13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2026-09-30, accepted by EDGAR 2026-10-13 18:01:56 UTC, with 668 holding rows worth $5,671,141,202.
- Accession
- 0001079935-26-000006
- Filer
- CIK 1079935
- Filed
- 2026-10-13
- Accepted by EDGAR
- Ingested
- Source
- EDGAR live feed
13F report for Q3 2026
A holdings report, 1,076 entries on the cover page, a total value of $5,671,141,202 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,671,141,202 with VALUE read as dollars as filed, 13F file number 028-15248. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSIGNATURE INVESTMENT ADVISORS LLC028-20237
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EBAY INC. COM | 278642103 | Stock | 3,447 | $365,554 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,136 | $364,230 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 7,794 | $363,597 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F623 | FT VEST US EQT | 6,356 | $359,559 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 983 | $358,525 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 17,829 | $357,823 | dollars as filed | |
| ISHARES TR | 46436E767 | COM | 5,247 | $357,143 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 9,481 | $349,849 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,153 | $349,585 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,773 | $347,853 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 6,819 | $345,860 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,915 | $345,847 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,999 | $344,436 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,303 | $343,208 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 25,000 | $341,750 | dollars as filed | |
| IShares Bitcoin Trust Registered | 46438F101 | SHS | 7,210 | $341,309 | dollars as filed | |
| ISHARES TR | 46435G425 | COM | 2,038 | $339,924 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 1,832 | $337,802 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,761 | $336,035 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 5,434 | $329,435 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 5,220 | $329,069 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 1,685 | $328,606 | dollars as filed | |
| Invesco S&P International Dev Momt ETF | 46138E222 | SHS | 5,358 | $327,040 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 608 | $326,811 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,602 | $326,706 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,447 | $326,364 | dollars as filed | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 5,004 | $326,073 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 3,565 | $325,485 | dollars as filed | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 16,457 | $321,652 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C830 | ISHA U S IND ETF | 8,700 | $320,223 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 755 | $319,002 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,726 | $318,497 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G729 | ACTIVEPASSIVE US | 6,765 | $317,820 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 15,179 | $317,696 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 3,184 | $313,624 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,136 | $312,865 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 4,912 | $307,470 | dollars as filed | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 5,580 | $306,956 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,746 | $305,960 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,336 | $304,528 | dollars as filed | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,271 | $304,423 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 9,142 | $304,246 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,943 | $303,963 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 764 | $301,375 | dollars as filed | |
| MOTLEY FOOL GLOBAL OPPORTUNITIES ETF | 74933W635 | UIT EXCHANGE TRADED | 10,052 | $301,258 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 3,135 | $300,001 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 1,093 | $297,438 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 731 | $297,247 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 7,055 | $296,727 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,222 | $293,315 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,130 | $290,745 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,027 | $290,477 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 4,102 | $289,211 | dollars as filed | |
| NEOS ETF TRUST | 78433H550 | GOLD HIG INC ETF | 5,984 | $289,147 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 639 | $288,931 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,265 | $287,689 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,574 | $287,143 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,230 | $285,901 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 1,550 | $285,727 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524656 | CRYPTO THEMATIC | 4,324 | $285,501 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y442 | U S EQ 10 BUFFER | 8,246 | $284,817 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,899 | $282,263 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 4,986 | $280,327 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 5,737 | $278,766 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 6,549 | $276,729 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 12,089 | $276,596 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A601 | SELECT EMERGING | 7,031 | $272,662 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,756 | $272,654 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 8,493 | $272,201 | dollars as filed | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 5,360 | $271,608 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,623 | $269,806 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 4,082 | $268,850 | dollars as filed | |
| Southern Company | 842587107 | COM | 3,240 | $268,626 | dollars as filed | |
| TCW ETF TRUST | 29287L205 | TRANS SYSTE ETF | 2,535 | $266,666 | dollars as filed | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 1,966 | $266,297 | dollars as filed | |
| BARRICK MNG CORP | 06849F108 | COM SHS | 6,464 | $262,898 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 19,307 | $262,575 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,265 | $260,812 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 702 | $260,274 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,376 | $260,075 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 930 | $258,694 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,497 | $258,583 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 23,834 | $258,118 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 588 | $256,182 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 490 | $256,177 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 1,807 | $255,556 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 5,696 | $254,366 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,112 | $253,903 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 2,434 | $251,819 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J282 | OCEA PK DIVE ETF | 10,185 | $251,366 | dollars as filed | |
| GLOBAL X FDS | 37960A529 | DEFENSE TECH ETF | 4,182 | $251,262 | dollars as filed | |
| Lam Research Corporation | 512807306 | COM | 760 | $249,521 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 902 | $249,520 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 12,703 | $247,963 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,949 | $247,321 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,045 | $246,588 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 406 | $246,365 | dollars as filed | |
| CAPITAL GROUP INTERNATIONAL | 14021T102 | SHS | 6,791 | $244,340 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 4,907 | $243,780 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,727 | $239,818 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 2,766 | $238,680 | dollars as filed | |
| FRONTIER ASSET ABSOLUTE RET ETF | 00764Q637 | COM | 7,908 | $236,457 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,821 | $235,798 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,377 | $235,095 | dollars as filed | |
| TCW ETF TRUST | 87191E105 | CORE PLUS BOND | 6,540 | $234,946 | dollars as filed | |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 5,873 | $234,374 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 7,758 | $233,904 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,557 | $233,532 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 2,085 | $233,076 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 5,212 | $231,928 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,077 | $231,359 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,094 | $230,250 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,102 | $230,232 | dollars as filed | |
| Invesco BulletShares 2030 Corp Bd ETF | 46138J460 | SHS | 14,240 | $229,834 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 4,003 | $229,652 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,099 | $227,683 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 960 | $226,445 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,640 | $226,116 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,013 | $225,233 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 855 | $223,889 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 5,538 | $223,738 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 1,611 | $222,824 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,741 | $222,723 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 50,000 | $220,500 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 764 | $219,161 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 2,587 | $217,515 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 1,318 | $216,336 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,279 | $215,533 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,910 | $213,863 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 1,410 | $213,688 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 4,871 | $213,399 | dollars as filed | |
| SPROTT FDS TR | 85208P873 | SILVER MINERS | 3,914 | $213,078 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,935 | $212,135 | dollars as filed | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,548 | $211,089 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,939 | $211,083 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,156 | $209,708 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 8,700 | $208,626 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B527 | BAHL GA GROW ETF | 5,927 | $208,393 | dollars as filed | |
| CARNIVAL CORP LTD COMMON SHARES | G2004J103 | Stock | 8,462 | $207,651 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 4,076 | $207,020 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,237 | $206,793 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,183 | $206,170 | dollars as filed | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 11,317 | $205,969 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,887 | $205,122 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,520 | $205,035 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 3,219 | $204,745 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 4,328 | $204,671 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 3,539 | $204,483 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 5,604 | $203,021 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 10,034 | $201,934 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 2,362 | $201,006 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 2,675 | $200,932 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,200 | $200,700 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,028 | $194,007 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,757 | $189,993 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,171 | $170,758 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 25,588 | $168,115 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 47,328 | $137,724 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A668 | CMN | 10,000 | $118,100 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 20,964 | $108,174 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 25,944 | $89,766 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 12,057 | $62,817 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 13,606 | $61,499 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 35,474 | $28,663 | dollars as filed | |
| NEW HORIZON AIRCRAFT LTD | 64550A107 | COM | 13,500 | $22,950 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,071 | $21,478 | dollars as filed | |
| APPLIANCE RECYCLING CTRS AMERICA | 47089W104 | Stock | 31,730 | $15,354 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 11,028 | $13,454 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001079935-26-000006 | this filing | 2026-10-13 |