP-ADR | 50046R101 | SPON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CGG SPONS ADR | 12531Q105 | ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRX INC | 19422J108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-14-000001 | this filing | 2014-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001080107-14-000003 | base | 2014-02-13 | acceptance time not in the bulk data set |