13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-16, with 1,780 holding rows worth $2,071,203,000.
- Accession
- 0001080107-13-000006
- Filer
- CIK 1080107
- Filed
- 2013-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 3,830 entries on the cover page, a total value of $2,071,203,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,071,203,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAston Asset Management
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Inv Management LLC
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management
- reports for this filerElessar Investment Management, LLC
- reports for this filerEstabrook Capital Management
- reports for this filerF-Squared AlphaSector
- reports for this filerGranite Investment Partners
- reports for this filerHays Advisory
- reports for this filerJohn Hancock Asset Management
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerOak Ridge Investments
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerThornburg Investment Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWedgewood Partners, Inc.
- reports for this filerZiegler Lotsoff Capital Management
- included managerAlta Capital Management
- included managerAshfield Capital Partners LLC
- included managerAston Asset Management
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerD. A. Davidson & Co.
- included managerDavidson Investment Advisors
- included managerDavis Investment Advisors
- included managerEagle Asset Management
- included managerElessar Investment Management, LLC
- included managerEstabrook Capital Management
- included managerF-Squared AlphaSector
- included managerGranite Investment Partners
- included managerHays Advisory
- included managerJohn Hancock Asset Management
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMcDonnell Investment Mgmt
- included managerOak Ridge Investments
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management
- included managerRiverbridge Partners, LLC
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerThornburg Investment Management
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWedgewood Partners, Inc.
- included managerZiegler Lotsoff Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,061 | $71,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,502 | $70,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,200 | $70,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,783 | $70,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 6,900 | $70,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,248 | $69,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 1,956 | $69,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,845 | $69,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 6,280 | $69,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,442 | $69,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,813 | $69,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,525 | $69,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,423 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,113 | $68,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 9,412 | $68,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,522 | $67,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 7,163 | $67,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 4,998 | $67,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 1,678 | $67,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,383 | $66,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 5,285 | $66,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,600 | $66,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,387 | $66,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,237 | $66,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,660 | $66,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 3,417 | $66,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,445 | $65,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,921 | $65,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,841 | $65,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 2,375 | $65,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,100 | $65,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,000 | $64,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,505 | $64,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $64,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,492 | $63,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 900 | $63,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,110 | $63,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,478 | $63,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 15,096 | $62,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 3,350 | $62,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 3,092 | $62,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 410 | $62,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 440 | $61,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 942 | $61,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 4,737 | $61,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 1,272 | $61,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,624 | $61,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,843 | $60,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,250 | $60,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,059 | $60,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,400 | $60,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 9,800 | $60,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 3,761 | $60,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 993 | $59,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,300 | $59,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,385 | $59,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,324 | $59,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 600 | $59,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,399 | $59,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,128 | $58,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 882 | $58,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,053 | $58,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,100 | $58,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 9,975 | $58,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 5,000 | $58,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 1,200 | $58,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 700 | $57,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,081 | $57,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 691 | $57,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 793 | $57,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,852 | $57,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,898 | $57,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,516 | $56,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,300 | $56,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 795 | $56,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 887 | $56,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 1,003 | $55,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,413 | $55,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 733 | $55,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,610 | $54,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 975 | $54,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,000 | $54,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 605 | $53,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 885 | $53,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 1,300 | $53,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 476 | $52,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 6,287 | $52,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 969 | $52,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,725 | $52,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,058 | $52,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 626 | $52,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,215 | $52,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,391 | $51,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,410 | $51,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 801 | $51,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,394 | $51,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,992 | $51,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 530 | $50,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,311 | $50,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,291 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,520 | $50,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 830 | $50,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,164 | $50,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,199 | $50,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,564 | $49,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,750 | $49,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,950 | $48,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,269 | $48,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 809 | $48,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 2,200 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 4,365 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 1,400 | $48,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,182 | $48,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 2,820 | $48,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 551 | $48,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 850 | $47,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 183 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,590 | $47,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,450 | $47,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 14,252 | $47,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 2,973 | $47,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,687 | $47,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,500 | $46,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 978 | $46,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 875 | $46,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,673 | $46,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 7,500 | $45,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 730 | $45,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,832 | $45,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,732 | $45,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,209 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,015 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,802 | $44,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 5,000 | $44,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,331 | $43,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 480 | $43,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 882 | $43,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 2,645 | $43,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,937 | $43,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 555 | $43,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 2,070 | $43,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 2,267 | $43,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,344 | $43,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $43,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 2,641 | $43,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,500 | $43,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,000 | $43,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 3,200 | $42,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,537 | $42,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,021 | $42,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 500 | $42,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,602 | $42,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 972 | $42,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,750 | $42,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,000 | $42,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,325 | $41,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 1,446 | $41,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 885 | $40,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 538 | $40,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,152 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 650 | $40,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,000 | $40,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,000 | $40,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 4,000 | $40,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,959 | $39,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 470 | $39,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 827 | $39,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 717 | $39,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,600 | $39,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 17,000 | $39,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,600 | $38,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,236 | $38,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 684 | $38,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 3,700 | $38,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 600 | $38,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,000 | $37,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 800 | $37,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,560 | $37,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 419 | $36,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 602 | $36,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,498 | $36,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,196 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 411 | $36,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,241 | $35,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,212 | $35,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 664 | $35,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,200 | $35,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 913 | $35,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,415 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 350 | $35,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 4,683 | $35,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,599 | $35,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 638 | $35,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 610 | $35,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 690 | $35,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 2,914 | $35,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,076 | $34,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,077 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 848 | $34,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 835 | $34,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 753 | $34,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 4,488 | $34,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 878 | $34,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 681 | $33,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,060 | $33,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 469 | $33,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 600 | $33,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,759 | $33,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 3,156 | $33,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 800 | $33,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,768 | $33,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 2,878 | $32,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,445 | $32,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,837 | $32,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 600 | $32,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 565 | $32,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,192 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 492 | $32,000 | thousands by filing date | |
| NEWS CORP | 65248E203 | CL B | 1,008 | $32,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 566 | $31,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 975 | $31,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 661 | $31,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,915 | $31,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 450 | $31,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,600 | $31,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 551 | $30,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 4,841 | $30,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,307 | $30,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 600 | $30,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 2,182 | $30,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 7,150 | $30,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 667 | $29,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 720 | $29,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 958 | $29,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 1,500 | $29,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 3,500 | $29,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 2,127 | $29,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 580 | $28,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $28,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $28,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,000 | $28,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 884 | $28,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 3,427 | $28,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 413 | $27,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,113 | $27,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $27,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 518 | $27,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $27,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 376 | $27,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 620 | $27,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 342 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 635 | $26,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 775 | $26,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 810 | $26,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 723 | $26,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $26,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,000 | $26,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,200 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 250 | $25,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,320 | $25,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 3,900 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 999 | $25,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 3,700 | $25,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,200 | $24,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,382 | $24,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 800 | $24,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,628 | $24,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 724 | $24,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 2,285 | $24,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 706 | $24,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 801 | $23,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 99 | $23,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 300 | $23,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 530 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 950 | $23,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 500 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 642 | $22,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $22,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 800 | $22,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 1,453 | $22,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 384 | $22,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 512 | $21,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 482 | $21,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 679 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,000 | $21,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,243 | $21,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 443 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 398 | $21,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 6,067 | $21,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,135 | $21,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $20,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 420 | $20,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 555 | $20,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $20,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,250 | $20,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 659 | $20,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 500 | $20,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 549 | $20,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,011 | $20,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 348 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,180 | $20,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 572 | $19,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,000 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,000 | $19,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 1,000 | $19,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 442 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,346 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,318 | $19,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 634 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 777 | $19,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 200 | $19,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,300 | $19,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,000 | $19,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $19,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 400 | $19,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 236 | $19,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,000 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 659 | $19,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 87 | $18,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 350 | $18,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 658 | $18,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 304 | $18,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,000 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 420 | $18,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,300 | $18,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 425 | $18,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,090 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 631 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,100 | $18,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 500 | $18,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 405 | $18,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 4,600 | $18,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 192 | $17,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,320 | $17,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 579 | $17,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 262 | $17,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 494 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 300 | $17,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 335 | $17,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,248 | $17,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 1,000 | $17,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 777 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 150 | $16,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 181 | $16,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 621 | $16,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 500 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 850 | $16,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 300 | $16,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 500 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 427 | $16,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 700 | $16,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 362 | $16,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 751 | $16,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 505 | $16,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 2,000 | $16,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 2,444 | $16,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 1,543 | $16,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 373 | $15,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 154 | $15,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 600 | $15,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,777 | $15,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 534 | $15,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,271 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 217 | $15,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 979 | $15,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 449 | $15,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 923 | $15,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 2,149 | $15,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,500 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,040 | $14,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 212 | $14,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,885 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 220 | $14,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 240 | $14,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 303 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,000 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 145 | $14,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 230 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 449 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 700 | $14,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 390 | $14,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 1,040 | $14,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 1,000 | $14,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,100 | $14,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 340 | $13,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,236 | $13,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 129 | $13,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 213 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,032 | $13,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,500 | $13,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 150 | $13,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 500 | $13,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 700 | $13,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 175 | $12,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 89 | $12,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 550 | $12,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 941 | $12,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 128 | $12,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,200 | $12,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 408 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 500 | $12,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 300 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 373 | $11,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 206 | $11,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 150 | $11,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 241 | $11,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,324 | $11,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 650 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U589 | JR GOLD MINERS E | 1,308 | $11,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 625 | $11,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 635 | $11,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 228 | $10,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 100 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 157 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 242 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 460 | $10,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,600 | $10,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 137 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $10,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 136 | $10,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 239 | $10,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 221 | $10,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,213 | $10,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,250 | $10,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 453 | $10,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,300 | $10,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 4,000 | $10,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 220 | $9,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 191 | $9,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 415 | $9,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 898 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 575 | $9,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $9,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 266 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 434 | $9,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 525 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 450 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 690 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 310 | $9,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 223 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 400 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $8,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 365 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 200 | $8,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 254 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 278 | $8,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 96 | $8,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 106 | $8,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 500 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 596 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,323 | $8,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 430 | $8,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 550 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,300 | $8,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 295 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 371 | $8,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 500 | $8,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 583 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $8,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 347 | $8,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $8,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 67 | $7,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 119 | $7,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 124 | $7,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 275 | $7,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 80 | $7,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 150 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 500 | $7,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 100 | $7,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 215 | $7,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 388 | $7,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 150 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 174 | $7,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 171 | $7,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 200 | $7,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 308 | $7,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 173 | $7,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 200 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 358 | $7,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 274 | $7,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 300 | $7,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 143 | $7,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 375 | $7,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 800 | $7,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 2,000 | $7,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 86 | $7,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 396 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-13-000006 | this filing | 2013-08-16 | acceptance time not in the bulk data set |