13F-HR filed by CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 134 holding rows worth $1,349,326,000.
- Accession
- 0001072613-20-000375
- Filer
- CIK 1034546
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 134 entries on the cover page, a total value of $1,349,326,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,349,326,000 with VALUE read as thousands by filing date, 13F file number 028-06258. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,412,554 | $228,035,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 15,258,739 | $98,571,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,453,879 | $94,953,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,478,181 | $87,789,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 2,925,167 | $67,849,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 3,571,220 | $61,818,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,817,338 | $59,502,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,845,302 | $54,833,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 4,639,061 | $47,527,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,255,275 | $37,144,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,238,456 | $34,360,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,658,262 | $33,099,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,201,526 | $27,789,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 934,970 | $24,506,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 803,189 | $22,172,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,163,755 | $17,169,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 963,699 | $16,214,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 295,000 | $14,887,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 318,161 | $14,297,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,408,036 | $14,172,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 188,228 | $13,968,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,640,881 | $12,940,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,131,997 | $12,741,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 601,728 | $12,615,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,602,536 | $11,490,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 4,682,466 | $11,168,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 777,414 | $11,152,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,645,127 | $9,139,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 773,668 | $8,913,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 1,089,049 | $8,652,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 786,752 | $6,530,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 237,306 | $6,064,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 399,675 | $5,805,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 412,170 | $5,801,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 340,862 | $5,667,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 89,511 | $5,605,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 805,757 | $5,338,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 241,973 | $4,988,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 112,790 | $4,731,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 773,332 | $4,617,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 308,076 | $4,483,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 331,989 | $4,414,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 725,746 | $4,311,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 170,915 | $4,254,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 249,248 | $4,034,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 481,896 | $3,973,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 844,470 | $3,885,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 180,964 | $3,854,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 279,678 | $3,760,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 93,345 | $3,205,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 210,309 | $3,058,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 202,976 | $2,806,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 151,036 | $2,770,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 50,416 | $2,660,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 239,664 | $2,660,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 298,825 | $2,622,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 122,720 | $2,581,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 48,121 | $2,511,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 53,806 | $2,408,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 95,745 | $2,361,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 178,068 | $2,289,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 190,275 | $2,289,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 170,089 | $2,277,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 209,246 | $2,257,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 103,482 | $2,232,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 27,500 | $2,123,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 92,437 | $1,873,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 132,750 | $1,542,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 121,535 | $1,537,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 284,366 | $1,500,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 107,292 | $1,491,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 107,222 | $1,414,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 475,141 | $1,335,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 144,773 | $1,239,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 108,402 | $1,199,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 50,000 | $1,162,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 137,328 | $1,162,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 90,061 | $1,109,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 82,439 | $1,102,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 175,850 | $1,078,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 34,679 | $1,007,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,650 | $990,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 74,098 | $875,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 90,000 | $843,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 53,694 | $764,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 66,883 | $756,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 57,148 | $751,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 30,000 | $749,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 51,545 | $739,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 54,207 | $728,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 49,000 | $721,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 62,785 | $713,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 95,313 | $697,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 80,959 | $693,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 27,007 | $645,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 24,853 | $638,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 175,000 | $629,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 41,844 | $578,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 40,476 | $562,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 37,646 | $552,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 36,164 | $538,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 35,910 | $517,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 40,412 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 37,846 | $510,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 57,092 | $481,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 64,261 | $473,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 29,532 | $467,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 77,945 | $466,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 40,366 | $448,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 36,929 | $422,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12,386 | $420,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 15,300 | $407,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 32,181 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 28,686 | $364,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 14,300 | $357,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 44,562 | $356,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 45,581 | $354,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 113,011 | $317,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 32,364 | $316,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 14,691 | $305,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 27,800 | $288,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 48,000 | $286,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,624 | $245,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,175 | $245,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 13,100 | $231,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 21,382 | $214,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 10,000 | $199,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,900 | $191,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 11,352 | $188,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 16,756 | $173,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 18,792 | $156,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 23,950 | $148,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,048 | $144,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,080 | $126,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001072613-20-000375 | this filing | 2020-11-13 | acceptance time not in the bulk data set |