13F-HR filed by Karpus Management, Inc.
Karpus Management, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 191 holding rows worth $2,550,263,000.
- Accession
- 0001072613-20-000285
- Filer
- CIK 1048703
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 191 entries on the cover page, a total value of $2,550,263,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,550,263,000 with VALUE read as thousands by filing date, 13F file number 028-11445. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,328,311 | $158,823,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,218,605 | $144,496,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 9,222,726 | $117,313,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 378,096 | $107,164,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 10,836,650 | $101,323,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 7,775,765 | $91,599,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,832,822 | $88,963,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,929,336 | $82,418,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 375,061 | $75,796,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 475,341 | $69,267,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 217,482 | $67,352,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,392,285 | $55,148,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 6,705,593 | $41,374,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 709,323 | $35,700,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,623,035 | $34,834,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 3,297,242 | $32,709,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 186,657 | $32,045,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,208,426 | $31,912,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,114,373 | $31,758,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,747,664 | $30,581,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,741,610 | $29,966,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,071,937 | $29,463,000 | thousands by filing date | |
| VTI | 922908769 | COM | 185,749 | $29,075,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 439,378 | $27,966,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 2,135,924 | $26,784,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,508,490 | $26,549,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,160,864 | $25,965,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,941,868 | $25,574,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,274,743 | $24,567,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,732,547 | $24,481,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,177,224 | $23,470,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 202,048 | $21,793,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 4,372,337 | $21,118,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 4,504,842 | $20,722,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,741,355 | $20,374,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,415,541 | $19,634,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 68,242 | $19,020,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 1,830,475 | $18,323,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 2,327,895 | $17,925,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 346,887 | $17,299,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 865,931 | $17,085,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,487,238 | $16,603,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 334,687 | $15,934,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,141,120 | $14,572,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,167,845 | $14,061,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 134,130 | $13,640,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 161,020 | $13,382,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,808,975 | $13,350,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,110,763 | $13,240,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 571,253 | $12,950,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 880,863 | $12,579,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 219,585 | $12,560,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 140,835 | $12,441,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 819,851 | $12,306,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 972,533 | $12,147,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 878,134 | $11,846,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,022,426 | $11,568,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,146,022 | $11,506,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 843,845 | $11,392,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 704,452 | $10,694,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 739,727 | $10,475,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 918,011 | $9,602,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 905,810 | $9,520,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 723,251 | $9,352,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,140,161 | $8,916,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 451,560 | $8,697,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 334,522 | $8,657,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 693,883 | $8,597,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 593,431 | $8,587,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 625,542 | $8,482,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,057,075 | $8,192,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 521,936 | $7,751,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 382,920 | $7,367,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 729,911 | $7,212,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 515,146 | $6,790,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 430,336 | $6,614,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 670,500 | $6,584,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 534,649 | $6,512,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 329,744 | $6,479,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 636,350 | $6,447,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 298,003 | $6,356,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 730,992 | $6,323,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 666,943 | $6,293,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 631,400 | $6,282,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 432,491 | $6,146,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 453,129 | $5,981,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 602,325 | $5,897,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,034,497 | $5,617,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,061,040 | $5,560,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 370,767 | $5,246,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 555,892 | $5,014,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 499,950 | $4,957,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 24,435 | $4,877,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 474,900 | $4,771,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 269,562 | $4,747,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 391,036 | $4,747,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 478,300 | $4,711,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 56,250 | $4,676,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 406,750 | $4,112,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 336,430 | $4,104,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 282,592 | $4,033,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 404,350 | $3,971,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 158,301 | $3,535,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 108,914 | $3,465,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 255,767 | $3,358,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 550,873 | $3,333,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 301,390 | $3,303,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 218,678 | $3,228,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 304,212 | $3,200,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 153,943 | $3,107,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 183,954 | $2,987,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 138,953 | $2,947,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 211,197 | $2,904,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 251,675 | $2,528,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 169,608 | $2,390,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 171,961 | $2,344,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 233,680 | $2,292,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 172,599 | $2,280,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 45,625 | $1,973,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 200,000 | $1,972,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T107 | COM | 191,891 | $1,905,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 148,136 | $1,871,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 139,918 | $1,868,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR COM | 46064A103 | Stock | 175,725 | $1,743,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 158,958 | $1,598,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 185,537 | $1,544,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 15,935 | $1,528,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 149,950 | $1,492,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 124,233 | $1,461,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 100,956 | $1,458,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 144,000 | $1,414,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 185,155 | $1,383,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 55,817 | $1,379,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 67,316 | $1,348,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 23,615 | $1,332,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 132,650 | $1,327,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 32,896 | $1,315,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP COM CL A | 53804F103 | Stock | 128,500 | $1,259,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 304,206 | $1,256,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 90,926 | $1,244,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 80,876 | $1,207,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 88,891 | $1,201,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 65,215 | $1,171,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 15,713 | $1,158,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 86,675 | $1,129,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 20,115 | $1,105,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 108,000 | $1,077,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 106,250 | $1,057,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 118,207 | $1,056,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 98,200 | $997,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 99,350 | $984,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 84,915 | $983,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 22,854 | $977,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 92,200 | $943,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 78,842 | $921,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 146,410 | $921,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 7,090 | $792,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 100,930 | $791,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 74,002 | $749,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 37,143 | $669,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 49,986 | $636,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 212,892 | $609,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 56,750 | $568,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 35,773 | $520,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 36,719 | $511,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,620 | $500,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 12,010 | $485,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 55,776 | $457,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,800 | $451,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,425 | $405,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 28,500 | $387,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 28,559 | $339,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 47,117 | $335,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 22,078 | $331,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,572 | $325,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 25,300 | $300,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,515 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 20,900 | $280,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 21,826 | $223,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,822 | $216,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 20,200 | $204,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,480 | $182,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 16,600 | $168,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 15,400 | $165,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 16,325 | $161,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 13,100 | $138,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 13,200 | $133,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 13,100 | $133,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 12,500 | $129,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 11,530 | $119,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 10,000 | $61,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001072613-20-000285 | this filing | 2020-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001072613-20-000291 | superseded | 2020-08-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001072613-20-000293 | base | 2020-08-20 | acceptance time not in the bulk data set |