13F-HR filed by PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-26, with 267 holding rows worth $894,437,000.
- Accession
- 0001071640-19-000017
- Filer
- CIK 1071640
- Filed
- 2019-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 267 entries on the cover page, a total value of $894,437,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $894,437,000 with VALUE read as thousands by filing date, 13F file number 028-16353. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 6,142,299 | $158,563,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,909,141 | $117,221,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,566,349 | $78,834,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,387,615 | $71,379,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 833,581 | $51,457,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,453,535 | $50,772,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,347,346 | $44,624,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 280,701 | $33,291,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,643,878 | $26,910,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 415,391 | $21,945,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 182,364 | $11,854,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 332,321 | $11,532,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 32,650 | $8,637,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,817 | $7,485,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,092 | $5,855,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 27,445 | $4,763,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 75,240 | $4,412,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 83,204 | $4,238,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,897 | $4,220,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,268 | $3,970,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34,846 | $3,896,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,703 | $3,803,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 36,551 | $3,284,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,897 | $3,193,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 54,211 | $3,097,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 84,260 | $2,824,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,420 | $2,776,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 49,649 | $2,717,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 14,135 | $2,612,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 22,588 | $2,563,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,391 | $2,548,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,421 | $2,435,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,573 | $2,343,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 16,254 | $2,119,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 49,612 | $2,098,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,163 | $2,078,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 68,528 | $1,987,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 33,741 | $1,959,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 31,063 | $1,920,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 50,094 | $1,914,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,951 | $1,837,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,682 | $1,818,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 22,631 | $1,750,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 19,450 | $1,716,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,571 | $1,679,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 16,989 | $1,655,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,217 | $1,650,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 27,048 | $1,609,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,110 | $1,574,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,166 | $1,523,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,080 | $1,450,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 16,870 | $1,419,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 11,944 | $1,407,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 14,388 | $1,380,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 9,291 | $1,368,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 16,653 | $1,358,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,902 | $1,339,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,758 | $1,312,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,231 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 20,080 | $1,291,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,433 | $1,182,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 48,127 | $1,149,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,337 | $1,115,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 20,312 | $1,026,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,749 | $1,001,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 21,320 | $996,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 54,750 | $982,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,413 | $976,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 12,813 | $971,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 25,256 | $964,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 34,716 | $958,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 18,766 | $922,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,574 | $903,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,303 | $877,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,692 | $853,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,180 | $850,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 10,308 | $837,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 84,319 | $831,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,989 | $820,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 26,453 | $813,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 17,568 | $799,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,842 | $795,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 20,547 | $795,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 54,227 | $793,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 15,775 | $784,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 63,152 | $783,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,079 | $776,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 24,954 | $767,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,460 | $739,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 4,920 | $732,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 5,628 | $732,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 87,505 | $730,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 8,001 | $727,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,534 | $720,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 25,125 | $689,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,086 | $671,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,172 | $655,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 21,807 | $645,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 20,697 | $644,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 6,656 | $620,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 57,268 | $614,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,343 | $613,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,040 | $612,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 4,894 | $612,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,921 | $607,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,015 | $605,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,448 | $598,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,440 | $588,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,142 | $579,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,784 | $579,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,363 | $575,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 13,075 | $561,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,510 | $559,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 10,033 | $559,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,376 | $559,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 33,245 | $557,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,667 | $556,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 29,496 | $537,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 38,095 | $533,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 60,374 | $532,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,596 | $527,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,234 | $526,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,807 | $524,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,697 | $512,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,961 | $510,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 57,174 | $507,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 5,168 | $505,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,106 | $504,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,773 | $500,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,839 | $478,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,460 | $477,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 15,281 | $468,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 10,697 | $450,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,547 | $444,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 19,327 | $438,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,319 | $432,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,267 | $430,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 14,377 | $419,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,207 | $411,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 6,636 | $410,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,009 | $403,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 37,427 | $403,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 29,446 | $396,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 27,021 | $395,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 15,274 | $394,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 18,912 | $393,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,439 | $383,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,308 | $382,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,976 | $381,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,425 | $379,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,039 | $375,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,291 | $365,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,172 | $364,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,367 | $363,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 10,152 | $363,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 11,018 | $356,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 28,527 | $355,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,041 | $347,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 26,902 | $344,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,631 | $340,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,176 | $339,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 180 | $337,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 65,488 | $336,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 23,530 | $333,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 9,773 | $332,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,689 | $332,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,099 | $329,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,989 | $328,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 23,583 | $326,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,145 | $326,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 10,448 | $324,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,369 | $321,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 25,715 | $320,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,283 | $318,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,046 | $315,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,871 | $307,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 22,264 | $306,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,895 | $303,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 27,127 | $303,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 28,358 | $301,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 28,043 | $300,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,236 | $298,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,164 | $296,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 24,903 | $296,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 28,116 | $295,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 42,031 | $295,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 34,589 | $295,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18,028 | $294,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 16,051 | $294,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,132 | $293,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 22,846 | $293,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 23,506 | $292,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 19,611 | $292,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,508 | $290,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 19,928 | $289,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 116,469 | $288,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 60,235 | $287,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 66,095 | $286,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 20,802 | $286,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 29,598 | $285,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,320 | $284,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 92,552 | $283,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 18,805 | $282,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 47,501 | $282,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 28,498 | $281,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 21,385 | $280,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 29,276 | $280,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 44,782 | $279,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 28,550 | $278,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 23,504 | $277,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 22,142 | $275,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 22,769 | $274,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 40,059 | $274,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,799 | $273,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 30,387 | $273,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,317 | $273,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,431 | $272,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 64,840 | $271,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,208 | $270,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,720 | $268,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,772 | $268,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,961 | $267,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 34,254 | $266,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,299 | $266,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,111 | $265,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,185 | $256,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,960 | $254,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,549 | $252,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,213 | $248,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,152 | $247,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,294 | $247,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,263 | $246,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,081 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,564 | $242,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,525 | $239,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,218 | $235,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,952 | $234,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,018 | $232,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,883 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 9,238 | $230,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,468 | $226,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,249 | $226,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 40,166 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,162 | $219,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,505 | $216,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,729 | $213,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 932 | $211,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 903 | $211,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,261 | $210,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,668 | $210,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 3,283 | $209,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,765 | $206,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,375 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,054 | $203,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 28,580 | $202,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 22,062 | $199,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,011 | $197,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 12,417 | $179,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 31,871 | $179,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,844 | $162,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,554 | $162,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 24,012 | $158,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,949 | $150,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 30,693 | $143,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,003 | $120,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,496 | $79,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 11,439 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001071640-19-000017 | this filing | 2019-07-26 | acceptance time not in the bulk data set |