13F-HR filed by PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-26, with 210 holding rows worth $915,720,000.
- Accession
- 0001071640-17-000012
- Filer
- CIK 1071640
- Filed
- 2017-07-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 210 entries on the cover page, a total value of $915,720,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $915,720,000 with VALUE read as thousands by filing date, 13F file number 028-16353. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 806,533 | $87,863,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 348,595 | $84,609,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 861,533 | $56,133,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,831,757 | $51,949,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 446,126 | $41,336,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,462,696 | $40,913,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 335,108 | $39,308,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 299,383 | $31,489,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 738,870 | $30,397,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,849,001 | $26,858,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 220,321 | $26,145,000 | thousands by filing date | |
| VTI | 922908769 | COM | 200,297 | $25,026,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 374,388 | $22,660,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 457,766 | $22,585,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 423,881 | $22,211,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 681,067 | $17,126,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 139,522 | $16,618,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 315,507 | $16,217,000 | thousands by filing date | |
| IJH | 464287507 | COM | 91,353 | $15,908,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 305,982 | $15,256,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 361,545 | $15,174,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 125,947 | $14,172,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 99,617 | $14,141,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 192,359 | $13,526,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 121,883 | $12,827,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 89,360 | $12,157,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 631,577 | $11,774,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 98,965 | $11,106,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 226,040 | $10,992,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 141,412 | $8,433,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 85,500 | $7,440,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 57,591 | $7,121,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 31,789 | $3,359,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 86,245 | $3,343,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 61,587 | $2,806,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,946 | $2,070,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 48,456 | $1,793,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 21,965 | $1,781,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 34,309 | $1,642,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 27,147 | $1,406,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,142 | $1,221,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,648 | $1,129,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,835 | $1,087,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,330 | $1,066,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,124 | $1,022,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,999 | $1,020,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,222 | $953,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 24,655 | $943,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,708 | $883,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,583 | $835,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,420 | $820,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 19,644 | $812,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,434 | $809,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 14,669 | $808,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,589 | $795,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,931 | $784,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,097 | $764,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,151 | $761,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 5,350 | $754,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,911 | $749,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,993 | $743,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,835 | $742,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 60,150 | $721,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,300 | $685,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,041 | $676,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 739 | $668,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 12,701 | $650,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,547 | $647,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,294 | $635,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,833 | $605,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,834 | $604,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 7,530 | $585,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 7,794 | $568,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,692 | $567,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,183 | $538,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,406 | $532,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,275 | $531,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,553 | $518,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,676 | $502,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 6,563 | $493,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 513 | $492,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,481 | $487,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,709 | $480,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,683 | $474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 16,709 | $465,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,747 | $456,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,181 | $450,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,651 | $447,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 988 | $430,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,312 | $428,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 12,020 | $425,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,008 | $408,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,317 | $405,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,753 | $403,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,878 | $397,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,840 | $395,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,297 | $389,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,002 | $384,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,031 | $375,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,405 | $373,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 15,282 | $372,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,079 | $372,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,057 | $371,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,628 | $369,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,727 | $369,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,508 | $365,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,095 | $358,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,669 | $357,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 3,662 | $356,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,966 | $355,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,656 | $354,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,899 | $351,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,727 | $351,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,645 | $350,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 6,101 | $349,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,251 | $348,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,197 | $346,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,386 | $336,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,842 | $336,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,237 | $335,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,028 | $332,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,152 | $332,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,603 | $330,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,225 | $327,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 8,121 | $326,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 7,206 | $326,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 39,850 | $326,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,670 | $325,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,503 | $321,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,794 | $311,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 6,599 | $308,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,093 | $308,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,481 | $308,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,948 | $307,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,505 | $307,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,386 | $304,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,695 | $303,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11,885 | $299,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,169 | $296,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,382 | $296,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 327 | $294,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,319 | $294,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,716 | $294,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,948 | $286,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,432 | $286,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,878 | $283,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,846 | $282,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,857 | $280,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,975 | $278,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,310 | $276,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,332 | $274,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,964 | $274,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,711 | $271,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,041 | $270,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,457 | $268,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,351 | $263,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,227 | $262,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,089 | $261,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,047 | $259,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,074 | $258,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 8,521 | $258,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,741 | $255,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,383 | $254,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,099 | $252,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,315 | $252,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,304 | $251,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,398 | $248,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,339 | $247,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,857 | $246,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,079 | $245,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,272 | $243,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,073 | $243,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 932 | $243,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,099 | $242,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,151 | $236,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,108 | $235,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 9,734 | $234,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,809 | $234,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,276 | $234,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,527 | $231,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,056 | $230,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,558 | $228,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,421 | $228,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,090 | $226,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 940 | $226,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,057 | $222,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,586 | $221,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,371 | $220,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,007 | $217,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,379 | $214,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,684 | $213,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,534 | $213,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,568 | $210,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,050 | $208,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 3,751 | $207,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,317 | $206,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,458 | $201,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,233 | $201,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,127 | $201,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,893 | $182,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,833 | $161,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 17,516 | $150,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,124 | $138,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,936 | $137,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,544 | $137,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 13,565 | $117,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,266 | $105,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 10,887 | $103,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,744 | $79,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 12,226 | $73,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001071640-17-000012 | this filing | 2017-07-26 | acceptance time not in the bulk data set |