13F-HR filed by PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-28, with 310 holding rows worth $1,176,782,000.
- Accession
- 0001071640-20-000009
- Filer
- CIK 1071640
- Filed
- 2020-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 310 entries on the cover page, a total value of $1,176,782,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,176,782,000 with VALUE read as thousands by filing date, 13F file number 028-16353. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,787,726 | $218,134,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,600,537 | $129,741,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,067,647 | $86,522,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 1,487,924 | $85,541,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,315,685 | $63,798,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,917,468 | $52,481,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 951,587 | $51,395,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,400,898 | $47,645,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 988,010 | $40,380,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 821,544 | $33,248,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 412,961 | $29,477,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,906,437 | $22,534,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 524,571 | $13,377,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 49,774 | $12,657,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 192,362 | $10,484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 240,182 | $9,595,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 309,509 | $8,812,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33,496 | $8,091,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,421 | $7,583,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,695 | $7,204,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 32,387 | $5,218,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 96,503 | $5,185,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,433 | $5,151,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,422 | $4,240,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,881 | $4,210,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 44,907 | $4,043,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 141,814 | $3,960,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 81,740 | $3,843,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 49,649 | $3,820,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 126,641 | $3,692,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 149,867 | $3,588,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 10,927 | $3,477,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 34,587 | $3,012,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 20,861 | $3,012,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 18,247 | $2,979,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 87,716 | $2,859,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,849 | $2,808,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 57,196 | $2,788,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 12,659 | $2,757,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 22,179 | $2,610,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 82,499 | $2,567,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,062 | $2,398,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,028 | $2,364,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,709 | $2,324,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,280 | $2,233,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 27,741 | $2,230,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,857 | $2,155,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 22,577 | $2,139,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 60,448 | $2,078,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,905 | $2,001,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 50,462 | $1,963,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,206 | $1,955,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 32,380 | $1,953,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 23,713 | $1,918,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 23,992 | $1,893,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,650 | $1,877,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,003 | $1,846,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 34,683 | $1,844,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 19,975 | $1,801,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 78,780 | $1,612,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 39,095 | $1,597,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 9,113 | $1,576,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 54,623 | $1,555,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 15,055 | $1,551,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 21,210 | $1,518,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 37,587 | $1,454,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 54,930 | $1,362,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 16,933 | $1,354,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,796 | $1,302,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 57,490 | $1,273,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 32,466 | $1,233,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 15,435 | $1,207,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,564 | $1,194,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 59,225 | $1,182,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 10,497 | $1,172,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,776 | $1,171,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 9,589 | $1,146,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,787 | $1,116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 36,743 | $1,110,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,452 | $1,060,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 23,624 | $1,034,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 5,904 | $1,021,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 77,516 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 43,019 | $1,016,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 16,292 | $940,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,888 | $925,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 37,395 | $908,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 36,745 | $900,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 25,296 | $898,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 42,824 | $881,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 129,872 | $855,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,513 | $831,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,610 | $792,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 14,020 | $789,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,686 | $769,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 5,494 | $769,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,816 | $760,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 34,781 | $760,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 9,196 | $760,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,004 | $720,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 86,267 | $715,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,621 | $713,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 51,417 | $706,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,260 | $699,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,249 | $694,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,857 | $688,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,968 | $683,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 64,893 | $683,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,884 | $678,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,678 | $675,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,348 | $668,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,722 | $667,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 100,481 | $656,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,338 | $632,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 25,554 | $631,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,444 | $630,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,856 | $627,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,647 | $601,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 24,529 | $598,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,292 | $598,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 19,907 | $578,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 16,968 | $577,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,257 | $574,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 25,182 | $573,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 19,648 | $572,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,782 | $569,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 19,346 | $569,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,136 | $565,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 22,070 | $559,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,068 | $556,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 65,497 | $553,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,332 | $550,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,297 | $541,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 11,775 | $537,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,004 | $533,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 7,108 | $533,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 38,171 | $531,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 50,042 | $529,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 13,712 | $527,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 14,666 | $526,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,943 | $526,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,382 | $523,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,071 | $518,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 40,889 | $510,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 78,999 | $504,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 110,306 | $503,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 70,896 | $500,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 41,858 | $500,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 53,815 | $498,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,928 | $496,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 37,204 | $493,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,556 | $492,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 55,814 | $492,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 37,711 | $489,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 40,522 | $485,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,643 | $483,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 33,778 | $483,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,218 | $481,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 36,630 | $478,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 44,804 | $478,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 41,086 | $477,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 9,101 | $476,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 9,310 | $475,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 9,506 | $475,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 25,299 | $473,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,630 | $471,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 48,776 | $469,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 43,423 | $468,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 36,747 | $464,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 30,775 | $456,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 44,756 | $452,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 43,745 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 35,408 | $450,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,399 | $443,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 57,912 | $443,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 104,973 | $442,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 16,281 | $439,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 44,482 | $439,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,168 | $433,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 36,708 | $431,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 97,578 | $431,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,594 | $430,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,888 | $429,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 42,723 | $428,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,826 | $424,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 84,162 | $422,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 55,790 | $421,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,899 | $420,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,650 | $419,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,683 | $417,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 108,786 | $417,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 42,408 | $416,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 55,801 | $415,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 847 | $414,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 122,455 | $414,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 128,200 | $413,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 37,909 | $412,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 56,025 | $411,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,171 | $409,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 42,859 | $408,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 88,018 | $406,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 80,580 | $404,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 177,665 | $403,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 219,976 | $403,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 37,435 | $401,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,966 | $399,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 115,684 | $398,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 106,571 | $395,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 49,343 | $394,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 57,398 | $390,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,640 | $389,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 59,942 | $385,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,982 | $383,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 27,678 | $381,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 49,451 | $378,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 34,130 | $363,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,546 | $356,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,413 | $355,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,932 | $353,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 13,056 | $351,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,877 | $351,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 25,669 | $349,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 7,453 | $341,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,784 | $339,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,164 | $336,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 386 | $327,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,028 | $325,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,373 | $323,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 549 | $322,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,513 | $321,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,405 | $317,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,428 | $317,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 235 | $316,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,005 | $313,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,246 | $311,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 17,244 | $308,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,628 | $307,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,307 | $307,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,310 | $306,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,602 | $304,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,148 | $294,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 12,102 | $289,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,885 | $288,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 817 | $286,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,064 | $279,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,420 | $278,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 640 | $277,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,085 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 9,192 | $275,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,071 | $274,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 10,056 | $269,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,342 | $264,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,130 | $259,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,896 | $258,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,555 | $258,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 10,323 | $256,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,811 | $254,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 7,448 | $254,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 12,421 | $248,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,364 | $242,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,650 | $238,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,156 | $234,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 17,827 | $233,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,868 | $230,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 692 | $230,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 460 | $228,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,177 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,408 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,545 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 10,514 | $226,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,504 | $222,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,196 | $221,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,187 | $220,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,472 | $215,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 69,821 | $214,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,584 | $213,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,829 | $212,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,533 | $212,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,506 | $208,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 724 | $207,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 2,939 | $207,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,562 | $207,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,393 | $206,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 4,219 | $206,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,589 | $205,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 14,071 | $203,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,459 | $201,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,371 | $200,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 36,207 | $190,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 36,267 | $174,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,556 | $172,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,164 | $171,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 40,160 | $170,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,675 | $170,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,967 | $166,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 36,948 | $166,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,304 | $158,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,505 | $157,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 31,627 | $155,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,164 | $142,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,397 | $132,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,468 | $130,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,493 | $123,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 37,539 | $118,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 11,588 | $94,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,928 | $82,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,096 | $71,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 29,574 | $68,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,340 | $44,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 15,150 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001071640-20-000009 | this filing | 2020-04-28 | acceptance time not in the bulk data set |