13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 1,801 holding rows worth $2,223,035,000.
- Accession
- 0001080107-13-000008
- Filer
- CIK 1080107
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 3,748 entries on the cover page, a total value of $2,223,035,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,223,035,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAston Asset Management
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Inv Management LLC
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management
- reports for this filerElessar Investment Management, LLC
- reports for this filerEstabrook Capital Management
- reports for this filerF-Squared AlphaSector
- reports for this filerGranite Investment Partners
- reports for this filerHays Advisory
- reports for this filerJohn Hancock Asset Management
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerOak Ridge Investments
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerThornburg Investment Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWedgewood Partners, Inc.
- reports for this filerZiegler Lotsoff Capital Management
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAston Asset Management
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerD.A. Davidson
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerElessar Investment Management LLC
- included managerEstabrook Capital Management 028-01283
- included managerF-Squared AlphaSector
- included managerGranite Investment Partners
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMcDonnell Investment Management
- included managerOak Ridge Investments 028-06668
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerRiverbridge Partners, LLC
- included managerSage Advisory Services, Ltd
- included managerSeaCap Investment Advisors
- included managerThornburg Investment Management 028-06605
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWedgewood Partners, Inc.
- included managerZiegler Lotsoff Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUBESMART COM | 229663109 | REIT | 500 | $8,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 216 | $8,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 197 | $8,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 575 | $8,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 306 | $8,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 106 | $8,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 90 | $8,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 101 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 596 | $8,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 190 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,323 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $8,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 130 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 415 | $8,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 469 | $8,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,000 | $8,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 453 | $8,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 800 | $8,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 173 | $7,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 200 | $7,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 200 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 114 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 119 | $7,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 275 | $7,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 321 | $7,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 150 | $7,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 100 | $7,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 215 | $7,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 388 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 200 | $7,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 150 | $7,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $7,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 262 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 174 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 500 | $7,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 231 | $7,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 353 | $7,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 325 | $7,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 173 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 151 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 358 | $7,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 143 | $7,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 50 | $7,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 140 | $7,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 86 | $7,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 235 | $7,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $7,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 300 | $6,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 660 | $6,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 194 | $6,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 180 | $6,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 300 | $6,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 75 | $6,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 150 | $6,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 62 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 100 | $6,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 519 | $6,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 409 | $6,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 248 | $6,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 1,000 | $6,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 751 | $6,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 294 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 200 | $6,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 425 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 117 | $5,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 90 | $5,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 117 | $5,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 90 | $5,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 352 | $5,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 329 | $5,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 125 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 277 | $5,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 760 | $5,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 132 | $5,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $5,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 100 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 382 | $5,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 709 | $5,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 432 | $5,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 200 | $5,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 200 | $5,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,125 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 98 | $4,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 300 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 944 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 60 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 91 | $4,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 269 | $4,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 125 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 515 | $4,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $4,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 875 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 161 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 148 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 100 | $4,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 900 | $4,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $4,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 150 | $4,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 267 | $4,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 391 | $4,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 80 | $4,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,231 | $4,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 242 | $4,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 81 | $4,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 215 | $4,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 100 | $4,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 325 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 36 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 100 | $3,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 399 | $3,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 36 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 128 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $3,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 105 | $3,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 260 | $3,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 75 | $3,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 83 | $3,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 550 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 300 | $3,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 235 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 200 | $3,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 50 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 129 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 69 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 158 | $3,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 496 | $3,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 762 | $3,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 146 | $3,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 108 | $3,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 100 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 104 | $3,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 500 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 150 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 759 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 115 | $3,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 607 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $3,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 135 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 251 | $3,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 3,000 | $3,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 321 | $3,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 507 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 115 | $2,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 78 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 57 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $2,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 60 | $2,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 68 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 219 | $2,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 200 | $2,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 42 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 52 | $2,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 160 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 470 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 97 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 268 | $2,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 300 | $2,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 42 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 115 | $2,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 500 | $2,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 200 | $2,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 274 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 100 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 500 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,910 | $2,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 74 | $2,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 500 | $2,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,000 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 1,000 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 100 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 24 | $1,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 34 | $1,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 32 | $1,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 50 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 115 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 44 | $1,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 250 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $1,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 35 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 100 | $1,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 110 | $1,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 20 | $1,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 64 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 2,000 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 965 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 253 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 100 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 56 | $1,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 27 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 250 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 56 | $1,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 42 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 413 | $1,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 28 | $1,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 86 | $1,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 42 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 113 | $1,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 33 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 2,000 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 500 | $1,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 57 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 2,377 | $1,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 100 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP COM | 00130H105 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVERY DENNISON CORP COM | 053611109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANTEST CORP. | 00762U200 | Common stock | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCANA CORP NEW | 80589M102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDGOLD RES LTD | 752344309 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKWELL COLLINS INC | 774341101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lee Enterprises Inc | 523768109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENTSPLY INTL INC | 249030107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT CORP | 450911201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC COMPANY INC | 563571108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATAMARAN CORP | 148887102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBASSADORS GROUP INC | 023177108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTAVIS INC | 00507K103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUWARE CORP | 205638109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLABS INC | 879664100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC | 63009F105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONAMI CORP-ADR | 50046R101 | SPON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRX INC | 19422J108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-13-000008 | this filing | 2013-11-14 | acceptance time not in the bulk data set |